[144] Canadian Solar Inc. SEC Filing

Rhea-AI Filing Summary

Canadian Solar Inc. (CSIQ) submitted a Form 144 notice disclosing a proposed sale of 6,773 common shares through Citigroup Global Markets on the NASDAQ with an approximate sale date of 09/08/2025. The filing reports an aggregate market value of $75,654.41 and states 67,167,296 shares outstanding. The shares proposed for sale were acquired under the company's employee share incentive plan in three tranches: 964 shares on 01/02/2025, 837 shares on 04/02/2025, and 4,972 shares on 06/10/2025. The filer indicates the sale consideration is equity compensation. No securities were reported sold by the filer in the past three months. The notice includes the required certification that the seller is not aware of undisclosed material adverse information.

Positive

• Full disclosure of planned sale including broker, exchange, sale date, and aggregate market value
• Acquisition details provided (dates and amounts from the employee share incentive plan)
• Certification included that the seller is not aware of undisclosed material adverse information

Negative

• None.

Insights

Securities Analyst

TL;DR Routine insider sale filing showing a small, documented sale of employee-plan shares through a major broker.

The Form 144 provides clear, specific data: 6,773 shares proposed for sale via Citigroup Global Markets with an aggregate value of $75,654.41 and an approximate sale date of 09/08/2025. Acquisition dates and amounts are disclosed across three employee share incentive plan awards, and no sales were reported in the prior three months. This level of detail supports transparency and regulatory compliance. Based solely on the disclosed figures, the position size relative to the issuer's stated outstanding shares appears small and unlikely to be market-moving.

Corporate Governance Expert

TL;DR Disclosure aligns with Rule 144 requirements and includes the standard representation about material nonpublic information.

The filer explicitly declares absence of undisclosed material adverse information and documents the broker, exchange, and nature of acquisition (employee share incentive plan). The notice references potential 10b5-1 plan adoption language but does not state a plan adoption date. All mandatory fields shown in the form extract are completed for the proposed transaction. From a governance perspective, the filing demonstrates procedural compliance with public reporting obligations for insider sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON SHARES	CITIGROUP GLOBAL MARKETS 390 GREENWICH ST NEW YORK NY 10013	6773	75654.41	67167296	09/08/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON SHARES	01/02/2025	EMPLPOYEE SHARE INCENTIVE PLAN	CANADIAN SOLAR INC			964	09/08/2025	EQUITY COMPENSATION
COMMON SHARES	04/02/2025	EMPLOYEE SHARE INCENTIVE PLAN	CANADIAN SOLAR INC			837	09/08/2025	EQUITY COMPENSATION
COMMON SHARES	06/10/2025	EMPLOYEE SHARE INCENTIVE PLAN	CANADIAN SOLAR INC			4972	09/08/2025	EQUITY COMPENSATION

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Canadian Solar's (CSIQ) Form 144 disclose?

The filing discloses a proposed sale of 6,773 common shares through Citigroup Global Markets on NASDAQ with an approximate sale date of 09/08/2025 and an aggregate market value of $75,654.41.

How were the shares being sold acquired according to the Form 144?

All shares were acquired under the issuer's employee share incentive plan: 964 shares on 01/02/2025, 837 shares on 04/02/2025, and 4,972 shares on 06/10/2025.

Did the filer report any sales of issuer securities in the past three months?

The Form 144 states Nothing to Report for securities sold during the past three months by the person for whose account the securities are to be sold.

What broker and exchange are involved in the proposed sale?

The proposed sale lists Citigroup Global Markets, 390 Greenwich St, New York, NY 10013 as the broker and NASDAQ as the exchange.

Does the filing state whether payment was in cash or other consideration?

The filing identifies the nature of payment as equity compensation for the acquired shares.