STOCK TITAN

Insider Sell-to-Cover: Sprinklr CTO Disposes 9,244 Shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Insider transaction reported for Sprinklr, Inc. (CXM). Chief Technology Officer Amitabh Misra reported a sell-to-cover transaction on 09/16/2025 in connection with the vesting of restricted stock units. The report shows 9,244 shares of Class A common stock were sold at a weighted average price of $7.75 (individual trade prices ranged from $7.67 to $7.81). After the sale, the reporting person beneficially owns 593,726 shares of Class A common stock. The filing was executed by an attorney-in-fact and includes an explanation that the sale was mandated to satisfy statutory tax withholding obligations and not a discretionary sale.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine sell-to-cover by an officer to meet tax withholding; disclosed quantities and weighted average price are clearly reported.

The Form 4 discloses a non-discretionary disposal of 9,244 shares at a weighted average price of $7.75 to satisfy tax withholding on vested restricted stock units. This is a common equity compensation mechanics event and the filing provides a price range ($7.67–$7.81) and the post-transaction beneficial ownership (593,726 shares). From a disclosure perspective, the filing is complete and transparent, showing compliance with the issuer's equity plan procedures. There is no indication in the filing of additional discretionary sales or changes to equity compensation terms.

TL;DR: Governance process observed: mandated sell-to-cover executed and documented by attorney-in-fact, consistent with plan rules.

The report demonstrates that the company enforced its equity incentive plan's sell-to-cover mechanism for tax withholding and that the reporting officer complied with required Section 16 reporting. The signature by an attorney-in-fact is properly included. The filing contains the explanatory footnotes clarifying the nature of the sale and the weighted average price range. There are no governance red flags or indications of atypical insider trading behavior in this document alone.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Misra Amitabh

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/16/2025 S(1) 9,244 D $7.75(2) 593,726 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.81 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Laura Acton, Attorney-in-Fact 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Amitabh Misra report on the Form 4 for Sprinklr (CXM)?

The Form 4 reports a sell-to-cover on 09/16/2025 of 9,244 Class A shares at a weighted average price of $7.75.

Why were the shares sold according to the Form 4?

The filing states the sale was mandated to satisfy statutory tax withholding obligations related to the vesting of restricted stock units, not a discretionary sale.

How many shares does the reporting person own after the transaction?

Following the reported transaction, the reporting person beneficially owns 593,726 shares of Class A common stock.

What price range is disclosed for the sold shares?

The filing discloses the shares were sold in multiple transactions at prices ranging from $7.67 to $7.81, with a weighted average of $7.75.

When was the Form 4 signed and filed?

The signature block shows the form was signed by an attorney-in-fact on 09/18/2025.
Sprinklr Inc

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1.47B
124.49M
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5.51%
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United States
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