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Donnelley Financial (NYSE: DFIN) CEO sells 213 shares at $50

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Donnelley Financial Solutions, Inc. (DFIN) reported that Chief Executive Officer and director Daniel Leib sold 213 shares of common stock on 2026-08-14 at $50.00 per share in an open-market or private transaction. After this sale, he directly holds 621,102 shares, including 517,621 shares held outright, 94,031 restricted stock units, and 9,450 earned performance share units subject to additional service-based vesting.

Positive

  • None.

Negative

  • None.
Insider Leib Daniel
Role Chief Executive Officer
Sold 213 shs ($11K)
Type Security Shares Price Value
Sale Common Stock F1 213 $50.00 $11K
Holdings After Transaction: Common Stock — 621,102 shares (Direct)
Footnotes (1)
  1. F1. Includes 517,621 shares held directly, 94,031 restricted stock unit, and 9,450 earned performance share units with additional service-based vesting.
Shares sold 213 shares Common stock sale on 2026-08-14
Sale price per share $50.00 per share Price for 213 shares of common stock sold
Total shares after transaction 621,102 shares Direct holdings following the reported sale
Direct common shares 517,621 shares Portion of post-transaction holdings held as common stock
Restricted stock units 94,031 units Equity awards included in post-transaction holdings
Earned performance share units 9,450 units Earned PSUs with additional service-based vesting
restricted stock unit financial
"Includes 517,621 shares held directly, 94,031 restricted stock unit, and 9,450"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
performance share units financial
"and 9,450 earned performance share units with additional service-based vesting."
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
service-based vesting financial
"earned performance share units with additional service-based vesting."

FAQ

What insider transaction did DFIN disclose for CEO Daniel Leib?

DFIN disclosed that CEO Daniel Leib sold 213 shares of common stock on 2026-08-14 at $50.00 per share. Following this transaction, he continues to hold a substantial equity position in the company.

How many DFIN shares did CEO Daniel Leib sell and at what price?

CEO Daniel Leib sold 213 DFIN shares at a price of $50.00 per share. This was a reported open-market or private sale and represents a relatively small portion of his total holdings.

What is Daniel Leib’s remaining DFIN share ownership after this sale?

After the sale, Daniel Leib holds 621,102 DFIN shares directly. This includes 517,621 common shares, plus equity awards of 94,031 restricted stock units and 9,450 earned performance share units with additional service-based vesting conditions.

Does the DFIN Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating the sale occurred under a pre-arranged trading plan, so the transaction is reported as a regular sale.

What types of equity awards does DFIN’s CEO hold according to this Form 4?

According to the filing, the CEO holds 94,031 restricted stock units and 9,450 earned performance share units. The performance share units are subject to additional service-based vesting, meaning they vest over time as continued employment conditions are met.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Leib Daniel

(Last)(First)(Middle)
C/O DONNELLEY FINANCIAL SOLUTIONS
391 STEEL WAY

(Street)
LANCASTER PENNSYLVANIA 17601

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Donnelley Financial Solutions, Inc. [ DFIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/14/2026S213D$50621,102(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 517,621 shares held directly, 94,031 restricted stock unit, and 9,450 earned performance share units with additional service-based vesting.
William Zola, pursuant to power of attorney08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)