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Carnival plc (CUK) director surrenders 23K trust shares in DLC unification

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carnival plc director Nelda J. Connors reported a disposition of 23,322.6435 Trust Shares representing beneficial interests in a special voting share tied to Carnival Corporation common stock. These Trust Shares were surrendered to Carnival plc for no consideration and then canceled in connection with the DLC Unification and Redomiciliation completed on May 7, 2026. The filing explicitly states that the reporting person did not dispose of any Carnival Corporation securities as part of this corporate reorganization.

Positive

  • None.

Negative

  • None.
Insider Connors Nelda J
Role null
Type Security Shares Price Value
Disposition Trust Shares (beneficial Interest in Special Voting Share) 23,322.644 $0.00 --
Holdings After Transaction: Trust Shares (beneficial Interest in Special Voting Share) — 0 shares (Direct, null)
Footnotes (1)
  1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
Trust Shares disposed 23,322.6435 Trust Shares Disposition to issuer on May 7, 2026
Price per Trust Share $0.0000 per Trust Share Surrendered for no consideration
Trust Shares after transaction 0.0000 Trust Shares Holdings following disposition
Transaction code D (Disposition to issuer) Non-derivative Trust Shares
Transaction direction dispose Issuer disposition of Trust Shares
Trust Shares financial
"Represents trust shares (the "Trust Shares") of beneficial interests"
P&O Princess Voting Trust financial
"beneficial interests in P&O Princess Voting Trust (the "Trust")"
dual listed company transaction financial
"In connection with the dual listed company transaction between Carnival plc"
special voting share financial
"Carnival plc issued one special voting share to the Trust"
DLC Unification and Redomiciliation financial
"completed the previously announced DLC Unification and Redomiciliation Transactions"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Connors Nelda J
(Last)(First)(Middle)
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
(Street)
MIAMI FLORIDA 33178
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CARNIVAL PLC [ CUK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Trust Shares (beneficial Interest in Special Voting Share)(1)05/07/2026D(2)23,322.6435D(2)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
2. On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
/s/ Nelda J. Connors05/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Nelda J. Connors report in this Carnival plc (CUK) Form 4?

Nelda J. Connors reported disposing of 23,322.6435 Trust Shares linked to a Carnival plc special voting share. These Trust Shares were surrendered to Carnival plc for no consideration and canceled as part of the DLC Unification and Redomiciliation.

Were any Carnival Corporation securities disposed of in this CUK Form 4 event?

No. The filing states the reporting person did not dispose of any Carnival Corporation securities. Only Trust Shares representing beneficial interests in a Carnival plc special voting share were surrendered and canceled in connection with the DLC Unification and Redomiciliation.

What are the Trust Shares referenced in the Carnival plc (CUK) Form 4?

The Trust Shares represent beneficial interests in a Carnival plc special voting share held by P&O Princess Voting Trust. They are paired with Carnival Corporation common stock, represented by the same certificate, and were originally created in the dual listed company transaction between Carnival plc and Carnival Corporation.

Why were the Trust Shares canceled in this Carnival plc (CUK) filing?

The Trust Shares were surrendered to Carnival plc for no consideration and then canceled upon completion of the DLC Unification and Redomiciliation transactions. These transactions resulted in Carnival plc becoming a wholly owned subsidiary of Carnival Corporation Ltd, simplifying the prior dual listed company structure.

How many Trust Shares did Nelda J. Connors hold after this CUK Form 4 transaction?

After the transaction, Nelda J. Connors held zero Trust Shares. The filing shows total Trust Shares following the disposition as 0.0000, reflecting that all 23,322.6435 Trust Shares previously beneficially owned were surrendered and canceled in the restructuring.

What was the transaction price per Trust Share in this Carnival plc (CUK) Form 4?

The transaction price per Trust Share is reported as $0.0000. The Trust Shares were surrendered to Carnival plc for no consideration, consistent with a mechanical cancellation linked to the DLC Unification and Redomiciliation rather than an open-market sale.