Sprinklr CTO sells 69,629 shares in Sept trades

Sprinklr’s chief technology officer reports two September 2026 stock sales, one under a Rule 10b5-1 plan and one to cover tax withholding on vested RSUs.

Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) reports that Chief Technology Officer Amitabh Misra sold Class A common stock in two transactions. On September 15, 2026, he sold 40,000 shares at a weighted average price of $5.73 per share under a Rule 10b5-1 trading plan adopted on June 16, 2026. On September 16, 2026, he sold 29,629 shares at a weighted average price of $5.55 per share in a mandated "sell to cover" transaction to satisfy statutory tax withholding on vested restricted stock units, which the company states was not a discretionary sale.

Insider Trade Summary 10b5-1

Net Seller: 69,629 shares

Net Sell 2 txns

Insider Misra Amitabh

Role Chief Technology Officer

Sold 69,629 shs ($394K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F3, F4	29,629	$5.55	$164K
Sale	Class A Common Stock F1, F2	40,000	$5.73	$229K

Holdings After Transaction: Class A Common Stock — 785,150 shares (Direct)

Footnotes (4)

1. F1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2026.
2. F2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.64 to $5.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. F3. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
4. F4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Key Figures

Shares sold September 15, 2026: 40,000 shares Weighted average sale price September 15, 2026: $5.73 per share Shares sold September 16, 2026: 29,629 shares +3 more

6 metrics

Shares sold September 15, 2026 40,000 shares Class A Common Stock sale by CTO on September 15, 2026

Weighted average sale price September 15, 2026 $5.73 per share Shares sold in multiple trades between $5.64 and $5.84

Shares sold September 16, 2026 29,629 shares Sell-to-cover transaction for tax withholding on RSU vesting

Weighted average sale price September 16, 2026 $5.55 per share Shares sold in multiple trades between $5.53 and $5.59

Total shares sold in reported transactions 69,629 shares Combined total of both September 2026 sales by the CTO

Rule 10b5-1 plan adoption date June 16, 2026 Trading plan covering the September 15, 2026 sale

Key Terms

Rule 10b5-1 trading plan, sell to cover, statutory tax withholding obligations, weighted average price

4 terms

Rule 10b5-1 trading plan regulatory

"This transaction was made pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

sell to cover financial

"funded by a "sell to cover" transaction and does not represent"

Sell to cover is when a person who receives company stock through options or awards sells just enough shares immediately to pay required taxes, exercise costs, or fees, keeping the rest. Think of it like cashing part of a bonus to cover the tax bill so you can keep the remainder. For investors, it can create predictable small selling pressure and slightly change the number of shares actually held by insiders without increasing long‑term dilution.

statutory tax withholding obligations financial

"sold to cover the statutory tax withholding obligations in connection"

weighted average price financial

"The price reported is a weighted average price. These shares were sold"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Sprinklr (CXM) report for Amitabh Misra in this Form 4?

The filing reports two sales of Class A Common Stock by Chief Technology Officer Amitabh Misra in September 2026, totaling 69,629 shares across transactions on September 15 and September 16, 2026.

How many Sprinklr (CXM) shares did the CTO sell on September 15, 2026 and at what price?

On September 15, 2026, the CTO sold 40,000 shares of Sprinklr Class A Common Stock at a weighted average price of $5.73 per share, with individual sale prices ranging from $5.64 to $5.84.

Was the September 15, 2026 Sprinklr (CXM) stock sale made under a Rule 10b5-1 plan?

Yes. The sale of 40,000 shares on September 15, 2026 was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2026, according to the filing’s footnote.

What was the purpose of the September 16, 2026 Sprinklr (CXM) stock sale by the CTO?

The 29,629-share sale on September 16, 2026 was to cover statutory tax withholding obligations related to vesting restricted stock units. The company states this “sell to cover” transaction was mandated by its equity incentive plans and was not a discretionary sale.

At what prices were the Sprinklr (CXM) shares sold on September 16, 2026?

For the September 16, 2026 transaction, the 29,629 shares were sold at a weighted average price of $5.55 per share, with individual sale prices ranging from $5.53 to $5.59, according to the footnote.

How many total Sprinklr (CXM) shares did the CTO sell in these reported transactions?

Across both reported transactions, the Sprinklr CTO sold 69,629 shares of Class A Common Stock: 40,000 shares on September 15, 2026 and 29,629 shares on September 16, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 04:31 PM Accepted by SEC EDGAR 09/17/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Misra Amitabh

(Last) (First) (Middle)

C/O SPRINKLR, INC.

441 9TH AVENUE, 12TH FLOOR

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/15/2026		S(1)		40,000	D	$5.73(2)	814,779	D
Class A Common Stock	09/16/2026		S(3)		29,629	D	$5.55(4)	785,150	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2026.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.64 to $5.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Laura Acton, Attorney-in-Fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)