Bradley Serwin files Form 144 to sell 904 COMP shares

Rhea-AI Filing Summary

Compass, Inc. (COMP) stockholder Bradley Serwin filed a Form 144 to sell up to 904 shares of common stock with an aggregate market value of $8,524.72. The planned sale, through Morgan Stanley Smith Barney LLC, lists an approximate sale date of 11/12/2025 on the NYSE.

The shares were acquired on 10/03/2024 via restricted stock units from the issuer. Recent reported sales include 903 shares on 11/11/2025 for $8,127.00, 13,065 shares on 08/25/2025 for $124,117.50, and 13,064 shares on 08/22/2025 for $117,576.00. Shares outstanding were 561,061,452; this is a baseline figure, not the amount being offered.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	904	8524.72	561061452	11/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/03/2024	Restricted Stock Units	Issuer			904	10/03/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	11/11/2025	903	8127.00
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	08/25/2025	13065	124117.50
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	08/22/2025	13064	117576.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Compass (COMP) disclose in this Form 144?

A stockholder, Bradley Serwin, filed a notice to sell up to 904 common shares with an aggregate market value of $8,524.72.

When is the proposed sale of COMP shares expected?

The filing lists an approximate sale date of 11/12/2025.

How were the shares to be sold acquired?

They were acquired on 10/03/2024 via restricted stock units from the issuer.

Which broker and exchange are listed for the COMP sale?

Broker: Morgan Stanley Smith Barney LLC. Exchange: NYSE.

What prior sales by the same filer are disclosed?

Sales include 903 shares on 11/11/2025 for $8,127.00, 13,065 shares on 08/25/2025 for $124,117.50, and 13,064 shares on 08/22/2025 for $117,576.00.

How many Compass shares are outstanding?

The filing lists 561,061,452 shares outstanding.

Is there a trading plan referenced for prior sales?

Yes. The prior transactions are noted as 10b5-1 sales for Bradley Serwin.