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Dana (DAN) director receives 5,522 restricted stock units under 2021 plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dana Incorporated director Hanna Olivia Nelligan received an award of 5,522 restricted stock units on February 6, 2026 under the Dana Incorporated 2021 Omnibus Incentive Plan. Each unit represents the right to receive one share of Dana common stock or, at Dana’s election, cash equal to the market value per share, and includes dividend equivalent rights. These restricted stock units vest in full on the first anniversary of the grant date, and Nelligan beneficially owns 5,522 derivative securities directly following this grant.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nelligan Hanna Olivia

(Last) (First) (Middle)
3939 TECHNOLOGY DRIVE

(Street)
MAUMEE OH 43537

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DANA Inc [ DAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) (2) 02/06/2026 A 5,522 02/06/2027(3) (3) Common Stock, par value $0.01 5,522 $0.0000 5,522 D
Explanation of Responses:
1. Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.
2. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
3. Restricted stock units granted vest in full on the first anniversary date of the grant.
/s/ Laura L. Aossey on behalf of Hanna Olivia Nelligan 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Dana (DAN) director Hanna Olivia Nelligan report?

Hanna Olivia Nelligan reported receiving 5,522 restricted stock units. The award was granted on February 6, 2026 under the Dana Incorporated 2021 Omnibus Incentive Plan and is held directly as a derivative security position in Dana common stock equivalents.

How many restricted stock units did Hanna Olivia Nelligan receive from Dana (DAN)?

She received 5,522 restricted stock units from Dana Incorporated. Following this grant, she beneficially owns 5,522 derivative securities directly, all tied to Dana common stock, subject to the plan’s vesting and settlement terms described for these restricted stock units.

When do Hanna Olivia Nelligan’s Dana (DAN) restricted stock units vest?

The restricted stock units vest in full on the first anniversary of the grant date. Because the grant date is February 6, 2026, all 5,522 units are scheduled to vest on February 6, 2027, assuming the grant’s vesting conditions are satisfied.

What does each Dana (DAN) restricted stock unit granted to Nelligan represent?

Each restricted stock unit represents one share of Dana common stock or cash. At Dana’s election, the company may deliver either one share per unit or cash equal to the market value per share at settlement, and each unit carries dividend equivalent rights.

Under which plan were Hanna Olivia Nelligan’s Dana (DAN) restricted stock units granted?

The units were granted under the Dana Incorporated 2021 Omnibus Incentive Plan. This plan authorizes equity-based awards such as restricted stock units, and the 5,522-unit grant reported for Nelligan is specifically identified as issued pursuant to that incentive plan.

Do Hanna Olivia Nelligan’s Dana (DAN) restricted stock units include dividend rights?

Yes, each restricted stock unit includes dividend equivalent rights. This means the units are credited with amounts equivalent to dividends declared on Dana common stock, according to the terms described, until they are settled in shares or cash at Dana’s election.
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