[144] Sprinklr, Inc. SEC Filing

Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) insider notice for proposed sale under Rule 144. The filer notifies intent to sell 6,688 shares of common stock through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $51,807.25 based on the filing. The shares were acquired on 09/15/2025 via restricted stock vesting under a registered plan and payment/settlement is recorded as 09/15/2025. The filer also discloses two prior sales by the same person in the past three months totaling 68,880 shares for gross proceeds of $551,540.12 (sales on 06/20/2025 and 06/16/2025). The notice includes the required representation that the signer is not aware of undisclosed material adverse information.

Positive

• Full compliance with Rule 144 disclosure requirements, including broker, share counts, acquisition details, and recent sales
• Transparency about acquisition method (restricted stock vesting) and past three months' sales by the filer

Negative

• Insider selling activity is material to share supply: the filer sold 68,880 shares in the past three months and proposes another 6,688 shares
• No operational or financial context provided in the filing to explain timing of sales or the issuer's condition

Insights

Securities Analyst

TL;DR Insider plans a modest Rule 144 sale of newly vested restricted shares, previously sold larger blocks earlier in the quarter.

The filing reports a proposed sale of 6,688 common shares executed through a major broker and lists recent sales by the same person aggregating 68,880 shares for about $551,540.12. The shares to be sold were acquired via restricted stock vesting, indicating these are previously restricted equity now eligible for public sale under Rule 144. For investors, the filing documents routine insider liquidity rather than corporate operational changes; it provides transparency on insider share movement but contains no new operational or financial performance data.

Corporate Governance Specialist

TL;DR Proper Rule 144 disclosure of vested restricted shares; disclosure suggests routine executive share monetization.

The notice follows Rule 144 format by identifying the broker, share count, acquisition method, and recent sales by the same person. The acquisition via restricted stock vesting under a registered plan is explicitly stated, and the filer affirms absence of undisclosed material adverse information. This is standard compliance activity for insiders monetizing vested awards; the filing does not indicate departures, related-party transactions, or governance issues beyond routine disclosure.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6688	51807.25	142422232	09/16/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2025	Restricted stock vesting under a registered plan	Issuer			6688	09/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jacob Scott 441 9th Avenue 12th Floor New York NY 10001	Common	06/20/2025	62422	498751.78
JACOB SCOTT 441 9th Avenue 12th Floor New York NY 10001	Common	06/16/2025	6458	52788.34

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for Sprinklr (CXM) disclose?

The Form 144 discloses a proposed sale of 6,688 common shares via Morgan Stanley Smith Barney on the NYSE with an aggregate market value of $51,807.25; it also lists two recent sales totaling 68,880 shares for $551,540.12.

How were the shares being sold acquired according to the filing?

The shares were acquired on 09/15/2025 through restricted stock vesting under a registered plan and are recorded as vested and eligible for sale.

Who is the broker handling the proposed sale?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker for the proposed transaction.

Does the filing indicate undisclosed material information about Sprinklr (CXM)?

The signer represents that they do not know any material adverse information about the issuer that has not been publicly disclosed.

What recent insider sales are reported in the filing?

Two sales by the same person are reported: 62,422 shares on 06/20/2025 for $498,751.78 and 6,458 shares on 06/16/2025 for $52,788.34.