Welcome to our dedicated page for DDC ENTERPRISE SEC filings (Ticker: DDC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
DDC Enterprise Limited filings document foreign private issuer reports on operating results, treasury activities, capital structure and governance. The company's Form 6-K disclosures furnish earnings releases, investor presentations and updates on the Bitcoin treasury strategy, including the DDC Treasury Intelligence Platform and related management-analysis framework.
The filing record also covers material definitive agreements for ordinary-share and senior convertible preferred-share issuances, lock-up and registration-rights arrangements, Class A and Class B ordinary share matters, advisory board appointments and legal-function changes. These records connect DDC's consumer food operations, digital asset treasury activity and financing program to formal SEC disclosure.
DDC Enterprise Ltd director Lai Kwok Ho filed an initial ownership report listing derivative awards rather than new trades. He holds warrants covering 33,333 underlying shares at an exercise price of $0.1600 with expirations in 2035, stock options over 45,454 shares at $5.5000, and restricted stock units over 20,000 and 121,951 shares with no exercise price.
DDC Enterprise Ltd director Samuel Shih filed an initial ownership report showing derivative and equity awards. He holds warrants for 33,333 underlying shares at an exercise price of $0.1600 per share in two separate blocks, and stock options for 45,454 and 20,000 underlying shares at $5.5000 per share. He also holds 121,951 restricted stock units with a zero exercise price. These awards generally have expiration dates in 2035, indicating long-dated incentives tied to the company’s performance.
DDC Enterprise Ltd CEO and director Norma Ka Yin Chu filed an initial ownership report showing her equity position in the company. She directly holds 1,239,478 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares, plus several derivative awards.
Her derivatives include warrants exercisable at $0.16 per share tied to 800,000, 900,000 and 2,800,000 underlying shares, stock options for 88,000 shares at $5.50, and restricted stock units covering 320,000 and 1,829,268 shares. The report lists holdings only, with no recent purchases or sales.
DDC Enterprise Ltd’s Form 3 shows that Chief of Staff Ho Kok Kyu is reporting his initial equity interests in the company. He holds warrants tied to 300,000 Class A Ordinary Shares with a $0.16 exercise price expiring on December 30, 2035.
He also has several restricted stock unit (RSU) awards that each represent a right to receive one Class A Ordinary Share, covering 67,566, 437,500, and 813,008 underlying shares. In addition, he directly holds 286,547 Class A Ordinary Shares related to warrants and 103,042 Class A Ordinary Shares related to RSUs. The RSUs have no exercise price and no expiration date, and become shares over time as they vest under their award terms.
DDC Enterprise Limited released a Form 6-K sharing preliminary unaudited results for full-year 2025. The company expects record revenue and positive Adjusted EBITDA, driven by growth and margin expansion in its core consumer food business.
Core Consumer Food Business Adjusted EBITDA is projected between $5.5 million and $6.0 million for 2025, excluding Bitcoin-related costs and fair value adjustments. DDC also expanded its Bitcoin treasury to 2,183 BTC as part of a long-term strategy to use Bitcoin as a primary treasury reserve asset. Final audited 2025 results are expected in mid-April 2026.
DDC Enterprise Limited has agreed to issue 16,000,000 senior convertible preferred shares to Satoshi Strategic Investments Limited for an aggregate subscription amount of $32,800,000, as part of a refinancing initiative supporting its ongoing Bitcoin treasury strategy.
The preferred shares carry a 4.5% annual dividend on their stated value and are convertible, at the holder’s option, into Class A ordinary shares at a price equal to 150% of the five-day VWAP before closing, subject to anti-dilution adjustments. Closing depends on customary conditions and required approvals, and the parties plan a registration rights agreement for the conversion shares. DDC had 28,723,005 Class A ordinary shares outstanding as of this report.
DDC Enterprise Limited has registered up to 12,100,000 Class A Ordinary Shares for resale by existing shareholders. The company itself is not selling shares and will receive no proceeds; all sale proceeds go to the selling shareholders.
As of this prospectus, 22,660,530 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares are outstanding. DDC has a dual-class structure where Class B shares carry ten votes per share and are held only by CEO Norma Chu, concentrating voting power.
DDC is a Cayman Islands holding company operating mainly in China through subsidiaries, focused on ready-to-heat, ready-to-cook, ready-to-eat and plant-based meals, plus advertising services. It has also adopted a bitcoin treasury strategy and currently holds 1,083 bitcoins at an average purchase price of $108,726 per bitcoin.
The prospectus highlights significant risks from doing business in China and Hong Kong, evolving PRC data and cybersecurity rules, HFCAA-related audit oversight risks, bitcoin price volatility, and the potential for future dilution and trading volatility in its Class A shares.
DDC Enterprise Limited is registering 159,106 Class A Ordinary Shares for resale by a single selling shareholder. This includes 59,106 Class A shares already issued under a US$185,000 equity settlement at US$3.13 per share and an estimated 100,000 additional “True-up Shares” that may be issued if resale proceeds fall below US$185,000. DDC will not sell any shares or receive proceeds from these resales, though it has already received the settlement consideration.
Class A Ordinary Shares carry one vote each and Class B Ordinary Shares carry ten votes each. As of the prospectus date, 22,782,958 Class A Ordinary Shares and 1,750,000 Class B Ordinary Shares were outstanding, with all Class B shares held by the CEO. The Cayman holding company operates primarily through PRC subsidiaries and has adopted a bitcoin treasury strategy; it holds 1,383 bitcoins at an average purchase price of US$88,998 per bitcoin. The prospectus highlights significant risks tied to its food business, China regulatory environment, bitcoin holdings and evolving U.S. audit oversight rules.
DDC Enterprise Limited has filed a Form F-1 to register 159,106 Class A Ordinary Shares for resale by a selling shareholder. The shares consist of 59,106 Class A shares issued at $3.13 per share under a December 10, 2025 settlement with CorProminence, LLC (Core IR), representing $185,000 in aggregate proceeds, plus up to 100,000 “True-up Shares” to cover any shortfall if resale proceeds fall below $185,000.
The company estimates 100,000 True-up Shares would cover a price decline to about $1.16 per share, a 64% drop from the $3.19 NYSE American closing price on January 12, 2026. DDC will receive no proceeds from any resale; all net proceeds go to the selling shareholder, while DDC pays registration expenses.
As of the date of the prospectus, 22,782,958 Class A and 1,750,000 Class B Ordinary Shares are outstanding, with Class A carrying one vote and Class B ten votes and held only by the CEO. DDC is a Cayman holding company with operating subsidiaries in China, faces PRC regulatory and PCAOB/HFCAA-related risks, and has adopted a bitcoin treasury strategy, holding 1,383 bitcoins at an average purchase price of 88,998 per bitcoin.
DDC Enterprise Limited has filed a Form F-1 to register 159,106 Class A Ordinary Shares for resale by a selling shareholder. The shares consist of 59,106 Class A shares issued at $3.13 per share under a December 10, 2025 settlement with CorProminence, LLC (Core IR), representing $185,000 in aggregate proceeds, plus up to 100,000 “True-up Shares” to cover any shortfall if resale proceeds fall below $185,000.
The company estimates 100,000 True-up Shares would cover a price decline to about $1.16 per share, a 64% drop from the $3.19 NYSE American closing price on January 12, 2026. DDC will receive no proceeds from any resale; all net proceeds go to the selling shareholder, while DDC pays registration expenses.
As of the date of the prospectus, 22,782,958 Class A and 1,750,000 Class B Ordinary Shares are outstanding, with Class A carrying one vote and Class B ten votes and held only by the CEO. DDC is a Cayman holding company with operating subsidiaries in China, faces PRC regulatory and PCAOB/HFCAA-related risks, and has adopted a bitcoin treasury strategy, holding 1,383 bitcoins at an average purchase price of 88,998 per bitcoin.