DDC Enterprise (NASDAQ: DDC) director lists shares, warrants, options and RSUs in Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
DDC Enterprise Ltd director Matthew Gene Mouw filed an initial ownership report listing his equity interests in the company. The filing shows he directly holds Class A ordinary shares, warrants, stock options, and restricted stock units, providing a detailed view of his current position.
His derivative holdings include warrants exercisable at $0.1600 per share with expiration dates in 2035, and stock options exercisable at $5.5000 per share with expirations also in 2035. He also reports multiple tranches of restricted stock units with a $0.0000 exercise price and expirations in 2035, alongside 20,000 Class A ordinary shares held directly.
Positive
- None.
Negative
- None.
Insider Trade Summary
24 transactions reported
Mixed
24 txns
Insider
Mouw Matthew Gene
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 33,333 shares (Direct);
Stock Options — 20,000 shares (Direct);
Restricted Stock Unit — 30,487 shares (Direct);
Class A Ordinary Shares — 20,000 shares (Direct)
Footnotes (1)
FAQ
What does the DDC Form 3 for Matthew Gene Mouw report?
The Form 3 for DDC director Matthew Gene Mouw reports his initial ownership in the company, including Class A ordinary shares, warrants, stock options, and restricted stock units, all held directly, along with their exercise prices and expiration dates as disclosed.
What warrant holdings for DDC does Matthew Gene Mouw report?
He reports warrants with underlying securities of 33,333 shares each, exercisable at $0.1600 per share, with expiration dates in September 2035 and December 2035. These warrant positions are held directly, according to the filing data.
What stock option grants are disclosed for Matthew Gene Mouw in DDC?
The Form 3 discloses stock options with an exercise price of $5.5000 per share, including a tranche over 20,000 underlying shares expiring in 2035, plus several smaller option tranches with the same exercise price and similar expiration timing.
What restricted stock units does Matthew Gene Mouw hold in DDC Enterprise Ltd?
He holds multiple restricted stock unit tranches with a $0.0000 exercise price and expiration dates in 2035, including positions over 30,487, 30,488, and 30,489 underlying shares, all reported as directly owned in the Form 3.
Does the DDC Form 3 show any insider buying or selling by Matthew Gene Mouw?
The transaction summary shows only holding entries and no buy or sell transactions, with buyCount and sellCount both at zero. This indicates the filing is focused on reporting existing ownership positions rather than new market trades.