Donnelley Financial advisor gifts 4,364 shares
Senior Advisor Clay Craig made a charitable gift of DFIN shares and now reports 154,096 shares of beneficial ownership, including RSUs and performance share units.
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Form Type
4
Rhea-AI Filing Summary
Donnelley Financial Solutions, Inc. (DFIN) insider Clay Craig, a Senior Advisor, reported a bona fide gift of 4,364 shares of common stock on September 15, 2026 to a charitable donor advised fund. After this gift, he reports beneficial ownership of 154,096 shares, including 116,724 shares held directly, 33,817 restricted stock units, and 3,555 earned performance share units subject to additional service-based vesting.
Insider Trade Summary
4,364 shares gifted
Gift
1 txn
Insider
Clay Craig
Role
Senior Advisor
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock F1, F2 | 4,364 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock — 154,096 shares (Direct)
Holdings Before and After:
Common Stock, 158,460 to 154,096 shares (Direct)
Footnotes (2)
- F1. The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund.
- F2. Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting.
Key Figures
Shares gifted: 4,364 shares
Beneficial ownership after transaction: 154,096 shares
Directly held common shares: 116,724 shares
+3 more
6 metrics
Shares gifted
4,364 shares
Bona fide gift of common stock on September 15, 2026
Beneficial ownership after transaction
154,096 shares
Total reported holdings following the gift transaction
Directly held common shares
116,724 shares
Portion of post-transaction beneficial ownership held directly
Restricted Stock Units
33,817 units
Included within post-transaction beneficial ownership
Earned Performance Share Units
3,555 units
Earned PSUs with additional service-based vesting, included in ownership
Gift transactions reported
1 gift
Single bona fide gift transaction on the Form 4
Key Terms
bona fide gift, donor advised fund, restricted stock unit, performance share units
4 terms
bona fide gift regulatory
"The transaction code description is "Bona fide gift" for the shares"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
donor advised fund financial
"A gift of 4,364 shares was made to a charitable donor advised fund"
A donor advised fund is a charitable savings account you fund with cash or assets (including stocks) that lets you take an immediate tax benefit while recommending when and which charities receive grants over time. Think of it like a dedicated piggy bank for giving: you get tax relief when you put money in, can avoid selling appreciated securities and triggering capital gains, and still control the timing and recipients of donations, which affects tax planning, portfolio decisions, and public giving signals.
restricted stock unit financial
"Includes 33,817 restricted stock unit as part of beneficial ownership"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did DFIN Senior Advisor Clay Craig report?
He reported a bona fide gift of 4,364 shares of Donnelley Financial Solutions, Inc. common stock on September 15, 2026 to a charitable donor advised fund, with no sale proceeds reported and no Rule 10b5-1 trading plan indicated.
What is Clay Craig’s total reported DFIN beneficial ownership after this transaction?
After the September 15, 2026 gift, Clay Craig reports 154,096 shares of beneficial ownership in Donnelley Financial Solutions, Inc., combining directly held common stock, restricted stock units, and earned performance share units with additional service-based vesting.
What equity awards in DFIN does Clay Craig hold after the gift?
His reported beneficial ownership includes 33,817 restricted stock units and 3,555 earned performance share units with additional service-based vesting, alongside directly held shares, for a total reported beneficial ownership of 154,096 shares.
Was Clay Craig’s DFIN transaction under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is not marked as being under such a plan, and the footnotes describe the transaction as a bona fide gift to a charitable donor advised fund rather than a planned trading program.
AI-generated analysis. How Rhea-AI works. Not financial advice.
