Morgan Stanley files Form 144 for CXM (45,127 RSUs) — CXM

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting the proposed sale of 45,127 restricted stock units. The filing notes prior 10b5-1 sales by Amitabh Misra of 41,667 shares on 03/24/2026 and 34,189 shares on 03/16/2026, with the transactions identified as 10b5-1 plan sales.

Insights

Compliance & Insider Transactions Analyst

Routine Form 144 resale notice tied to RSUs and prior 10b5-1 activity.

The filing lists 45,127 restricted stock units proposed for sale and documents prior sales by Amitabh Misra of 41,667 and 34,189 shares on 03/24/2026 and 03/16/2026.

These entries are procedural resale disclosures under Rule 144 and reference 10b5-1 plan sales; cash‑flow treatment and buyer identities are not stated in the excerpt. Subsequent public filings may show completion details.

Key Figures

Securities to be sold: 45,127 shares 10b5-1 sale (example): 41,667 shares 10b5-1 sale (example): 34,189 shares

3 metrics

Securities to be sold 45,127 shares Restricted Stock Units, 03/15/2026

10b5-1 sale (example) 41,667 shares Sale on 03/24/2026 for $242,431.11

10b5-1 sale (example) 34,189 shares Sale on 03/16/2026 for $200,005.65

Key Terms

Form 144, 10b5-1, Restricted Stock Units

3 terms

Form 144 regulatory

"submitted Form 144 reporting the proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for AMITABH MISRA"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 45127 | 03/15/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:13 PM Learn about SEC filing dates

FAQ

What does the Form 144 for CXM report?

It reports a proposed sale of 45,127 restricted stock units. The filing also lists prior 10b5-1 sales by Amitabh Misra of 41,667 and 34,189 shares in March 2026.

Who executed the recent 10b5-1 sales mentioned in the filing for CXM?

The filing attributes the March 2026 10b5-1 sales to Amitabh Misra. Sales recorded: 41,667 shares on 03/24/2026 and 34,189 shares on 03/16/2026, with dollar amounts disclosed.

What dollar amounts are shown for the recent CXM sales in the Form 144?

The excerpt shows proceeds of $242,431.11 for the 41,667 share sale and $200,005.65 for the 34,189 share sale. Those figures are reported alongside the trade dates.

Does the Form 144 state who receives the proceeds for CXM sales?

The filing identifies the broker and the selling party but does not state the cash recipient explicitly. The excerpt lists Morgan Stanley Smith Barney LLC as the broker and Amitabh Misra as the selling person.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	45127	251808.66	147704641	06/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2026	Restricted Stock Units	Issuer			45127	03/15/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for AMITABH MISRA 441 9th Avenue, 12th Floor New York NY 10001	Common	03/24/2026	41667	242431.11
AMITABH MISRA 441 9th Avenue, 12th Floor New York NY 10001	Common	03/16/2026	34189	200005.65

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)