STOCK TITAN

Castle Biosciences (CSTL) CEO reports planned stock sales and option exercises

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

CASTLE BIOSCIENCES INC President and CEO Derek J. Maetzold reported a series of insider trades in May 2026 involving company common stock. Across several family trusts and a personal account, entities associated with him sold a net 4,172 shares in open-market transactions at prices around $20 per share.

On the same dates, he exercised stock options to acquire 550 shares at an exercise price of $2.39 per share, increasing his direct common stock holdings. Following these transactions, one direct holding account shows 21,479 shares, while certain family trusts continue to hold tens of thousands of shares. The filing notes that these sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 3, 2025, indicating the trades were scheduled in advance rather than timed discretionarily.

Positive

  • None.

Negative

  • None.
Insider MAETZOLD DEREK J
Role Pres. & Chief Exec. Officer
Sold 4,172 shs ($84K)
Type Security Shares Price Value
Exercise Stock option (right to buy) 420 $0.00 --
Exercise Common Stock 420 $2.39 $1K
Sale Common Stock 420 $20.196 $8K
Sale Common Stock 1,035 $20.196 $21K
Sale Common Stock 880 $20.196 $18K
Sale Common Stock 212 $20.196 $4K
Sale Common Stock 212 $20.196 $4K
Sale Common Stock 212 $20.196 $4K
Sale Common Stock 212 $20.196 $4K
Exercise Stock option (right to buy) 130 $0.00 --
Exercise Common Stock 130 $2.39 $310.70
Sale Common Stock 130 $20.002 $3K
Sale Common Stock 322 $20.002 $6K
Sale Common Stock 273 $20.002 $5K
Sale Common Stock 66 $20.002 $1K
Sale Common Stock 66 $20.002 $1K
Sale Common Stock 66 $20.002 $1K
Sale Common Stock 66 $20.002 $1K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Stock option (right to buy) — 204 shares (Direct, null); Common Stock — 21,899 shares (Direct, null); Common Stock — 44,781 shares (Indirect, By The Maetzold Descendants 2020 Trust)
Footnotes (1)
  1. These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 3, 2025. This transaction was executed in multiple trades at prices ranging from $20.000 to $20.010, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries. Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries. Held by The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk of which the Reporting Person is the trustee and his child is the beneficiary. Held by The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold of which the Reporting Person is the trustee and his child is the beneficiary. Held by The Maetzold 2018 Remainder Trust FBO John Derek Maetzold of which the Reporting Person is the trustee and his child is the beneficiary. Held by The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold of which the Reporting Person is the trustee and his child is the beneficiary. This transaction was executed in multiple trades at prices ranging from $20.005 to $20.350, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Held by DJM Grantor Retained Annuity Trust No. 5 of which the Reporting Person is the trustee and beneficiary. Held by DJM Grantor Retained Annuity Trust No. 6 of which the Reporting Person is the trustee and the beneficiaries are The Maetzold 2018 Remainder Trust FBO John Derek Maetzold, The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk, The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold and The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold. Held by DJM Grantor Retained Annuity Trust No. 7 of which the Reporting Person is the trustee and beneficiary. The shares subject to the option are fully vested.
Net shares sold 4,172 shares Open-market sales by Maetzold-related entities in May 2026
Sale price (May 21) $20.196 per share Weighted-average price for several common stock sales
Sale price (May 20) $20.002 per share Weighted-average price for earlier common stock sales
Options exercised 550 shares Stock options converted to common stock on May 20–21, 2026
Option exercise price $2.39 per share Strike price of exercised stock options
Direct holding after trades 21,479 shares Common stock directly held by Maetzold after May 21, 2026 sale
Descendants Trust holding 44,781 shares Common stock held by The Maetzold Descendants 2020 Trust after May 21, 2026
Irrevocable Trust holding 38,061 shares Common stock held by Derek Maetzold 2020 Irrevocable Trust after May 21, 2026
Rule 10b5-1 plan regulatory
"These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 3, 2025."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Grantor Retained Annuity Trust financial
"Held by DJM Grantor Retained Annuity Trust No. 5 of which the Reporting Person is the trustee and beneficiary."
A grantor retained annuity trust (GRAT) is an estate-planning tool where the person who creates the trust transfers assets into it but receives fixed cash payments (an annuity) from the trust for a set number of years; whatever remains after that term passes to designated beneficiaries. It matters to investors because it can shift future appreciation of assets out of the creator’s taxable estate—like putting an asset into a timed vending machine that pays you fixed amounts while any extra value that grows inside the machine goes to heirs with reduced gift or estate tax consequences.
Stock option (right to buy) financial
"Stock option (right to buy) ... Exercise or conversion of derivative security"
weighted-average sale price financial
"The price reported above reflects the weighted-average sale price."
irrevocable trust financial
"Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries."
An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MAETZOLD DEREK J

(Last)(First)(Middle)
C/O CASTLE BIOSCIENCES, INC.
1500 W. PARKWOOD AVE SUITE 400

(Street)
FRIENDSWOOD TEXAS 77546

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CASTLE BIOSCIENCES INC [ CSTL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Pres. & Chief Exec. Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/20/2026M(1)130A$2.3921,609D
Common Stock05/20/2026S(1)130D$20.002(2)21,479D
Common Stock05/20/2026S(1)322D$20.002(2)45,816IBy The Maetzold Descendants 2020 Trust(3)
Common Stock05/20/2026S(1)273D$20.002(2)38,941IBy Derek Maetzold 2020 Irrevocable Trust(4)
Common Stock05/20/2026S(1)66D$20.002(2)2,158IBy The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk(5)
Common Stock05/20/2026S(1)66D$20.002(2)2,158IBy The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold(6)
Common Stock05/20/2026S(1)66D$20.002(2)2,158IBy The Maetzold 2018 Remainder Trust FBO John Derek Maetzold(7)
Common Stock05/20/2026S(1)66D$20.002(2)2,158IBy The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold(8)
Common Stock05/21/2026M(1)420A$2.3921,899D
Common Stock05/21/2026S(1)420D$20.196(9)21,479D
Common Stock05/21/2026S(1)1,035D$20.196(9)44,781IBy The Maetzold Descendants 2020 Trust(3)
Common Stock05/21/2026S(1)880D$20.196(9)38,061IBy Derek Maetzold 2020 Irrevocable Trust(4)
Common Stock05/21/2026S(1)212D$20.196(9)1,946IBy The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk(5)
Common Stock05/21/2026S(1)212D$20.196(9)1,946IBy The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold(6)
Common Stock05/21/2026S(1)212D$20.196(9)1,946IBy The Maetzold 2018 Remainder Trust FBO John Derek Maetzold(7)
Common Stock05/21/2026S(1)212D$20.196(9)1,946IBy The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold(8)
Common Stock85,959IBy DJM Grantor Retained Annuity Trust No. 5(10)
Common Stock18,718IBy DJM Grantor Retained Annuity Trust No. 6(11)
Common Stock44,323IBy DJM Grantor Retained Annuity Trust No. 7(12)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock option (right to buy)$2.3905/20/2026M(1)130 (13)11/11/2028Common Stock130$0624D
Stock option (right to buy)$2.3905/21/2026M(1)420 (13)11/11/2028Common Stock420$0204D
Explanation of Responses:
1. These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 3, 2025.
2. This transaction was executed in multiple trades at prices ranging from $20.000 to $20.010, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
4. Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
5. Held by The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk of which the Reporting Person is the trustee and his child is the beneficiary.
6. Held by The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
7. Held by The Maetzold 2018 Remainder Trust FBO John Derek Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
8. Held by The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
9. This transaction was executed in multiple trades at prices ranging from $20.005 to $20.350, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
10. Held by DJM Grantor Retained Annuity Trust No. 5 of which the Reporting Person is the trustee and beneficiary.
11. Held by DJM Grantor Retained Annuity Trust No. 6 of which the Reporting Person is the trustee and the beneficiaries are The Maetzold 2018 Remainder Trust FBO John Derek Maetzold, The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk, The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold and The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold.
12. Held by DJM Grantor Retained Annuity Trust No. 7 of which the Reporting Person is the trustee and beneficiary.
13. The shares subject to the option are fully vested.
Remarks:
/s/ Frank Stokes, Attorney-in-fact05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did CSTL CEO Derek Maetzold report in this Form 4?

CSTL CEO Derek Maetzold reported multiple insider trades where related trusts and a personal account sold 4,172 Castle Biosciences common shares around $20 each, while he also exercised options to acquire 550 shares at $2.39 per share during May 2026.

Were Derek Maetzold’s CSTL share sales part of a Rule 10b5-1 plan?

Yes. The Form 4 states these CSTL share sales were made under a Rule 10b5-1 trading plan adopted on December 3, 2025. Such plans pre-schedule trades, meaning the timing of these transactions was set in advance rather than chosen opportunistically.

How many CSTL shares were sold by entities associated with Derek Maetzold?

Entities associated with Derek Maetzold sold 4,172 Castle Biosciences common shares in open-market transactions. These sales were spread across several family-related trusts and a direct holding account, at weighted-average prices near $20.00 and $20.196 per share.

Did Derek Maetzold exercise any Castle Biosciences stock options in this filing?

Yes. Derek Maetzold exercised stock options covering 550 Castle Biosciences shares at an exercise price of $2.39 per share. These derivative exercises converted option rights into additional common shares reflected in his direct holdings after the transactions.

What were Derek Maetzold’s direct CSTL share holdings after these transactions?

After the reported trades, one direct account for Derek Maetzold shows 21,479 Castle Biosciences common shares. Additional indirect holdings are reported through various family and grantor retained annuity trusts, each with its own post-transaction share balance.

Which trusts linked to Derek Maetzold were involved in the CSTL trades?

The filing lists several involved entities, including The Maetzold 2018 Remainder Trusts for multiple family members, the Derek Maetzold 2020 Irrevocable Trust, The Maetzold Descendants 2020 Trust, and DJM Grantor Retained Annuity Trusts Nos. 5, 6, and 7, each holding CSTL shares.