CXM Form 4: CFO Manish Sarin Sells Shares in Mandatory Sell-to-Cover

Rhea-AI Filing Summary

Sprinklr, Inc. (CXM) Form 4: The company's Chief Financial Officer, Manish Sarin, reported a sale of 37,008 shares of Class A common stock on 09/16/2025 at a weighted-average price of $7.75 per share (individual trades ranged $7.67–$7.81). The filing states the shares were sold to satisfy statutory tax withholding obligations arising from the vesting of restricted stock units under the issuer's equity plans, and the sell-to-cover was mandatory rather than discretionary. After the transaction, Mr. Sarin is shown as beneficially owning 695,413 shares. The Form 4 was signed by an attorney-in-fact on 09/18/2025.

Insights

Financial Analyst

TL;DR Insider sale was a mandatory sell-to-cover for RSU tax withholding; not a discretionary disposition.

The reported transaction is routine: 37,008 shares sold to satisfy tax withholding at a weighted-average price of $7.75 per share, with trade prices between $7.67 and $7.81. Such sales commonly occur upon RSU vesting and typically do not reflect a change in the executive's view of the company’s prospects. Remaining beneficial ownership of 695,413 shares indicates continued substantial economic exposure. No additional transactions, options, or derivative positions are disclosed in this Form 4.

Corporate Governance Expert

TL;DR Disclosure meets Section 16 reporting requirements and clarifies the non-discretionary nature of the sale.

The filing clearly identifies the reporting person as the CFO and documents that the sale was mandated by the issuer’s equity plan to cover statutory tax withholding on vesting RSUs. The Form 4 includes the price range and weighted-average price and discloses beneficial ownership after the transaction. From a governance and compliance perspective, the report provides the necessary transparency for insider activity; there are no indications of late reporting or other anomalies within the submitted content.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Sarin Manish

(Last) (First) (Middle)

C/O SPRINKLR, INC.

441 9TH AVENUE, 12TH FLOOR

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/16/2025		S(1)		37,008	D	$7.75(2)	695,413	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.81 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Laura Acton, Attorney-in-Fact	09/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sprinklr CFO Manish Sarin report on Form 4 (CXM)?

He reported the sale of 37,008 shares of Class A common stock on 09/16/2025 to cover tax withholding from RSU vesting.

At what price were the shares sold in the Form 4 for CXM?

The weighted-average reported price was $7.75 per share; individual trade prices ranged from $7.67 to $7.81.

Was the sale by the reporting person discretionary or mandatory?

The filing states the sale was mandated by the issuer’s election under its equity incentive plans as a sell-to-cover for tax withholding, not discretionary.

How many CXM shares does the reporting person beneficially own after the transaction?

After the reported transaction, the reporting person beneficially owned 695,413 shares.

Who signed the Form 4 and when?

The Form 4 was signed by Laura Acton, Attorney-in-Fact on 09/18/2025.