[144] Compass, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Compass, Inc. (COMP) reports a proposed sale of 13,064 shares of Common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $110,913.36 and an approximate sale date of 08/22/2025. The securities were acquired as Restricted Stock Units from the issuer on 04/02/2024 and the acquisition/payment date is listed as 04/02/2024. The filing shows 13,064 units to be sold and states there were no securities sold in the past three months by the reporting person. Several identifying fields for the filer and issuer (such as filer CIK and issuer address) are not populated in the provided content.

Positive

• Planned sale fully disclosed with broker, class, quantity, aggregate value, and sale date provided
• Acquisition method is specified as Restricted Stock Units with an explicit acquisition date of 04/02/2024
• No securities sold in past three months by the reporting person, clarifying recent insider activity

Negative

• Filer identifying information (CIK/CCC and contact fields) is not populated in the provided content
• Issuer identifying details such as issuer name and address are not shown in the content provided

Insights

Financial Analyst

TL;DR: Routine insider sale notice disclosing planned disposition of 13,064 RSU-derived shares valued at $110,913.36.

The filing documents a scheduled sale of 13,064 common shares on 08/22/2025 via Morgan Stanley Smith Barney LLC, indicating the shares originated from Restricted Stock Units granted 04/02/2024. The aggregate value disclosed is modest relative to Compass's overall market capitalization (not provided here), suggesting this is a routine insider liquidity event rather than a material corporate change. The notice also confirms no sales in the prior three months, which helps clarify recent insider activity. Missing filer/issuer contact details reduce traceability and should be present in a complete filing.

Securities Compliance & Risk Analyst

TL;DR: Form 144 appears procedurally standard but lacks some identifying information needed for full compliance traceability.

The form lists the broker, class of security, acquisition method (RSUs), acquisition date, and planned sale date, meeting key disclosure elements for a Rule 144 notice. The absence of filer CIK/CCC and issuer address in the provided content is notable; while core securities details are present, complete filings typically include full filer contact information to facilitate regulatory review. The signer’s representation about lack of undisclosed material adverse information is included as required. No past three-month sales are reported.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13064	110913.36	525865413	08/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/02/2024	Restricted Stock Units	Issuer			13064	04/02/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the COMP Form 144 disclose about the planned sale?

The filing discloses a planned sale of 13,064 common shares via Morgan Stanley Smith Barney LLC on the NYSE with aggregate value $110,913.36 and an approximate sale date of 08/22/2025.

How were the shares being sold acquired according to the Form 144?

The shares were acquired as Restricted Stock Units from the issuer on 04/02/2024, with the acquisition/payment date listed as 04/02/2024.

Does the filing report any sales of issuer securities by the reporting person in the past three months?

The Form 144 indicates Nothing to Report for securities sold during the past three months by the reporting person.

Which broker is handling the proposed sale in the filing?

The broker named in the filing is Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

Are there missing details in the provided Form 144 content?

Yes. The provided content does not show populated filer CIK/CCC and some issuer identifying fields (name/address) are not included in the excerpt.