Compass director Sordello acquires 2,419 shares

Each RSU represents a contingent right to receive one Class A share upon settlement.

Available on EDGAR 11/04/2026 - 04:09 PM EST Accepted by SEC EDGAR 11/04/2026 - 04:09 PM EST

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Form Type

Rhea-AI Filing Summary

Compass, Inc. director Steven J. Sordello settled 2,419 RSUs into 2,419 Class A common shares on November 2, 2026. Afterward, he directly held 252,195 Class A shares and 4,839 RSUs. The RSUs vest 25% on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027; if not fully vested, they vest in full on the date of the next annual meeting of the Company's stockholders.

Insider Trade Summary

2,419 shares exercised/converted

Exercise 2 txns

Insider Sordello Steven J

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit (RSU) ^{F1, F2}	2,419	$0.00	$0.00
Exercise	Class A Common Stock ^F1	2,419	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit (RSU) — 4,839 contracts (Direct); Class A Common Stock — 252,195 shares (Direct)

Holdings Before and After: Restricted Stock Unit (RSU), 7,258 to 4,839 contracts (Direct); Class A Common Stock, 249,776 to 252,195 shares (Direct)

Footnotes (2)

F1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2. The RSUs shall vest as to 25% of the total shares on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

Key Figures

RSUs settled: 2,419 RSUs Class A common shares acquired: 2,419 shares Class A shares held after transaction: 252,195 shares +2 more

5 metrics

RSUs settled 2,419 RSUs November 2, 2026

Class A common shares acquired 2,419 shares November 2, 2026

Class A shares held after transaction 252,195 shares Direct holdings after the November 2, 2026 transaction

RSUs held after transaction 4,839 RSUs Direct holdings after the November 2, 2026 transaction

RSU vesting installment 25% of the total shares Each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027

Key Terms

Restricted Stock Unit (RSU), contingent right, vest in full

3 terms

Restricted Stock Unit (RSU) financial

"Restricted Stock Unit (RSU)"

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

contingent right financial

"a contingent right to receive one (1) share"

vest in full financial

"will vest in full on the date of the next annual meeting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many COMP shares did director Steven J. Sordello acquire?

Steven J. Sordello acquired 2,419 Class A common shares on November 2, 2026, through settlement of 2,419 RSUs. Afterward, he directly held 252,195 Class A shares and 4,839 RSUs.

When do COMP director Steven J. Sordello's RSUs vest?

The RSUs vest as to 25% of the total shares on August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027. If not fully vested, they vest in full on the date of the next annual meeting of the Company's stockholders.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sordello Steven J

(Last)

(First)

(Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/02/2026		M		2,419	A	$0⁽¹⁾	252,195	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit (RSU)	⁽¹⁾	11/02/2026		M			2,419	⁽²⁾	⁽²⁾	Class A Common Stock	2,419	$0	4,839	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

2. The RSUs shall vest as to 25% of the total shares on each of August 1, 2026, November 1, 2026, February 1, 2027, and May 1, 2027; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

Remarks:

	/s/ Ethan Glass, as attorney-in-fact	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR