[144] Sprinklr, Inc. SEC Filing

Rhea-AI Filing Summary

Insider sales disclosed for Sprinklr, Inc. (CXM). The filing shows a proposed sale of 28,916 common shares (aggregate market value $223,992.01) to be executed on 09/16/2025; those shares were acquired on 09/15/2025 as restricted stock vesting under a registered plan.

The filing also reports that Ragy Thomas sold a total of 9,034,203 common shares during the past three months for aggregate gross proceeds of $73,151,278.64 across five transactions dated 06/16/2025–07/29/2025. The issuer's outstanding share count is listed as 142,422,232, so the recent sales equal approximately 6.34% of outstanding shares.

Positive

• Transparent compliance with Rule 144: seller, broker, amounts, dates, and proceeds are disclosed.
• Proposed sale linked to restricted stock vesting, indicating the 28,916 shares derive from compensation rather than an ambiguous transfer.

Negative

• Large insider dispositions: 9,034,203 shares sold in the past three months, generating $73,151,278.64 in gross proceeds.
• Material share supply impact: recent sales equal approximately 6.34% of outstanding shares (142,422,232), a sizable concentration over a short period.

Insights

Securities Analyst

TL;DR: Significant insider dispositions disclosed: ~9.03M shares sold recently, with a small proposed sale from vested restricted stock.

The filing documents concentrated insider sales by Ragy Thomas totaling 9,034,203 shares for gross proceeds of $73.15M over a roughly six-week period. Relative to the reported outstanding share count of 142,422,232, these sales represent about 6.34% of the company, which is sizable for a short time frame and material to equity supply. The proposed sale of 28,916 shares arises from restricted stock vesting and is recorded for 09/16/2025. All figures are reported transparently in this notice; the filer affirms no undisclosed material adverse information.

Corporate Governance Specialist

TL;DR: Filing shows compliance with Rule 144 and disclosure of recent concentrated insider sales and a routine post-vesting sale notice.

The notice meets disclosure requirements by identifying the seller, broker (Morgan Stanley Smith Barney LLC), transaction dates, amounts, and proceeds. The newly vested shares (28,916) are noted as restricted stock vesting under a registered plan, indicating compensation-related issuance rather than an open-market purchase. The large aggregated sales by the named insider are material from a governance perspective because they change insider ownership levels materially within a short period. No allegations, plans, or other context are provided within the filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	28916	223992.01	142422232	09/16/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2025	Restricted stock vesting under a registered plan	Issuer			28916	09/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
RAGY THOMAS 441 9th Avenue 12th Floor New York NY 10001	Common	07/29/2025	1435	13429.73
RAGY THOMAS 441 9th Avenue 12th Floor New York NY 10001	Common	07/02/2025	3000000	25110000.00
RAGY THOMAS 441 9th Avenue 12th Floor New York NY 10001	Common	06/27/2025	3000000	23940000.00
RAGY THOMAS 441 9th Avenue 12th Floor New York NY 10001	Common	06/18/2025	3000000	23820000.00
RAGY THOMAS 441 9th Avenue 12th Floor New York NY 10001	Common	06/16/2025	32768	267848.91

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the Form 144 for Sprinklr (CXM) propose to sell?

The notice proposes sale of 28,916 common shares (aggregate market value $223,992.01) with an approximate sale date of 09/16/2025.

Who sold shares recently according to this filing?

Ragy Thomas sold shares: five transactions totaling 9,034,203 common shares between 06/16/2025 and 07/29/2025.

How much did the recent insider sales generate in gross proceeds?

The five reported sales generated aggregate gross proceeds of $73,151,278.64.

What portion of Sprinklr's outstanding shares were sold by the insider?

Reported recent sales represent about 6.34% of the 142,422,232 shares outstanding listed in the filing.

How were the proposed shares acquired that are being sold on 09/16/2025?

The 28,916 shares were acquired on 09/15/2025 via restricted stock vesting under a registered plan.