Welcome to our dedicated page for Capital Southwest Corporation SEC filings (Ticker: CSWCZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CSWCZ SEC filings page on Stock Titan highlights regulatory documents associated with Capital Southwest Corporation, as indicated in its Form 8-K filing. In that report, the company details a material definitive agreement: a Seventh Supplemental Indenture to its existing base indenture, governing the issuance of 5.950% Notes due 2030. This page surfaces such filings directly from the SEC’s EDGAR system so users can review the legal and financial terms that Capital Southwest Corporation discloses.
Through this page, investors can access key filings such as the Form 8-K describing the note offering, the related supplemental indenture, and the form of global note filed as exhibits. The Form 8-K explains that the notes are direct unsecured obligations of the company, outlines how they rank relative to other indebtedness, and describes covenants tied to the Investment Company Act of 1940, including asset coverage requirements and reporting obligations if the company is no longer subject to Exchange Act reporting.
Stock Titan enhances these documents with AI-powered summaries that explain the main terms of the indenture, the purpose of the offering, and investor protections such as the Change of Control Repurchase Event. Users can quickly understand how Capital Southwest Corporation intends to use offering proceeds, including redemption of other notes and repayment of credit facilities, without reading every page of the underlying exhibits. As new CSWCZ-related filings appear on EDGAR, this page provides timely access along with plain-language explanations of the most important points for investors and researchers.
Capital Southwest Corp director and President/CEO Michael Scott Sarner reported an open-market purchase of company common stock. On February 27, he bought 2,694.635 shares at a price of $21.90 per share. Following this transaction, his directly held ownership increased to 473,154.339 common shares.
Capital Southwest Corporation announced shareholder dividends tied to the quarter ending June 30, 2026. The Board declared monthly regular dividends of $0.1934 per share for each of April, May, and June 2026, plus a quarterly supplemental dividend of $0.06 per share payable on June 30, 2026.
In total, dividends per share associated with the quarter ending June 30, 2026 are stated as $0.64, including $0.58 in regular monthly dividends and $0.06 in supplemental dividends. Capital Southwest notes it had approximately $2.0 billion in investments at fair value as of December 31, 2025.
The company also highlights its dividend reinvestment plan, allowing registered stockholders who opt in by the record date to reinvest cash dividends into additional shares of common stock.
Capital Southwest Corp. director Christine S. Battist purchased 600 shares of common stock on February 9, 2026 at an average price of $23.1587 per share. Following this open-market purchase, she directly owns 13,215 Capital Southwest shares and indirectly holds 7,281 shares through a trust agreement dated August 13, 2007.
Capital Southwest Corporation reported higher profitability for the quarter ended December 31, 2025. Total investment income rose to $61.4 million from $52.0 million a year earlier, driven by interest and fee income across non‑affiliate, affiliate, and control investments.
Net investment income increased to $37.0 million from $30.3 million, while the net increase in net assets from operations more than doubled to $32.9 million from $16.3 million. For the nine‑month period, net investment income reached $100.9 million and the net increase in net assets from operations was $85.5 million, both above the prior year.
The investment portfolio at fair value expanded to $2.01 billion from $1.79 billion at March 31, 2025. Net assets grew to $995.6 million, with net asset value per share essentially steady at $16.75 versus $16.70. Shares outstanding were 60,162,020 as of January 29, 2026.
Capital Southwest Corporation furnished an earnings-related update by issuing a press release and an accompanying investor presentation. The company used a current report to share information about its results of operations and financial condition without having that information treated as formally filed under securities laws.
The press release is furnished as Exhibit 99.1, and investor presentation slides are furnished as Exhibit 99.2. Capital Southwest also plans to discuss these materials with analysts and investors on a conference call scheduled for February 3, 2026.
Capital Southwest Corporation furnished an update on how its 2025 dividends will be treated for tax purposes. The company paid total dividends of $2.56 per share attributable to the tax year ended December 31, 2025, and reports that these dividends are comprised of 100% ordinary income.
This tax characterization helps shareholders understand how to report the 2025 dividends on their tax returns. The details were provided in a press release attached as an exhibit to the report.
Capital Southwest Corporation issued and sold $350.0 million aggregate principal amount of 5.950% Notes due 2030 under a Seventh Supplemental Indenture to its base indenture. The Notes pay interest semi-annually on March 18 and September 18 beginning March 18, 2026, mature September 18, 2030, and are redeemable at the company's option prior to August 18, 2030 at par plus a make-whole premium and thereafter at par. The Notes are direct unsecured obligations, rank pari passu with the company’s unsecured, unsubordinated indebtedness, are effectively subordinated to secured debt and structurally subordinated to subsidiaries’ debt. Holders have a change-of-control repurchase right at 100% of principal plus accrued interest. The offering closed September 18, 2025, with net proceeds of approximately $343.6 million, which the company intends to use to redeem its outstanding 7.75% Notes due 2028 and 3.375% Notes due 2026 and to repay portions of indebtedness under its Corporate Credit Facility and/or SPV Credit Facility. The indenture contains covenants requiring compliance with specified provisions of the 1940 Act, subject to exemptions and limitations.