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[Form 4] Dakota Gold Corp. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dakota Gold Corp. reported that President and COO John William Henris received new equity awards. He was granted stock options for 45,601 shares of common stock at an exercise price of $5.05 per share, expiring on April 1, 2031, and vesting in three equal tranches on April 1, 2027, April 1, 2028, and April 1, 2029.

Henris was also awarded 63,119 restricted stock units under the company’s 2022 Stock Incentive Plan, with each RSU representing one share of common stock and vesting on the same three dates. Following these grants, he directly holds 213,119 shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Henris John William
Role President and COO
Type Security Shares Price Value
Grant/Award STOCK OPTIONS 45,601 $0.00 --
Grant/Award COMMON STOCK 63,119 $0.00 --
Holdings After Transaction: STOCK OPTIONS — 45,601 shares (Direct); COMMON STOCK — 213,119 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on April 1, 2027, April 1, 2028 and April 1, 2029. The options are scheduled to vest in three equal tranches on April 1, 2027, April 1, 2028 and April 1, 2029.
Stock options granted 45,601 options Granted on April 1, 2026, for common stock
Option exercise price $5.05 per share Exercise price for 45,601 stock options
Option expiration date April 1, 2031 Expiration of granted stock options
RSUs granted 63,119 RSUs Restricted stock units under 2022 Stock Incentive Plan
Common shares held after grant 213,119 shares Total direct common stock ownership after non-derivative transaction
Vesting schedule tranches Three equal tranches Vesting on April 1, 2027, 2028, and 2029 for RSUs and options
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2022 Stock Incentive Plan financial
"RSUs granted under the Issuer's 2022 Stock Incentive Plan."
vest in three equal tranches financial
"The RSUs are scheduled to vest in three equal tranches on April 1, 2027, April 1, 2028 and April 1, 2029."
expiration date financial
"expiration_date": "2031-04-01T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
exercise price financial
"conversion_or_exercise_price": "5.0500""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Henris John William
(Last)(First)(Middle)
C/O DAKOTA GOLD CORP.
106 GLENDALE DRIVE, SUITE 1
(Street)
LEAD SOUTH DAKOTA 57754
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Dakota Gold Corp. [ DC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK(1)04/01/2026A63,119A$0213,119D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
STOCK OPTIONS$5.0504/01/2026A45,60104/01/2027(2)04/01/2031COMMON STOCK45,601$045,601D
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on April 1, 2027, April 1, 2028 and April 1, 2029.
2. The options are scheduled to vest in three equal tranches on April 1, 2027, April 1, 2028 and April 1, 2029.
Remarks:
Exhibit 24.1 Power of Attorney
/S/ SHAWN CAMPBELL, BY POWER OF ATTORNEY04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR