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DDC Enterprise Limited has agreed to issue 16,000,000 senior convertible preferred shares to Satoshi Strategic Investments Limited for an aggregate subscription amount of $32,800,000, as part of a refinancing initiative supporting its ongoing Bitcoin treasury strategy.
The preferred shares carry a 4.5% annual dividend on their stated value and are convertible, at the holder’s option, into Class A ordinary shares at a price equal to 150% of the five-day VWAP before closing, subject to anti-dilution adjustments. Closing depends on customary conditions and required approvals, and the parties plan a registration rights agreement for the conversion shares. DDC had 28,723,005 Class A ordinary shares outstanding as of this report.
DDC Enterprise Limited has registered up to 12,100,000 Class A Ordinary Shares for resale by existing shareholders. The company itself is not selling shares and will receive no proceeds; all sale proceeds go to the selling shareholders.
As of this prospectus, 22,660,530 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares are outstanding. DDC has a dual-class structure where Class B shares carry ten votes per share and are held only by CEO Norma Chu, concentrating voting power.
DDC is a Cayman Islands holding company operating mainly in China through subsidiaries, focused on ready-to-heat, ready-to-cook, ready-to-eat and plant-based meals, plus advertising services. It has also adopted a bitcoin treasury strategy and currently holds 1,083 bitcoins at an average purchase price of $108,726 per bitcoin.
The prospectus highlights significant risks from doing business in China and Hong Kong, evolving PRC data and cybersecurity rules, HFCAA-related audit oversight risks, bitcoin price volatility, and the potential for future dilution and trading volatility in its Class A shares.
DDC Enterprise Limited is registering 159,106 Class A Ordinary Shares for resale by a single selling shareholder. This includes 59,106 Class A shares already issued under a US$185,000 equity settlement at US$3.13 per share and an estimated 100,000 additional “True-up Shares” that may be issued if resale proceeds fall below US$185,000. DDC will not sell any shares or receive proceeds from these resales, though it has already received the settlement consideration.
Class A Ordinary Shares carry one vote each and Class B Ordinary Shares carry ten votes each. As of the prospectus date, 22,782,958 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares were outstanding, with all Class B shares held by the CEO. The Cayman holding company operates primarily through PRC subsidiaries and has adopted a bitcoin treasury strategy; it holds 1,383 bitcoins at an average purchase price of US$88,998 per bitcoin. The prospectus highlights significant risks tied to its food business, China regulatory environment, bitcoin holdings and evolving U.S. audit oversight rules.
DDC Enterprise Limited has filed a Form F-1 to register 159,106 Class A Ordinary Shares for resale by a selling shareholder. The shares consist of 59,106 Class A shares issued at $3.13 per share under a December 10, 2025 settlement with CorProminence, LLC (Core IR), representing $185,000 in aggregate proceeds, plus up to 100,000 “True-up Shares” to cover any shortfall if resale proceeds fall below $185,000.
The company estimates 100,000 True-up Shares would cover a price decline to about $1.16 per share, a 64% drop from the $3.19 NYSE American closing price on January 12, 2026. DDC will receive no proceeds from any resale; all net proceeds go to the selling shareholder, while DDC pays registration expenses.
As of the date of the prospectus, 22,782,958 Class A and 1,750,000 Class B Ordinary Shares are outstanding, with Class A carrying one vote and Class B ten votes and held only by the CEO. DDC is a Cayman holding company with operating subsidiaries in China, faces PRC regulatory and PCAOB/HFCAA-related risks, and has adopted a bitcoin treasury strategy, holding 1,383 bitcoins at an average purchase price of 88,998 per bitcoin.
DDC Enterprise Limited entered into eight subscription agreements to sell an aggregate of 12,400,000 Class A ordinary shares at $10.00 per share, with closing conditioned on satisfaction of all NYSE American requirements. The company also executed lock-up and registration rights agreements tied to these shares.
Under the registration rights, DDC will file a registration statement for resale of the subscribed shares within 15 calendar days after closing. The lock-up agreements restrict investor transfers in staggered portions for varying periods after closing. As of the date hereof, 9,999,199 Class A shares are outstanding; upon approval for the various committed issuances, there will be 23,309,005 Class A shares outstanding.
DDC Enterprise Limited reports two key developments. First, it appointed Dave Chapman and Jay Steinback to its Advisory Board, adding experience across digital assets, retail, real estate, and Web3 ventures.
Second, DDC entered a Waiver and Forbearance Agreement with purchasers of its senior secured convertible notes. Noteholders agreed to a 56-day forbearance period while the parties work on amendments addressing existing breaches. In return, DDC lowered the notes’ conversion price to 88% of the lowest VWAP over 20 trading days and doubled warrant coverage to 70%, and will file a new registration statement to register resale of shares underlying additional warrants and 11,567,380 conversion shares.
DDC Enterprise Limited filed a Form 6-K describing two recent corporate updates. The company issued a press release with its unaudited consolidated balance sheet as of June 30, 2025 and unaudited consolidated statements of operations and comprehensive (loss)/income for the six months ended June 30, 2025, which is attached as an exhibit to the filing.
Separately, the board of directors approved the issuance and sale of 875,000 Class B Ordinary Shares to Chief Executive Officer and Chairwoman Norma Chu at par value of $0.016 per share, for a total purchase price of $14,000. This reflects an equity purchase by the CEO directly from the company.
DDC Enterprise Limited reported a leadership change in its legal function. Effective August 15, 2025, Kyle Guse was appointed to the company’s Advisory Board and, on the same date, he ceased to serve as Chief Legal Officer. The company has not yet named a new Chief Legal Officer. Instead, it established an Outside General Counsel arrangement with Loeb & Loeb LLP, with Lawrence Venick, Robert Caldwell and Anna Chau serving as the committee members overseeing this external legal role.
DDC Enterprise Limited filed a Form S-8 to register securities for its 2023 Stock Option Plan and Restricted Stock Unit awards. The filing incorporates by reference prior prospectuses (Sept 29, 2020; July 22, 2025), annual and transition reports for 2023–2024, and numerous Form 6-K reports through July 11, 2025. The company includes standard undertakings about post-effective amendments, treatment of incorporated filings for liability purposes, and a statement on indemnification limits under the Securities Act.