Compass, Inc. (COMP) Chief Legal Officer discloses RSU holdings in initial ownership filing

Rhea-AI Filing Summary

Compass, Inc. reported the initial insider holdings of its Chief Legal Officer, Ethan Glass, as of January 1, 2026. He reports no directly held non-derivative securities of Compass, listing zero shares of common stock.

Instead, his interest is in derivative securities in the form of restricted stock units (RSUs) tied to Class A common stock. One RSU award covers 610,399 shares, vesting 6.25% on December 15, 2025 and 6.25% quarterly thereafter until fully vested on September 15, 2029, and includes 38,149 shares that vested on December 15, 2025 but settled on January 6, 2026. A second RSU award covers 254,333 shares, vesting 25% on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, and includes 63,583 shares that vested on December 15, 2025 but settled on January 6, 2026. Each RSU represents a right to receive one share of Class A common stock upon settlement.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Glass Ethan Charles

(Last) (First) (Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK NY 10011

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities beneficially owned.	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit (RSU)	(1)	(1)	Class A Common Stock	610,399(2)	(3)	D
Restricted Stock Unit (RSU)	(4)	(4)	Class A Common Stock	254,333(5)	(3)	D

Explanation of Responses:

1. The RSUs vest as to 6.25% of the total shares on December 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on September 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

2. Includes 38,149 shares that vested on December 15, 2025 but settled on January 6, 2026.

3. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

4. The RSUs vest as to 25% of the total shares on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

5. Includes 63,583 shares that vested on December 15, 2025 but settled on January 6, 2026.

Remarks:

	/s/ Ethan Glass	01/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider position at Compass, Inc. (COMP) does Ethan Glass hold?

Ethan Glass is an officer of Compass, Inc., serving as the company’s Chief Legal Officer as disclosed in this insider ownership report.

How many Compass, Inc. (COMP) non-derivative shares does Ethan Glass directly own?

The filing states that Ethan Glass has No securities beneficially owned in Table I, showing 0 directly held non-derivative shares of Compass common stock.

What RSU holdings tied to Compass, Inc. (COMP) Class A common stock does Ethan Glass report?

He reports two RSU positions, each directly owned: one award over 610,399 shares of Class A common stock and another over 254,333 shares of Class A common stock, as listed in Table II.

What are the vesting terms for Ethan Glass’s 610,399 Compass (COMP) RSUs?

For the 610,399 RSUs, 6.25% of the total vests on December 15, 2025 and 6.25% vests quarterly thereafter, with all shares vested by September 15, 2029, subject to continued service.

What are the vesting terms for Ethan Glass’s 254,333 Compass (COMP) RSUs?

For the 254,333 RSUs, 25% of the total vests on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, subject to his provision of service on each vesting date.

What do the Compass, Inc. (COMP) RSUs represent for Ethan Glass?

Each RSU represents a contingent right to receive one share of Compass’s Class A common stock upon settlement, meaning the shares are delivered as the RSUs vest and settle.

Why do some Compass (COMP) RSUs show vested but later settlement dates?

The filing notes that 38,149 shares under the 610,399 RSUs and 63,583 shares under the 254,333 RSUs vested on December 15, 2025 but settled on January 6, 2026, indicating a short lag between vesting and share delivery.