Compass director Phillips proposes $3.96M share sale

The proposed sale includes 129,640 shares listed as option-exercise shares and 236,642 shares listed as restricted stock.

Available on EDGAR 11/09/2026 - 04:38 PM EST Accepted by SEC EDGAR 11/09/2026 - 04:37 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Compass, Inc. director Charles Phillips reported a proposed sale of 366,282 common shares, with an aggregate market value of $3,960,881.37 and an approximate sale date of November 9, 2026. The securities table lists 129,640 shares acquired through a stock option exercise on November 9, 2026, and 236,642 shares acquired as restricted stock on May 3, 2022. Phillips's remarks state that the securities to be sold were acquired upon vesting of restricted stock from May 3, 2022, through May 14, 2026.

Key Figures

Proposed shares to be sold: 366,282 shares Aggregate market value: $3,960,881.37 Shares outstanding: 766,884,741 shares +2 more

5 metrics

Proposed shares to be sold 366,282 shares Common shares; approximate sale date November 9, 2026

Aggregate market value $3,960,881.37 Proposed sale

Shares outstanding 766,884,741 shares Number reported in the securities information

Shares acquired through stock option exercise 129,640 shares Acquisition date November 9, 2026

Restricted stock acquired 236,642 shares Acquisition date May 3, 2022

Key Terms

Stock Option Exercise, Restricted Stock, Aggregate Market Value

3 terms

Stock Option Exercise financial

"Nature of Acquisition Transaction: Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Restricted Stock financial

"Nature of Acquisition Transaction: Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

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How many COMP shares did Charles Phillips propose to sell?

Charles Phillips, a Compass director, reported a proposed sale of 366,282 common shares, with an aggregate market value of $3,960,881.37 and an approximate sale date of November 9, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001236185
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	COMPASS, INC.
SEC File Number	001-40291
Address of Issuer	110 FIFTH AVENUE 4TH FLOOR NEW YORK NEW YORK 10011
Phone	646-982-0353
Name of Person for Whose Account the Securities are To Be Sold	CHARLES PHILLIPS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	366282	3960881.37	766884741	11/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/09/2026	Stock Option Exercise	Issuer			129640	11/09/2026	Cash
Common	05/03/2022	Restricted Stock	Issuer			236642	05/03/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock during the period of 05/03/2022 through 05/14/2026.
Date of Notice	11/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Charles Phillips
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)