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Sprinklr (NYSE: CXM) director exercises options and sells Class A shares

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sprinklr, Inc. director reports option exercises, share conversions, and open‑market sales. On December 8, 2025 and December 9, 2025, the reporting person exercised stock options for 78,032 and 221,968 shares of Class B Common Stock, respectively, each converted into an equal number of Class A Common Stock. On those same dates, the director sold 41,163 Class A shares at a weighted average price of $7.80 and 116,226 Class A shares at a weighted average price of $7.86.

After these transactions, the director directly beneficially owns 239,928 shares of Sprinklr Class A Common Stock. Each Class B share is convertible into one Class A share and will automatically convert upon certain events, including transfer, the holder’s death, or when Class B falls below 5% of combined Class A and Class B shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kanouff Yvette

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/08/2025 C 78,032 A (1) 175,349 D
Class A Common Stock 12/08/2025 S 41,163 D $7.8(2) 134,186 D
Class A Common Stock 12/09/2025 C 221,968 A (1) 356,154 D
Class A Common Stock 12/09/2025 S 116,226 D $7.86(3) 239,928 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $4.1 12/08/2025 M 78,032 (4) 08/14/2028 Class B Common Stock 78,032 $0 221,968 D
Class B Common Stock (1) 12/08/2025 M 78,032 (1) (1) Class A Common Stock 78,032 $4.1 78,032 D
Class B Common Stock (1) 12/08/2025 C 78,032 (1) (1) Class A Common Stock 78,032 $0 0 D
Stock Option (right to buy) $4.1 12/09/2025 M 221,968 (4) 08/14/2028 Class B Common Stock 221,968 $0 0 D
Class B Common Stock (1) 12/09/2025 M 221,968 (1) (1) Class A Common Stock 221,968 $4.1 221,968 D
Class B Common Stock (1) 12/09/2025 C 221,968 (1) (1) Class A Common Stock 221,968 $0 0 D
Explanation of Responses:
1. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $7.86 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $7.91 inclusive.
4. Fully vested and exercisable.
/s/ Yvette Kanouff 12/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Sprinklr (CXM) report in this Form 4?

The filing shows a Sprinklr director exercised stock options into Class B Common Stock that converted into Class A Common Stock and then sold a portion of those Class A shares in open-market transactions on December 8 and 9, 2025.

How many Sprinklr (CXM) Class A shares did the director sell and at what prices?

The director sold 41,163 Class A Common shares at a weighted average price of $7.80 on December 8, 2025, and 116,226 Class A Common shares at a weighted average price of $7.86 on December 9, 2025.

How many Sprinklr (CXM) shares does the director own after these transactions?

Following the reported transactions, the director beneficially owns 239,928 shares of Sprinklr Class A Common Stock in direct ownership.

What option exercises did the Sprinklr (CXM) director report?

The filing reports option exercises (transaction code M) for 78,032 derivative securities on December 8, 2025 and 221,968 derivative securities on December 9, 2025, each relating to stock options to acquire Class B Common Stock that was converted into Class A Common Stock.

How does Sprinklr's Class B Common Stock convert into Class A Common Stock?

Each share of Sprinklr Class B Common Stock is convertible at any time at the holder’s option into one share of Class A Common Stock, and also converts automatically upon certain events, including transfer (with specified exceptions), the holder’s death, or when Class B shares represent less than 5.0% of combined Class A and Class B shares.

Were the Sprinklr (CXM) shares sold in single trades or multiple trades?

The filing states the reported prices are weighted average prices, and that the shares were sold in multiple transactions within price ranges of $7.80 to $7.86 and $7.80 to $7.91 on the respective dates.
Sprinklr Inc

NYSE:CXM

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1.98B
124.36M
5.98%
93.41%
5.51%
Software - Application
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United States
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