Sprinklr director sells 5,457 shares for taxes

A Sprinklr director and ten percent owner executed a required 5,457‑share sale to cover RSU tax withholding and continues to hold 735,253 shares directly.

Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) director and ten percent owner Thomas Ragy reported a mandatory sale of 5,457 shares of Class A Common Stock on September 16, 2026, at a weighted average price of $5.55 per share, with individual sale prices ranging from $5.53 to $5.59. According to the disclosure, the shares were sold solely to cover statutory tax withholding obligations arising from the vesting of restricted stock units under the company’s equity incentive plans, pursuant to a required "sell to cover" arrangement and not as a discretionary trade. Following this transaction, Ragy directly holds 735,253 shares of Sprinklr Class A Common Stock.

Insider Trade Summary

Net Seller: 5,457 shares

Net Sell 1 txn

Insider Thomas Ragy

Role Director, 10% Owner

Sold 5,457 shs ($30K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F1, F2	5,457	$5.55	$30K

Holdings After Transaction: Class A Common Stock — 735,253 shares (Direct)

Footnotes (2)

1. F1. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
2. F2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Key Figures

Shares sold: 5,457 shares Weighted average sale price: $5.55 per share Sale price range: $5.53–$5.59 per share +3 more

6 metrics

Shares sold 5,457 shares Class A Common Stock sold on September 16, 2026 to cover tax withholding

Weighted average sale price $5.55 per share Weighted average for the 5,457 shares sold

Sale price range $5.53–$5.59 per share Individual trades within the reported transaction

Shares held after transaction 735,253 shares Direct holdings of Thomas Ragy after the September 16, 2026 sale

Net buy/sell shares 5,457 shares net sold Net effect of reported Form 4 transactions

Transactions reported 1 sale transaction Non-derivative Class A Common Stock

Key Terms

restricted stock units, statutory tax withholding obligations, sell to cover, weighted average price

4 terms

restricted stock units financial

"in connection with the vesting of the restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

statutory tax withholding obligations financial

"to cover the statutory tax withholding obligations in connection with the vesting"

sell to cover financial

"funded by a "sell to cover" transaction"

Sell to cover is when a person who receives company stock through options or awards sells just enough shares immediately to pay required taxes, exercise costs, or fees, keeping the rest. Think of it like cashing part of a bonus to cover the tax bill so you can keep the remainder. For investors, it can create predictable small selling pressure and slightly change the number of shares actually held by insiders without increasing long‑term dilution.

weighted average price financial

"The price reported is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Sprinklr (CXM) insider Thomas Ragy report in this Form 4?

He reported a sale of 5,457 Class A shares of Sprinklr, Inc. on September 16, 2026, at a weighted average price of $5.55 per share, with prices ranging from $5.53 to $5.59, tied to tax withholding on vested restricted stock units.

Was the CXM insider share sale by Thomas Ragy discretionary?

No. The filing states the 5,457-share sale was mandated to cover statutory tax withholding obligations from RSU vesting under Sprinklr’s equity incentive plans, using a required "sell to cover" transaction, and does not represent a discretionary sale by Thomas Ragy.

How many Sprinklr (CXM) shares does Thomas Ragy hold after this transaction?

After the reported transaction, Thomas Ragy directly holds 735,253 shares of Sprinklr, Inc. Class A Common Stock, as stated in the Form 4 following the 5,457-share sale for tax withholding purposes.

What price range applied to the Sprinklr (CXM) shares sold by Thomas Ragy?

The Form 4 reports a weighted average sale price of $5.55 per share. The 5,457 shares were sold in multiple transactions at prices ranging from $5.53 to $5.59 per share, inclusive.

Is the Form 4 sale by the CXM insider related to a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as being under a Rule 10b5-1 trading plan. The sale is instead described as required to fund minimum statutory tax withholding obligations via a sell-to-cover transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 04:31 PM Accepted by SEC EDGAR 09/17/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thomas Ragy

(Last) (First) (Middle)

C/O SPRINKLR, INC.

441 9TH AVENUE, 12TH FLOOR

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/16/2026		S(1)		5,457	D	$5.55(2)	735,253	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Laura Acton, Attorney-in-Fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)