Sprinklr Form 3 (CXM) — Scott Millard Files Initial Statement Showing No Securities

Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis reports that the reporting person, identified as Chief Revenue Officer and officer of the issuer, does not beneficially own any Sprinklr securities as of the event date. The filing is an initial statement under Section 16 and is signed by an attorney-in-fact on 09/26/2025.

Insights

Corporate Governance Expert

TL;DR: Initial Section 16 filing shows no ownership by the officer, which simplifies insider reporting obligations.

The Form 3 indicates the Chief Revenue Officer filed an initial ownership statement yet reported no beneficial ownership of Sprinklr securities. For governance, this is a routine disclosure confirming the officer currently holds no equity positions that would create potential conflicts or require frequent Section 16 transaction reporting.

Securities Compliance Analyst

TL;DR: Compliance filing is routine and neutral: an initial Form 3 was filed but shows no reportable holdings.

From a compliance standpoint, the filing satisfies the initial disclosure requirement under Section 16. The absence of listed securities means there are no immediate short-swing profit monitoring issues or filing obligations triggered by prior holdings. The document is signed by an attorney-in-fact on behalf of the reporting person.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Millard Scott Francis

(Last) (First) (Middle)

C/O SPRINKLR, INC.

441 9TH AVENUE, 12TH FLOOR

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/22/2025

3. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Revenue Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Laura Acton, Attorney-in-Fact	09/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Sprinklr (CXM) Form 3 filed on 09/26/2025 report?

The filing reports that reporting person Millard Scott Francis (Chief Revenue Officer) does not beneficially own any Sprinklr securities as of the event date 09/22/2025.

Who is the reporting person on the Form 3 for Sprinklr (CXM)?

The reporting person is Millard Scott Francis, listed with an address c/o Sprinklr, Inc., and identified as the company's Chief Revenue Officer.

When was the event date and when was the Form 3 signed?

The event date requiring the statement is 09/22/2025, and the Form 3 was signed by an attorney-in-fact on 09/26/2025.

Does the Form 3 list any securities or derivative holdings?

No. The filing explicitly states: No securities are beneficially owned, and there are no entries in Table I or Table II.

What relationship to the issuer does the reporting person have?

The Form indicates the reporting person is an Officer (Chief Revenue Officer) and a Director (box checked), not a 10% owner.