Muriel Siebert (NASDAQ: CXDO) files notice of proposed common stock sale

Rhea-AI Filing Summary

Muriel Siebert & Co., Inc. submitted a Form 144 notice reporting proposed transactions in Common Stock. The filing lists multiple equity compensation vesting events and associated share amounts, including 20,604 shares (12/28/2022), 1,129 shares (03/12/2023), 33,910 shares (03/14/2023), and 6,896 shares (03/17/2023).

Key Figures

Vesting entry: 20,604 shares Vesting entry: 1,129 shares Vesting entry: 33,910 shares +4 more

7 metrics

Vesting entry 20,604 shares Vesting of RSUs on 12/28/2022

Vesting entry 1,129 shares Vesting of RSUs on 03/12/2023

Vesting entry 33,910 shares Vesting of RSUs on 03/14/2023

Vesting entry 6,896 shares Vesting of RSUs on 03/17/2023

Securities line item 18,989 Line item associated with 05/04/2026 in excerpt

Securities line item 154,501 Line item associated with 05/04/2026 in excerpt

Securities line item 32,415,373 Line item associated with 05/04/2026 in excerpt

Key Terms

Form 144, RSU, Vesting, Equity Compensation

4 terms

Form 144 regulatory

"submitted a Form 144 notice reporting proposed transactions"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU financial

"Vesting of RSUs listed as Equity Compensation"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Vesting financial

"Vesting of RSUs on 12/28/2022 and other dates"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Equity Compensation financial

"Equity Compensation Common Stock entries accompany vesting amounts"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Muriel Siebert & Co., Inc. 653 Collins Ave Miami Beach FL 33139	18989	154501	32415373	05/04/2026	NASDAQ
Common	Muriel Siebert & Co., Inc. 653 Collins Ave Miami Beach FL 33139	10000	86280	32415373	05/05/2026	NASDAQ
Common	Muriel Siebert & Co., Inc. 653 Collins Ave Miami Beach FL 33139	33550	314002	32415373	05/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/28/2022	Vesting of RSUs	Issuer			20604	12/28/2022	Equity Compensation
Common Stock	03/12/2023	Vesting of RSUs	Issuer			1129	03/12/2023	Equity Compensation
Common Stock	03/14/2023	Vesting of RSUs	Issuer			33910	03/14/2023	Equity Compensation
Common Stock	03/17/2023	Vesting of RSUs	Issuer			6896	03/17/2023	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the CXDO Form 144 filing disclose?

The filing discloses proposed sales of Common Stock tied to equity compensation vesting. It lists vesting entries of 20,604; 1,129; 33,910; and 6,896 shares on specific dates in 2022–2023, identifying the issuer and security type in the notice.

Which vesting dates and share amounts are shown in the filing for CXDO?

The filing shows vesting dates with amounts: 12/28/2022 — 20,604 shares, 03/12/2023 — 1,129 shares, 03/14/2023 — 33,910 shares, and 03/17/2023 — 6,896 shares. These are listed under equity compensation vesting entries.

Who is identified as the issuer in the Form 144 excerpt?

The excerpt identifies Muriel Siebert & Co., Inc. with an address at 653 Collins Ave, Miami Beach, FL. The notice lists Common Stock and associates vesting events to the issuer in the filing text.

Does the filing show shares sold during the past three months?

The provided excerpt includes a heading for 'Securities Sold During The Past 3 Months' but contains no specific entries under that heading in the supplied text. The excerpt focuses on vesting entries and proposed sale notice.

Are these shares described as equity compensation or open‑market sales?

The filing entries are labeled as Equity Compensation and describe Vesting of RSUs. The text ties the listed share amounts to vesting events rather than explicitly describing execution method for sales.