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[Form 3] Sprinklr, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis reports that the reporting person, identified as Chief Revenue Officer and officer of the issuer, does not beneficially own any Sprinklr securities as of the event date. The filing is an initial statement under Section 16 and is signed by an attorney-in-fact on 09/26/2025.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis riporta che la persona segnalante, identificata come Chief Revenue Officer e dirigente dell’emittente, non detiene alcuna partecipazione azionaria beneficamente posseduta in Sprinklr alla data dell’evento. La dichiarazione è una dichiarazione iniziale ai sensi della Sezione 16 ed è firmata da un procuratore-in-fatto il 26/09/2025.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis informa que la persona informante, identificada como Chief Revenue Officer y funcionario de la entidad emisora, no posee de forma beneficiosa ninguna acción de Sprinklr a la fecha del evento. El archivo es una declaración inicial bajo la Sección 16 y está firmado por un apoderado en calidad de mandatario el 26/09/2025.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis는 보고자에 대해, 발행인의 최고수익책임자(CRO) 및 임원으로 확인되며, 사건일 현재 Sprinklr 주식을 유익하게 소유하고 있지 않다고 보고합니다. 이 서류는 제16조에 따른 최초 진술이며, 2025년 9월 26일에 대리인이 서명했습니다.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis indique que la personne déclarante, identifiée comme Chief Revenue Officer et administrateur de l’émetteur, ne détient pas de titres Sprinklr de manière bénéficiaire à la date de l’événement. Le dépôt est une déclaration initiale en vertu de l’article 16 et est signée par un mandataire le 26/09/2025.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis berichtet, dass die meldende Person, identifiziert als Chief Revenue Officer und Geschäftsführer des Emittenten, zum Stichtag keine Sprinklr-Wertpapiere wirtschaftlich berechtigt besitzt.

Die Einreichung ist eine erste Erklärung gemäß Abschnitt 16 und wird von einem Bevollmächtigten am 26.09.2025 unterzeichnet.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis يذكر أن الشخص المبلغ عنه، المعرّف بأنه Chief Revenue Officer ومسؤول عن المصدر، ليس لديه أي أسهم Sprinklr تستفيد منها بشكل فعّال حتى تاريخ الحدث. هذا الطلب عبارة عن بيان ابتدائي بموجب القسم 16 ويُوقع من قبل وكيل نيابة في 26/09/2025.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis 报告称,作为申报人、被识别为首席营收官及发行人官员的个人,在事件日期并无对 Sprinklr 证券的受益所有权。该备案为依据第16条的初始声明,由代理律师于 2025-09-26 签署。

Positive
  • None.
Negative
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Insights

TL;DR: Initial Section 16 filing shows no ownership by the officer, which simplifies insider reporting obligations.

The Form 3 indicates the Chief Revenue Officer filed an initial ownership statement yet reported no beneficial ownership of Sprinklr securities. For governance, this is a routine disclosure confirming the officer currently holds no equity positions that would create potential conflicts or require frequent Section 16 transaction reporting.

TL;DR: Compliance filing is routine and neutral: an initial Form 3 was filed but shows no reportable holdings.

From a compliance standpoint, the filing satisfies the initial disclosure requirement under Section 16. The absence of listed securities means there are no immediate short-swing profit monitoring issues or filing obligations triggered by prior holdings. The document is signed by an attorney-in-fact on behalf of the reporting person.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis riporta che la persona segnalante, identificata come Chief Revenue Officer e dirigente dell’emittente, non detiene alcuna partecipazione azionaria beneficamente posseduta in Sprinklr alla data dell’evento. La dichiarazione è una dichiarazione iniziale ai sensi della Sezione 16 ed è firmata da un procuratore-in-fatto il 26/09/2025.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis informa que la persona informante, identificada como Chief Revenue Officer y funcionario de la entidad emisora, no posee de forma beneficiosa ninguna acción de Sprinklr a la fecha del evento. El archivo es una declaración inicial bajo la Sección 16 y está firmado por un apoderado en calidad de mandatario el 26/09/2025.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis는 보고자에 대해, 발행인의 최고수익책임자(CRO) 및 임원으로 확인되며, 사건일 현재 Sprinklr 주식을 유익하게 소유하고 있지 않다고 보고합니다. 이 서류는 제16조에 따른 최초 진술이며, 2025년 9월 26일에 대리인이 서명했습니다.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis indique que la personne déclarante, identifiée comme Chief Revenue Officer et administrateur de l’émetteur, ne détient pas de titres Sprinklr de manière bénéficiaire à la date de l’événement. Le dépôt est une déclaration initiale en vertu de l’article 16 et est signée par un mandataire le 26/09/2025.

Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis berichtet, dass die meldende Person, identifiziert als Chief Revenue Officer und Geschäftsführer des Emittenten, zum Stichtag keine Sprinklr-Wertpapiere wirtschaftlich berechtigt besitzt.

Die Einreichung ist eine erste Erklärung gemäß Abschnitt 16 und wird von einem Bevollmächtigten am 26.09.2025 unterzeichnet.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Millard Scott Francis

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/22/2025
3. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Revenue Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Laura Acton, Attorney-in-Fact 09/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Sprinklr (CXM) Form 3 filed on 09/26/2025 report?

The filing reports that reporting person Millard Scott Francis (Chief Revenue Officer) does not beneficially own any Sprinklr securities as of the event date 09/22/2025.

Who is the reporting person on the Form 3 for Sprinklr (CXM)?

The reporting person is Millard Scott Francis, listed with an address c/o Sprinklr, Inc., and identified as the company's Chief Revenue Officer.

When was the event date and when was the Form 3 signed?

The event date requiring the statement is 09/22/2025, and the Form 3 was signed by an attorney-in-fact on 09/26/2025.

Does the Form 3 list any securities or derivative holdings?

No. The filing explicitly states: No securities are beneficially owned, and there are no entries in Table I or Table II.

What relationship to the issuer does the reporting person have?

The Form indicates the reporting person is an Officer (Chief Revenue Officer) and a Director (box checked), not a 10% owner.
Sprinklr Inc

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