Cohen & Co (COHN) CFO Pooler sells 6,818 shares, holds 69,073

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, reported open-market sales of company common stock over two days. He sold 6,113 shares on March 19, 2026 at a weighted average price of $17.15 per share, in multiple trades between $17.1383 and $17.1839. He then sold 705 shares on March 20, 2026 at a weighted average price of $15.58, with individual trades between $15.01 and $15.6735. After these sales, he directly holds 69,073 shares of Cohen & Co Inc. common stock.

Insights

CFO executes modest open-market sales while retaining a sizable stake.

The EVP, CFO and Treasurer, Joseph W. Pooler Jr., conducted two open-market sales totaling 6,818 shares of Cohen & Co Inc. common stock. Both transactions were coded as open-market sales, with weighted average prices of $17.15 and $15.58 across tight intraday price ranges.

Following these trades, Pooler directly holds 69,073 shares, indicating he retains a meaningful equity position. The filing does not reference option exercises, gifts, or tax withholding, and the derivative section is empty, suggesting this disclosure reflects straightforward share disposals rather than compensation-related mechanics.

Because the sales represent a relatively small number of shares and there is no mention of a Rule 10b5-1 trading plan in the provided excerpt, the transactions appear as routine portfolio management. Future filings will clarify whether this sale pattern continues or remains an isolated event.

Insider Trade Summary

Net Seller: 6,818 shares ($115,822)

Net Sell 2 txns

Insider Pooler Joseph W. Jr.

Role EVP, CFO and Treasurer

Sold 6,818 shs ($116K)

Type	Security	Shares	Price	Value
Sale	Common Stock, par value $0.01 per share	705	$15.58	$11K
Sale	Common Stock, par value $0.01 per share	6,113	$17.15	$105K

Holdings After Transaction: Common Stock, par value $0.01 per share — 69,073 shares (Direct)

Footnotes (1)

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.1383 to $17.1839, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.6735, inclusive.

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Form 4 Insider Transactions: What Each Field Means →

03/23/2026 - 11:42 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pooler Joseph W. Jr.

(Last)

(First)

(Middle)

C/O COHEN & CO INC.,

2929 ARCH STREET, SUITE 1703

(Street)

PHILADELPHIA

PENNSYLVANIA

19104-2870

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Cohen & Co Inc. [ COHN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, CFO and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.01 per share	03/19/2026		S		6,113	D	$17.15⁽¹⁾	69,778	D
Common Stock, par value $0.01 per share	03/20/2026		S		705	D	$15.58⁽²⁾	69,073	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.1383 to $17.1839, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.6735, inclusive.

	/s/ Joseph W. Pooler, Jr.	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Cohen & Co Inc. (COHN) report in this Form 4?

Cohen & Co Inc. reported that EVP, CFO and Treasurer Joseph W. Pooler Jr. sold 6,818 common shares in two open-market transactions. The sales occurred on March 19 and March 20, 2026 at weighted average prices of $17.15 and $15.58 per share, respectively.

How many Cohen & Co Inc. (COHN) shares does the CFO hold after these sales?

After the reported transactions, EVP, CFO and Treasurer Joseph W. Pooler Jr. directly owns 69,073 shares of Cohen & Co Inc. common stock. This post-transaction figure reflects his remaining direct holdings following the combined sale of 6,818 shares over the two trading days disclosed.

At what prices did the Cohen & Co Inc. (COHN) CFO sell his shares?

On March 19, 2026, the CFO sold 6,113 shares at a weighted average price of $17.15, with trades between $17.1383 and $17.1839. On March 20, 2026, he sold 705 shares at a weighted average of $15.58, with trades between $15.01 and $15.6735.

Were the Cohen & Co Inc. (COHN) insider sales part of an option exercise or derivative transaction?

The disclosed transactions are non-derivative open-market sales of common stock. The filing shows no derivative transactions, no option exercises, and an empty derivative position summary, indicating the sales were direct disposals of already-held shares rather than conversions or equity award exercises.

Does the Cohen & Co Inc. (COHN) Form 4 mention a Rule 10b5-1 trading plan?

The provided Form 4 excerpt does not reference any Rule 10b5-1 trading plan. Footnotes focus on explaining weighted average sale prices and the ranges of individual trade prices, without mentioning pre-arranged trading arrangements or automatic selling programs for the reported transactions.

What role does the insider selling Cohen & Co Inc. (COHN) shares hold at the company?

The insider is Joseph W. Pooler Jr., who serves as Executive Vice President, Chief Financial Officer and Treasurer of Cohen & Co Inc. His Form 4 filing reports recent open-market sales of common stock while confirming his continued direct ownership of 69,073 company shares after the transactions.