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Deere (DE) director awarded 293 restricted stock units under board-approved plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Heuberger Alan Cletus reported acquisition or exercise transactions in this Form 4 filing.

DEERE & CO director Alan Cletus Heuberger received a grant of 293 restricted stock units under the company’s Nonemployee Director Stock Ownership Plan, to be settled exclusively in shares. After this award, he holds a total of 6,982 units, including 6,882 restricted stock units under the same plan, which carries board‑authorized restrictions and tax withholding rights.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Heuberger Alan Cletus

(Last) (First) (Middle)
ONE JOHN DEERE PLACE

(Street)
MOLINE IL 61265

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DEERE & CO [ DE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
$1 Par Common Stock(1) 03/04/2026 A 293 A $0 6,982(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.
2. Includes 6,882 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.
/s/ Julie M. Rosales, Assistant Secretary, Deere & Company, Under Power of Attorney 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did DE director Alan Cletus Heuberger report?

Alan Cletus Heuberger reported receiving a grant of 293 restricted stock units of Deere & Co. The grant was made under the Nonemployee Director Stock Ownership Plan and will be settled exclusively in shares according to the filing.

How many Deere (DE) shares or units does Alan Cletus Heuberger hold after this Form 4?

Following the reported transaction, Alan Cletus Heuberger holds 6,982 units of Deere & Co stock. This total includes 6,882 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan, as described in the filing footnotes.

What type of equity award did Deere (DE) grant to director Alan Cletus Heuberger?

He was granted restricted stock units under Deere’s Nonemployee Director Stock Ownership Plan. The filing states that these units will be settled exclusively in shares, meaning they convert into Deere & Co common stock upon settlement.

Under which plan were Alan Cletus Heuberger’s restricted stock units in Deere (DE) granted?

The restricted stock units were granted under Deere & Co’s Nonemployee Director Stock Ownership Plan. Footnotes indicate the plan’s restrictions are authorized by the Board of Directors and that it provides for tax withholding rights on these awards.

Do Alan Cletus Heuberger’s Deere (DE) restricted stock units have special restrictions or tax features?

Yes. The filing notes that restrictions are authorized by the Board of Directors on units under the Nonemployee Director Stock Ownership Plan, and the plan also provides for tax withholding rights related to these restricted stock unit awards.

Are Alan Cletus Heuberger’s new Deere (DE) restricted stock units settled in cash or shares?

The filing specifies that the 293 restricted stock units will be settled exclusively in shares of Deere & Co. This means that when the units vest, they convert only into common stock, not cash.

Deere & Co

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