Donnelley Financial advisor gifts 4,364 shares

Senior Advisor Clay Craig made a charitable gift of DFIN shares and now reports 154,096 shares of beneficial ownership, including RSUs and performance share units.

Rhea-AI Filing Summary

Donnelley Financial Solutions, Inc. (DFIN) insider Clay Craig, a Senior Advisor, reported a bona fide gift of 4,364 shares of common stock on September 15, 2026 to a charitable donor advised fund. After this gift, he reports beneficial ownership of 154,096 shares, including 116,724 shares held directly, 33,817 restricted stock units, and 3,555 earned performance share units subject to additional service-based vesting.

Insider Trade Summary

4,364 shares gifted

Gift 1 txn

Insider Clay Craig

Role Senior Advisor

Type	Security	Shares	Price	Value
Gift	Common Stock F1, F2	4,364	$0.00	$0.00

Holdings After Transaction: Common Stock — 154,096 shares (Direct)

Footnotes (2)

1. F1. The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund.
2. F2. Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting.

Key Figures

Shares gifted: 4,364 shares Beneficial ownership after transaction: 154,096 shares Directly held common shares: 116,724 shares +3 more

6 metrics

Shares gifted 4,364 shares Bona fide gift of common stock on September 15, 2026

Beneficial ownership after transaction 154,096 shares Total reported holdings following the gift transaction

Directly held common shares 116,724 shares Portion of post-transaction beneficial ownership held directly

Restricted Stock Units 33,817 units Included within post-transaction beneficial ownership

Earned Performance Share Units 3,555 units Earned PSUs with additional service-based vesting, included in ownership

Gift transactions reported 1 gift Single bona fide gift transaction on the Form 4

Key Terms

bona fide gift, donor advised fund, restricted stock unit, performance share units

4 terms

bona fide gift regulatory

"The transaction code description is "Bona fide gift" for the shares"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

donor advised fund financial

"A gift of 4,364 shares was made to a charitable donor advised fund"

A donor advised fund is a charitable savings account you fund with cash or assets (including stocks) that lets you take an immediate tax benefit while recommending when and which charities receive grants over time. Think of it like a dedicated piggy bank for giving: you get tax relief when you put money in, can avoid selling appreciated securities and triggering capital gains, and still control the timing and recipients of donations, which affects tax planning, portfolio decisions, and public giving signals.

restricted stock unit financial

"Includes 33,817 restricted stock unit as part of beneficial ownership"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

performance share units financial

"Includes 3,555 earned performance share units with additional service-based vesting"

Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did DFIN Senior Advisor Clay Craig report?

He reported a bona fide gift of 4,364 shares of Donnelley Financial Solutions, Inc. common stock on September 15, 2026 to a charitable donor advised fund, with no sale proceeds reported and no Rule 10b5-1 trading plan indicated.

How many DFIN shares did Clay Craig gift and to whom?

Clay Craig gifted 4,364 shares of Donnelley Financial Solutions, Inc. common stock as a bona fide gift to a charitable donor advised fund, according to the Form 4 footnote describing the transaction.

What is Clay Craig’s total reported DFIN beneficial ownership after this transaction?

After the September 15, 2026 gift, Clay Craig reports 154,096 shares of beneficial ownership in Donnelley Financial Solutions, Inc., combining directly held common stock, restricted stock units, and earned performance share units with additional service-based vesting.

How many DFIN shares does Clay Craig hold directly after the reported gift?

Following the reported gift, Clay Craig’s beneficial ownership includes 116,724 shares held directly of Donnelley Financial Solutions, Inc. common stock, in addition to equity awards reported as restricted stock units and performance share units.

What equity awards in DFIN does Clay Craig hold after the gift?

His reported beneficial ownership includes 33,817 restricted stock units and 3,555 earned performance share units with additional service-based vesting, alongside directly held shares, for a total reported beneficial ownership of 154,096 shares.

Was Clay Craig’s DFIN transaction under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as being under such a plan, and the footnotes describe the transaction as a bona fide gift to a charitable donor advised fund rather than a planned trading program.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:00 PM Accepted by SEC EDGAR 09/17/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Clay Craig

(Last) (First) (Middle)

C/O DONNELLEY FINANCIAL SOLUTIONS

391 STEEL WAY

(Street)

LANCASTER PENNSYLVANIA 17601

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Donnelley Financial Solutions, Inc. [ DFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Advisor

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		G		4,364(1)	D	$0	154,096(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund.

2. Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting.

	William Zola, pursuant to power of attorney	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)