STOCK TITAN

[Form 4] Sprinklr, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Form 4 overview: Sprinklr, Inc. (ticker: CXM) disclosed that its General Counsel & Corporate Secretary, Jacob Scott, executed a single transaction on 06/16/2025 involving 6,458 Class A common shares.

Transaction details: The shares were sold (Transaction Code “S”) at a weighted-average price of $8.17, with individual trades falling between $7.99 and $8.25. The filing expressly states that the disposition was a mandatory “sell-to-cover” transaction used to satisfy statutory tax-withholding obligations triggered by the vesting of restricted stock units (RSUs). Accordingly, the sale was not discretionary under Rule 10b5-1.

Post-transaction ownership: After the sale, Scott continues to hold 504,086 shares directly. Relative to his revised holdings, the sale represents roughly 1.3 % of his position, indicating that the insider maintains a substantial long-term stake. The footnotes also confirm that the total includes shares purchased via the company’s Employee Stock Purchase Plan on 06/14/2024 (1,642 shares) and 06/13/2025 (1,820 shares).

Investor takeaway: Because the disposition was purely for tax-withholding purposes and involved a small fraction of the insider’s ownership, the filing is generally viewed as routine administrative activity rather than an indication of the executive’s view on Sprinklr’s valuation or prospects.

Panoramica del Modulo 4: Sprinklr, Inc. (ticker: CXM) ha comunicato che il suo General Counsel & Corporate Secretary, Jacob Scott, ha effettuato una singola transazione il 16/06/2025 riguardante 6.458 azioni ordinarie di Classe A.

Dettagli della transazione: Le azioni sono state vendute (Codice Transazione “S”) a un prezzo medio ponderato di $8,17, con singole operazioni comprese tra $7,99 e $8,25. La comunicazione specifica che la cessione è stata una transazione obbligatoria di tipo “sell-to-cover” utilizzata per adempiere agli obblighi fiscali derivanti dal vincolo delle Restricted Stock Units (RSU). Pertanto, la vendita non è stata discrezionale ai sensi della Regola 10b5-1.

Proprietà post-transazione: Dopo la vendita, Scott detiene ancora direttamente 504.086 azioni. Rispetto al suo portafoglio aggiornato, la vendita rappresenta circa l’1,3% della sua posizione, indicando che l’insider mantiene una quota significativa a lungo termine. Le note a piè di pagina confermano inoltre che il totale include azioni acquistate tramite il Piano di Acquisto Azionario per Dipendenti della società il 14/06/2024 (1.642 azioni) e il 13/06/2025 (1.820 azioni).

Considerazioni per gli investitori: Poiché la cessione è stata effettuata esclusivamente per motivi fiscali e riguarda una piccola parte della proprietà dell’insider, la comunicazione è generalmente considerata un’attività amministrativa di routine e non un segnale sulle valutazioni o prospettive di Sprinklr da parte del dirigente.

Resumen del Formulario 4: Sprinklr, Inc. (símbolo: CXM) informó que su Consejero General y Secretario Corporativo, Jacob Scott, realizó una única transacción el 16/06/2025 que involucró 6.458 acciones ordinarias Clase A.

Detalles de la transacción: Las acciones fueron vendidas (Código de Transacción “S”) a un precio promedio ponderado de $8.17, con operaciones individuales entre $7.99 y $8.25. El informe indica explícitamente que la disposición fue una transacción obligatoria de “venta para cubrir” utilizada para cumplir con las obligaciones fiscales derivadas del otorgamiento de unidades de acciones restringidas (RSUs). Por lo tanto, la venta no fue discrecional según la Regla 10b5-1.

Propiedad después de la transacción: Tras la venta, Scott sigue poseyendo directamente 504,086 acciones. En relación con sus tenencias actualizadas, la venta representa aproximadamente el 1.3% de su posición, lo que indica que el insider mantiene una participación sustancial a largo plazo. Las notas al pie también confirman que el total incluye acciones adquiridas a través del Plan de Compra de Acciones para Empleados de la empresa el 14/06/2024 (1,642 acciones) y el 13/06/2025 (1,820 acciones).

Conclusión para inversores: Debido a que la disposición fue únicamente para cubrir obligaciones fiscales y representa una pequeña fracción de la propiedad del insider, el informe se considera generalmente una actividad administrativa rutinaria y no una indicación de la opinión del ejecutivo sobre la valoración o perspectivas de Sprinklr.

Form 4 개요: Sprinklr, Inc. (티커: CXM)은 법률 고문 겸 기업 비서인 Jacob Scott가 2025년 6월 16일에 6,458주 클래스 A 보통주 단일 거래를 실행했다고 공시했습니다.

거래 세부사항: 해당 주식은 매도되었으며(거래 코드 “S”), 가중평균 가격 $8.17에 거래되었고, 개별 거래 가격은 $7.99에서 $8.25 사이였습니다. 공시문에는 이 처분이 제한 주식 단위(RSU)의 권리 확정에 따른 법정 세금 원천징수 의무를 충족하기 위한 의무적 “매도-커버” 거래임이 명시되어 있습니다. 따라서 이 매도는 Rule 10b5-1에 따른 임의 거래가 아닙니다.

거래 후 소유 현황: 매도 후 Scott은 여전히 직접 504,086주를 보유하고 있습니다. 수정된 보유량 대비 이번 매도는 약 1.3%에 해당하며, 내부자는 장기적으로 상당한 지분을 유지하고 있음을 나타냅니다. 각주에는 총 보유 주식에 2024년 6월 14일(1,642주)과 2025년 6월 13일(1,820주)에 회사 직원 주식 구매 계획을 통해 매입한 주식이 포함되어 있음을 확인합니다.

투자자 시사점: 이번 처분은 세금 원천징수 목적의 순수한 거래이며 내부자 소유 지분의 일부분에 불과하므로, 이번 공시는 경영진이 Sprinklr의 가치나 전망에 대해 어떠한 시각을 갖고 있음을 나타내는 것이 아니라 일반적인 행정 절차로 간주됩니다.

Vue d'ensemble du formulaire 4 : Sprinklr, Inc. (symbole : CXM) a révélé que son conseiller juridique général et secrétaire d'entreprise, Jacob Scott, a effectué une seule transaction le 16/06/2025 portant sur 6 458 actions ordinaires de Classe A.

Détails de la transaction : Les actions ont été vendues (code de transaction « S ») à un prix moyen pondéré de 8,17 $, avec des transactions individuelles comprises entre 7,99 $ et 8,25 $. Le dépôt précise que cette cession était une transaction obligatoire de type « vente pour couvrir » destinée à satisfaire les obligations fiscales légales liées à l'acquisition des unités d'actions restreintes (RSU). Par conséquent, la vente n'était pas discrétionnaire selon la règle 10b5-1.

Possession après la transaction : Après la vente, Scott détient toujours directement 504 086 actions. Par rapport à ses avoirs révisés, cette vente représente environ 1,3 % de sa position, indiquant que l'initié conserve une participation substantielle à long terme. Les notes de bas de page confirment également que le total inclut des actions achetées via le Plan d'achat d'actions des employés de la société les 14/06/2024 (1 642 actions) et 13/06/2025 (1 820 actions).

Message aux investisseurs : Étant donné que la cession était uniquement destinée à couvrir des obligations fiscales et ne concernait qu'une petite fraction de la propriété de l'initié, ce dépôt est généralement considéré comme une activité administrative de routine plutôt que comme une indication de la vision du dirigeant sur la valorisation ou les perspectives de Sprinklr.

Überblick über Formular 4: Sprinklr, Inc. (Ticker: CXM) gab bekannt, dass sein General Counsel & Corporate Secretary, Jacob Scott, am 16.06.2025 eine einzelne Transaktion mit 6.458 Class-A-Stammaktien durchgeführt hat.

Transaktionsdetails: Die Aktien wurden verkauft (Transaktionscode „S“) zu einem gewichteten Durchschnittspreis von 8,17 $, wobei einzelne Trades zwischen 7,99 $ und 8,25 $ lagen. Die Meldung besagt ausdrücklich, dass die Veräußerung eine verpflichtende „sell-to-cover“-Transaktion war, die zur Erfüllung gesetzlicher steuerlicher Abzugspflichten im Zusammenhang mit der Vesting von Restricted Stock Units (RSUs) diente. Dementsprechend war der Verkauf nicht diskretionär gemäß Rule 10b5-1.

Besitz nach der Transaktion: Nach dem Verkauf hält Scott weiterhin direkt 504.086 Aktien. Im Verhältnis zu seinem aktualisierten Bestand entspricht der Verkauf etwa 1,3 % seiner Position, was darauf hindeutet, dass der Insider eine substanzielle langfristige Beteiligung behält. Die Fußnoten bestätigen zudem, dass die Gesamtzahl Aktien umfasst, die am 14.06.2024 (1.642 Aktien) und am 13.06.2025 (1.820 Aktien) über den Mitarbeiteraktienkaufplan des Unternehmens erworben wurden.

Fazit für Investoren: Da die Veräußerung ausschließlich aus steuerlichen Gründen erfolgte und nur einen kleinen Teil des Insider-Bestands betrifft, wird die Meldung allgemein als routinemäßige administrative Maßnahme angesehen und nicht als Hinweis auf die Einschätzung des Managements zur Bewertung oder den Aussichten von Sprinklr.

Positive
  • Executive retains a sizeable 504,086-share stake after the sale, suggesting continued alignment with shareholder interests.
  • Disposition was mandatory sell-to-cover, indicating the transaction was driven by tax compliance rather than negative sentiment.
Negative
  • Insider selling—even if routine—can be perceived negatively by some investors who focus on any reduction in executive share ownership.

Insights

TL;DR: Routine tax sell-to-cover; minimal impact on insider ownership.

The Form 4 shows a nominal 6,458-share sale by Sprinklr’s General Counsel at a blended $8.17 to cover RSU tax withholding. Post-sale ownership remains a hefty 504k shares, signalling continuing alignment between management and shareholders. Given the mandatory nature and small size (≈1.3 % of holdings), the transaction is unlikely to influence market sentiment or imply negative fundamentals.

TL;DR: Compliance-driven transaction, governance risk unchanged.

This filing demonstrates appropriate use of a sell-to-cover mechanism under Sprinklr’s equity plan. The executive fulfilled tax obligations without materially reducing exposure, and the disclosure meets Section 16 requirements. No red flags emerge regarding governance or insider confidence.

Panoramica del Modulo 4: Sprinklr, Inc. (ticker: CXM) ha comunicato che il suo General Counsel & Corporate Secretary, Jacob Scott, ha effettuato una singola transazione il 16/06/2025 riguardante 6.458 azioni ordinarie di Classe A.

Dettagli della transazione: Le azioni sono state vendute (Codice Transazione “S”) a un prezzo medio ponderato di $8,17, con singole operazioni comprese tra $7,99 e $8,25. La comunicazione specifica che la cessione è stata una transazione obbligatoria di tipo “sell-to-cover” utilizzata per adempiere agli obblighi fiscali derivanti dal vincolo delle Restricted Stock Units (RSU). Pertanto, la vendita non è stata discrezionale ai sensi della Regola 10b5-1.

Proprietà post-transazione: Dopo la vendita, Scott detiene ancora direttamente 504.086 azioni. Rispetto al suo portafoglio aggiornato, la vendita rappresenta circa l’1,3% della sua posizione, indicando che l’insider mantiene una quota significativa a lungo termine. Le note a piè di pagina confermano inoltre che il totale include azioni acquistate tramite il Piano di Acquisto Azionario per Dipendenti della società il 14/06/2024 (1.642 azioni) e il 13/06/2025 (1.820 azioni).

Considerazioni per gli investitori: Poiché la cessione è stata effettuata esclusivamente per motivi fiscali e riguarda una piccola parte della proprietà dell’insider, la comunicazione è generalmente considerata un’attività amministrativa di routine e non un segnale sulle valutazioni o prospettive di Sprinklr da parte del dirigente.

Resumen del Formulario 4: Sprinklr, Inc. (símbolo: CXM) informó que su Consejero General y Secretario Corporativo, Jacob Scott, realizó una única transacción el 16/06/2025 que involucró 6.458 acciones ordinarias Clase A.

Detalles de la transacción: Las acciones fueron vendidas (Código de Transacción “S”) a un precio promedio ponderado de $8.17, con operaciones individuales entre $7.99 y $8.25. El informe indica explícitamente que la disposición fue una transacción obligatoria de “venta para cubrir” utilizada para cumplir con las obligaciones fiscales derivadas del otorgamiento de unidades de acciones restringidas (RSUs). Por lo tanto, la venta no fue discrecional según la Regla 10b5-1.

Propiedad después de la transacción: Tras la venta, Scott sigue poseyendo directamente 504,086 acciones. En relación con sus tenencias actualizadas, la venta representa aproximadamente el 1.3% de su posición, lo que indica que el insider mantiene una participación sustancial a largo plazo. Las notas al pie también confirman que el total incluye acciones adquiridas a través del Plan de Compra de Acciones para Empleados de la empresa el 14/06/2024 (1,642 acciones) y el 13/06/2025 (1,820 acciones).

Conclusión para inversores: Debido a que la disposición fue únicamente para cubrir obligaciones fiscales y representa una pequeña fracción de la propiedad del insider, el informe se considera generalmente una actividad administrativa rutinaria y no una indicación de la opinión del ejecutivo sobre la valoración o perspectivas de Sprinklr.

Form 4 개요: Sprinklr, Inc. (티커: CXM)은 법률 고문 겸 기업 비서인 Jacob Scott가 2025년 6월 16일에 6,458주 클래스 A 보통주 단일 거래를 실행했다고 공시했습니다.

거래 세부사항: 해당 주식은 매도되었으며(거래 코드 “S”), 가중평균 가격 $8.17에 거래되었고, 개별 거래 가격은 $7.99에서 $8.25 사이였습니다. 공시문에는 이 처분이 제한 주식 단위(RSU)의 권리 확정에 따른 법정 세금 원천징수 의무를 충족하기 위한 의무적 “매도-커버” 거래임이 명시되어 있습니다. 따라서 이 매도는 Rule 10b5-1에 따른 임의 거래가 아닙니다.

거래 후 소유 현황: 매도 후 Scott은 여전히 직접 504,086주를 보유하고 있습니다. 수정된 보유량 대비 이번 매도는 약 1.3%에 해당하며, 내부자는 장기적으로 상당한 지분을 유지하고 있음을 나타냅니다. 각주에는 총 보유 주식에 2024년 6월 14일(1,642주)과 2025년 6월 13일(1,820주)에 회사 직원 주식 구매 계획을 통해 매입한 주식이 포함되어 있음을 확인합니다.

투자자 시사점: 이번 처분은 세금 원천징수 목적의 순수한 거래이며 내부자 소유 지분의 일부분에 불과하므로, 이번 공시는 경영진이 Sprinklr의 가치나 전망에 대해 어떠한 시각을 갖고 있음을 나타내는 것이 아니라 일반적인 행정 절차로 간주됩니다.

Vue d'ensemble du formulaire 4 : Sprinklr, Inc. (symbole : CXM) a révélé que son conseiller juridique général et secrétaire d'entreprise, Jacob Scott, a effectué une seule transaction le 16/06/2025 portant sur 6 458 actions ordinaires de Classe A.

Détails de la transaction : Les actions ont été vendues (code de transaction « S ») à un prix moyen pondéré de 8,17 $, avec des transactions individuelles comprises entre 7,99 $ et 8,25 $. Le dépôt précise que cette cession était une transaction obligatoire de type « vente pour couvrir » destinée à satisfaire les obligations fiscales légales liées à l'acquisition des unités d'actions restreintes (RSU). Par conséquent, la vente n'était pas discrétionnaire selon la règle 10b5-1.

Possession après la transaction : Après la vente, Scott détient toujours directement 504 086 actions. Par rapport à ses avoirs révisés, cette vente représente environ 1,3 % de sa position, indiquant que l'initié conserve une participation substantielle à long terme. Les notes de bas de page confirment également que le total inclut des actions achetées via le Plan d'achat d'actions des employés de la société les 14/06/2024 (1 642 actions) et 13/06/2025 (1 820 actions).

Message aux investisseurs : Étant donné que la cession était uniquement destinée à couvrir des obligations fiscales et ne concernait qu'une petite fraction de la propriété de l'initié, ce dépôt est généralement considéré comme une activité administrative de routine plutôt que comme une indication de la vision du dirigeant sur la valorisation ou les perspectives de Sprinklr.

Überblick über Formular 4: Sprinklr, Inc. (Ticker: CXM) gab bekannt, dass sein General Counsel & Corporate Secretary, Jacob Scott, am 16.06.2025 eine einzelne Transaktion mit 6.458 Class-A-Stammaktien durchgeführt hat.

Transaktionsdetails: Die Aktien wurden verkauft (Transaktionscode „S“) zu einem gewichteten Durchschnittspreis von 8,17 $, wobei einzelne Trades zwischen 7,99 $ und 8,25 $ lagen. Die Meldung besagt ausdrücklich, dass die Veräußerung eine verpflichtende „sell-to-cover“-Transaktion war, die zur Erfüllung gesetzlicher steuerlicher Abzugspflichten im Zusammenhang mit der Vesting von Restricted Stock Units (RSUs) diente. Dementsprechend war der Verkauf nicht diskretionär gemäß Rule 10b5-1.

Besitz nach der Transaktion: Nach dem Verkauf hält Scott weiterhin direkt 504.086 Aktien. Im Verhältnis zu seinem aktualisierten Bestand entspricht der Verkauf etwa 1,3 % seiner Position, was darauf hindeutet, dass der Insider eine substanzielle langfristige Beteiligung behält. Die Fußnoten bestätigen zudem, dass die Gesamtzahl Aktien umfasst, die am 14.06.2024 (1.642 Aktien) und am 13.06.2025 (1.820 Aktien) über den Mitarbeiteraktienkaufplan des Unternehmens erworben wurden.

Fazit für Investoren: Da die Veräußerung ausschließlich aus steuerlichen Gründen erfolgte und nur einen kleinen Teil des Insider-Bestands betrifft, wird die Meldung allgemein als routinemäßige administrative Maßnahme angesehen und nicht als Hinweis auf die Einschätzung des Managements zur Bewertung oder den Aussichten von Sprinklr.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scott Jacob

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
GENERAL COUNSEL AND CORP. SEC.
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/16/2025 S(1) 6,458 D $8.17(2) 504,086(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.99 to $8.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. Includes 1,642 shares and 1,820 shares acquired under the Issuer's employee stock purchase plan on June 14, 2024 and June 13, 2025, respectively.
/s/ Jason Minio, Attorney-in-Fact 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Sprinklr (CXM) shares did Jacob Scott sell on 06/16/2025?

He sold 6,458 Class A common shares.

What price did the CXM shares trade at in the insider sale?

The weighted-average price was $8.17, with individual trades between $7.99 and $8.25.

Why did the Sprinklr insider sell shares?

The sale was a mandatory sell-to-cover to pay statutory taxes on vested RSUs—not a discretionary sale.

How many Sprinklr shares does Jacob Scott own after the transaction?

He directly owns 504,086 Class A common shares following the sale.

Does the Form 4 filing suggest any change in Sprinklr’s outlook?

The filing is routine and does not signal a change in company fundamentals; it is strictly a tax-related transaction.
Sprinklr Inc

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