Welcome to our dedicated page for Capital Southwest Corporation SEC filings (Ticker: CSWCZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CSWCZ SEC filings page on Stock Titan highlights regulatory documents associated with Capital Southwest Corporation, as indicated in its Form 8-K filing. In that report, the company details a material definitive agreement: a Seventh Supplemental Indenture to its existing base indenture, governing the issuance of 5.950% Notes due 2030. This page surfaces such filings directly from the SEC’s EDGAR system so users can review the legal and financial terms that Capital Southwest Corporation discloses.
Through this page, investors can access key filings such as the Form 8-K describing the note offering, the related supplemental indenture, and the form of global note filed as exhibits. The Form 8-K explains that the notes are direct unsecured obligations of the company, outlines how they rank relative to other indebtedness, and describes covenants tied to the Investment Company Act of 1940, including asset coverage requirements and reporting obligations if the company is no longer subject to Exchange Act reporting.
Stock Titan enhances these documents with AI-powered summaries that explain the main terms of the indenture, the purpose of the offering, and investor protections such as the Change of Control Repurchase Event. Users can quickly understand how Capital Southwest Corporation intends to use offering proceeds, including redemption of other notes and repayment of credit facilities, without reading every page of the underlying exhibits. As new CSWCZ-related filings appear on EDGAR, this page provides timely access along with plain-language explanations of the most important points for investors and researchers.
Capital Southwest Corporation issued and sold $350.0 million aggregate principal amount of 5.950% Notes due 2030 under a Seventh Supplemental Indenture to its base indenture. The Notes pay interest semi-annually on March 18 and September 18 beginning March 18, 2026, mature September 18, 2030, and are redeemable at the company's option prior to August 18, 2030 at par plus a make-whole premium and thereafter at par. The Notes are direct unsecured obligations, rank pari passu with the company’s unsecured, unsubordinated indebtedness, are effectively subordinated to secured debt and structurally subordinated to subsidiaries’ debt. Holders have a change-of-control repurchase right at 100% of principal plus accrued interest. The offering closed September 18, 2025, with net proceeds of approximately $343.6 million, which the company intends to use to redeem its outstanding 7.75% Notes due 2028 and 3.375% Notes due 2026 and to repay portions of indebtedness under its Corporate Credit Facility and/or SPV Credit Facility. The indenture contains covenants requiring compliance with specified provisions of the 1940 Act, subject to exemptions and limitations.