[144] Compass, Inc. SEC Filing

Rhea-AI Filing Summary

Compass, Inc. (COMP) insider sale notice: The filer intends to sell 13,065 common shares through Morgan Stanley Smith Barney with an aggregate market value of $121,373.85. The sale is reported for 08/25/2025 on the NYSE. These shares were acquired as Restricted Stock Units on 04/02/2024.

The filing also reports recent related activity: a Rule 10b5-1 sale on 08/22/2025 of 13,064 shares for gross proceeds of $117,576.00. The filing lists total shares outstanding of 525,865,413. The notice includes the standard representation that the seller is unaware of undisclosed material adverse information.

Positive

• Transaction disclosed under Rule 144 with broker and aggregate value listed, supporting regulatory transparency
• Use of a 10b5-1 plan for prior sale indicates prearranged trading instructions, which can reduce signaling of undisclosed information

Negative

• No contextual issuer financial data in the filing to assess materiality beyond share counts and transaction amounts

Insights

Securities Analyst

TL;DR Insider RSUs being sold in small blocks over two days; transaction size is immaterial relative to outstanding shares.

The filing shows a planned sale of 13,065 shares via Morgan Stanley and a prior 10b5-1 sale of 13,064 shares two days earlier. Both transactions are routine dispositions of RSUs acquired 04/02/2024. Compared with the reported 525,865,413 shares outstanding, the volumes are negligible and unlikely to affect market liquidity or valuation. The presence of a 10b5-1 plan indicates prearranged trading instructions, which reduces the likelihood the sales reflect undisclosed company-specific news.

Corporate Governance Expert

TL;DR Filing documents compliant disposition of RSUs with 10b5-1 activity; disclosure meets Rule 144 requirements.

The notice identifies the securities as RSUs granted by the issuer and shows acquisition and planned sale dates consistent with Rule 144 reporting. The seller affirms no material nonpublic information and references a 10b5-1 sale executed 08/22/2025. From a governance perspective, this is a standard insider disclosure; there are no stated suspensions, restrictions, or unusual payment arrangements. The form provides the broker name and aggregate value, satisfying typical transparency expectations for insider sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13065	121373.85	525865413	08/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/02/2024	Restricted Stock Units	Issuer			13065	04/02/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BRADLEY SERWIN 110 Fifth Avenue, 4th Floor New York NY 10011	Common	08/22/2025	13064	117576.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What insider sale does the Form 144 for COMP report?

The filer reports a proposed sale of 13,065 common shares on 08/25/2025 through Morgan Stanley with an aggregate market value of $121,373.85.

How were the shares being sold acquired?

The shares were acquired as Restricted Stock Units on 04/02/2024 and the filing lists the acquisition date as 04/02/2024.

Did the filer sell any shares recently?

Yes, the filing discloses a 10b5-1 sale on 08/22/2025 of 13,064 shares for gross proceeds of $117,576.00.

What is the total number of shares outstanding reported in the filing?

The filing reports 525,865,413 shares outstanding.

Which broker is handling the sale?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services located in New York, NY.