[144] Compass, Inc. SEC Filing

Rhea-AI Filing Summary

Compass, Inc. (COMP) Form 144 reports a proposed sale of 47,766 shares of Class A common stock with an aggregate market value of $383,561, to be sold on or about 10/01/2025 on the NYSE. The filing shows the shares were acquired by distribution from related RR1 trusts on 08/19/2021 in three lots (15,366; 165,000; 201,750). The filer also discloses recent trust sales in May–September 2025 totaling multiple transactions, with individual sale amounts and gross proceeds listed. The notice contains the required representation regarding material nonpublic information and signature/attestation language.

Positive

• Discloses proposed sale details including shares, market value, approximate sale date, and exchange
• Provides acquisition history showing shares were distributed from trusts on 08/19/2021
• Lists recent related trust sales with dates and gross proceeds, improving transparency

Negative

• Insider-affiliated sales continuing — proposed sale of 47,766 shares and multiple recent trust sales in 2025
• No issuer operational or financial context is provided in the filing (routine for Form 144 but limits investor insight)

Insights

Securities Analyst

TL;DR: Routine insider notice detailing a modest proposed sale and recent trust sales; transparency on timing and provenance of shares.

The Form 144 is a standard disclosure that notifies the market of an insider-affiliated sale. It specifies 47,766 shares proposed for sale on 10/01/2025 and traces those shares to trust distributions dated 08/19/2021. The filing also lists multiple recent trust sales from May to September 2025 with gross proceeds per transaction, providing useful transactional transparency but no operational or financial performance information about Compass, Inc.

Compliance / Risk Analyst

TL;DR: Compliance-focused filing appears complete for Rule 144 notice; includes required attestation and sale aggregation details.

The document includes necessary elements for a Rule 144 notice: class of securities, broker identity, number of shares, market value, acquisition history, and recent sales by related trusts. It contains the attestation regarding material nonpublic information and cautions about intentional misstatements. No discrepancies or missing mandatory fields are evident from the provided text.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017	47766	383561	525865413	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	08/19/2021	Distribution from The RR1 Trust	The RR1 Trust (CSA-625)			15366	08/19/2021	N/A
Class A Common Stock	08/19/2021	Distribution from The RR1 Trust	The RR1 Trust (CSA-699)			165000	08/19/2021	N/A
Class A Common Stock	08/19/2021	Distribution from The RR1 Trust	The RR1 Trust (CSA-697)			201750	08/19/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
The RR1 WY Trust C/o Compass, Inc. 110 Fifth Avenue, 4th Floor New York NY 10011	Class A Common Stock	08/01/2025	15922	123276
The RR1 WY Trust C/o Compass, Inc. 110 Fifth Avenue, 4th Floor New York NY 10011	Class A Common Stock	09/02/2025	15922	141721
The RR3 WY Trust C/o Compass, Inc. 110 Fifth Avenue, 4th Floor New York NY 10011	Class A Common Stock	08/01/2025	24099	186586
The RR3 WY Trust C/o Compass, Inc. 110 Fifth Avenue, 4th Floor New York NY 10011	Class A Common Stock	09/02/2025	24099	214504
The ER WY Trust C/o Compass, Inc. 110 Fifth Avenue, 4th Floor New York NY 10011	Class A Common Stock	05/01/2025	7859	61992
The ER WY Trust C/o Compass, Inc. 110 Fifth Avenue, 4th Floor New York NY 10011	Class A Common Stock	06/02/2025	7859	46086

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Compass (COMP) Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 47,766 shares of Class A common stock with aggregate market value of $383,561, to be sold on or about 10/01/2025 on the NYSE.

Who acquired the shares being sold and when were they acquired?

The shares were acquired as distributions from The RR1 Trust on 08/19/2021 in three lots: 15,366, 165,000, and 201,750 shares.

Are there recent sales by related trusts disclosed in the filing?

Yes. The filing lists several trust sales in 2025 (May–September) with quantities and gross proceeds, for example: 15,922 shares on 08/01/2025 for $123,276 and 15,922 on 09/02/2025 for $141,721.

Which broker is handling the proposed sale?

The designated broker is J.P. Morgan Securities LLC, located at 390 Madison Avenue, 6th Floor, New York, NY.

Does the Form 144 include an attestation about material nonpublic information?

Yes. The filer represents by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed.