STOCK TITAN

Corebridge (NYSE: CRBG) director granted 6,553 deferred stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gubbay Keith reported acquisition or exercise transactions in this Form 4 filing.

Corebridge Financial director Keith Gubbay received an equity award in the form of deferred stock units. He was granted 6,553 deferred stock units (DSUs) of Corebridge Financial, Inc. common stock under the 2022 Omnibus Incentive Plan, increasing his holdings to 13,894 DSUs. Each DSU represents one share, deliverable when his board service ends, and the grant was made at no cash cost to him as a compensation award rather than an open-market purchase.

Positive

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Insider Gubbay Keith
Role null
Type Security Shares Price Value
Grant/Award Common Stock 6,553 $0.00 --
Holdings After Transaction: Common Stock — 13,894 shares (Direct, null)
Footnotes (1)
  1. Reflects deferred stock units (DSUs) granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each DSU represents a right to receive one share of common stock of the Issuer upon the director's termination of service. Includes 13,894 DSUs.
DSUs granted 6,553 units Deferred stock units awarded on transaction date
Total DSUs after grant 13,894 units Director’s DSU holdings following transaction
Grant price per unit $0.0000 Stated price for DSU award, indicating compensation grant
Deferred stock units (DSUs) financial
"Reflects deferred stock units (DSUs) granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan"
Deferred stock units (DSUs) are a form of long-term pay that promises an employee or director future company shares or cash equal to the share value at a later date, usually after leaving the company or at a set vesting time. Think of them as a delayed paycheck tied to the stock: they align recipients’ interests with long-term share performance and matter to investors because they create potential future dilution and signal how management is rewarded and incentivized.
Rule 16b-3 regulatory
"granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
2022 Omnibus Incentive Plan financial
"Reflects deferred stock units (DSUs) granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gubbay Keith

(Last)(First)(Middle)
C/O COREBRIDGE FINANCIAL, INC.
2919 ALLEN PARKWAY, WOODSON TOWER

(Street)
HOUSTON TEXAS 77019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Corebridge Financial, Inc. [ CRBG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026A6,553(1)A$013,894(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects deferred stock units (DSUs) granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each DSU represents a right to receive one share of common stock of the Issuer upon the director's termination of service.
2. Includes 13,894 DSUs.
Remarks:
/s/ William Langston as Attorney-in Fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Corebridge Financial (CRBG) report for Keith Gubbay?

Corebridge Financial reported that director Keith Gubbay received a grant of 6,553 deferred stock units (DSUs) of common stock. These DSUs were awarded as director compensation, not bought on the market, and increase his total DSU holdings to 13,894 units tied to future share delivery.

How many Corebridge Financial DSUs does Keith Gubbay hold after this Form 4?

After the latest grant, Keith Gubbay holds 13,894 deferred stock units (DSUs) of Corebridge Financial common stock. Each DSU represents a right to receive one share when his board service ends, so this figure reflects his accumulated equity-based director compensation, not current freely tradable shares.

Was cash paid for Keith Gubbay’s Corebridge Financial stock unit grant?

No cash changed hands for this grant; the 6,553 deferred stock units were awarded at a stated price of 0.0000 per unit. This indicates a compensation grant under the company’s 2022 Omnibus Incentive Plan, rather than an open-market stock purchase or sale transaction by the director.

What are deferred stock units (DSUs) in the Corebridge Financial Form 4?

Deferred stock units (DSUs) are equity awards where each unit represents one future share of Corebridge Financial common stock. For Keith Gubbay, the DSUs vest as a right to receive shares upon his termination of board service, aligning director compensation with long‑term shareholder interests over time.

Under which plan were Keith Gubbay’s Corebridge Financial DSUs granted?

The 6,553 deferred stock units for Keith Gubbay were granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan. This plan governs equity-based compensation, and the filing notes the grant is exempt under Rule 16b-3, which typically applies to insider compensation arrangements approved by the board or a committee.