Jin Zhao sells 2,760 DIOD shares via Morgan Stanley (NASDAQ: DIOD)

Rhea-AI Filing Summary

DIO Data Corp. notice of proposed sale: a Form 144 filing lists restricted common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ. The excerpt shows multiple restricted stock lots dated between 07/01/2021 and 07/01/2024 and a sale by Jin Zhao of 2,760 shares reported on 05/12/2026.

The filing records a cash figure of $282,516.08 associated with the 2,760-share sale. The document lists several restricted-stock award totals by grant date but does not aggregate them into a single registered offering.

Key Figures

Form type: Form 144 Reported shares sold: 2,760 shares Proceeds recorded: $282,516.08 +5 more

8 metrics

Form type Form 144 notice of proposed sale

Reported shares sold 2,760 shares sale reported on 05/12/2026 by Jin Zhao

Proceeds recorded $282,516.08 amount shown alongside the 2,760-share sale

Broker-dealer Morgan Stanley Smith Barney LLC Executive Financial Services listed intermediary at 1 New York Plaza, 8th Floor

Grant: 02/24/2024 756 shares Restricted Stock grant dated 02/24/2024

Grant: 07/01/2021 568 shares Restricted Stock grant dated 07/01/2021

Grant: 02/01/2024 879 shares Restricted Stock grant dated 02/01/2024

Grant: 07/01/2024 409 shares Restricted Stock grant dated 07/01/2024

Key Terms

Restricted Stock, Form 144, Broker-dealer

3 terms

Restricted Stock financial

"Restricted Stock | Issuer | ... | 756 | 02/24/2024"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker-dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3689	394208.75	45944734	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/24/2024	Restricted Stock	Issuer			756	02/24/2024	Not Applicable
Common	07/01/2021	Restricted Stock	Issuer			568	07/01/2021	Not Applicable
Common	02/01/2024	Restricted Stock	Issuer			879	02/01/2024	Not Applicable
Common	07/01/2024	Restricted Stock	Issuer			409	07/01/2024	Not Applicable
Common	07/01/2022	Restricted Stock	Issuer			567	07/01/2022	Not Applicable
Common	07/01/2022	Restricted Stock	Issuer			510	07/01/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JIN ZHAO 4949 HEDGCOXE ROAD, SUITE 200 PLANO TX 75024	Common	05/12/2026	2760	282516.08

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DIOD's Form 144 disclose about recent insider sales?

It discloses a reported sale of 2,760 shares by Jin Zhao on 05/12/2026. The filing also lists several restricted-stock lots by grant date and counts, without stating an aggregate offering amount.

Who is listed as the broker-dealer handling the proposed sales in the DIOD filing?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY. This entity is shown as the securities intermediary for the transactions.

How much cash is recorded for the 2,760-share sale in the excerpt?

The excerpt shows $282,516.08 associated with the 2,760-share sale reported on 05/12/2026. No further breakdown of price per share is provided in the excerpt.

Which types and grant dates of securities are listed in the Form 144 excerpt?

The filing lists Restricted Stock grants of common shares with grant dates including 07/01/2021, 07/01/2022, 02/01/2024, 02/24/2024, and 07/01/2024, each showing specific share counts.

Does the Form 144 excerpt state aggregate shares being registered for resale?

No. The excerpt lists individual restricted-stock lots and a specific sale, but it does not present an aggregate registered or offered amount for resale in the provided text.