Dolphin Entertainment, Inc. (DLPN) CEO purchases 4,400 shares at $1.12
Rhea-AI Filing Summary
Dolphin Entertainment, Inc. director and CEO William O'Dowd IV reported purchasing 4,400 shares of common stock on July 20, 2026 at a weighted average price of $1.12 per share in open-market or private transactions under a Rule 10b5-1 plan. After the trade he owns 517,390 shares directly, plus 54,535 and 62,106 shares indirectly through wholly owned Dolphin Entertainment, LLC and Dolphin Digital Media Holdings LLC.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Buyer: 4,400 shares
Net Buy
3 txns
Insider
O'Dowd William IV
Role
Chief Executive Officer
Bought
4,400 shs ($5K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 4,400 | $1.12 | $5K |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 517,390 shares (Direct);
Common Stock — 54,535 shares (Indirect, By Dolphin Entertainment, LLC);
Common Stock — 62,106 shares (Indirect, By Dolphin Digital Media Holdings, LLC)
Footnotes (3)
- F1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.13, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
- F2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
- F3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.
Key Figures
Shares purchased: 4,400 shares
Weighted average purchase price: $1.12 per share
Purchase price range: $1.09 to $1.13 per share
+3 more
6 metrics
Shares purchased
4,400 shares
Common stock bought on July 20, 2026 by CEO William O'Dowd IV
Weighted average purchase price
$1.12 per share
Open-market or private purchases of Dolphin Entertainment common stock
Purchase price range
$1.09 to $1.13 per share
Range of prices for individual trades within the reported 4,400-share purchase
Direct holdings after purchase
517,390 shares
Common stock directly owned by William O'Dowd IV following the transaction
Indirect holdings via Dolphin Entertainment, LLC
54,535 shares
Common stock held indirectly through Dolphin Entertainment, LLC, wholly owned by William O'Dowd IV
Indirect holdings via Dolphin Digital Media Holdings LLC
62,106 shares
Common stock held indirectly through Dolphin Digital Media Holdings LLC, wholly owned by William O'Dowd IV
Key Terms
Rule 10b5-1, weighted average price, indirect ownership
3 terms
Rule 10b5-1 regulatory
"transactions were made pursuant to a Rule 10b5-1 trading plan"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
indirect ownership financial
"shares are held through indirect ownership by Dolphin Entertainment, LLC"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Dolphin Entertainment (DLPN) disclose in this Form 4?
Dolphin Entertainment reported that CEO William O'Dowd IV purchased 4,400 shares of common stock on July 20, 2026 at a weighted average price of $1.12 per share, in open-market or private transactions under a Rule 10b5-1 trading plan.
Was the Dolphin Entertainment (DLPN) insider purchase made under a Rule 10b5-1 plan?
Yes. The filing indicates that the reported transactions were made pursuant to a Rule 10b5-1 trading plan. Such pre-arranged plans allow insiders to systematically trade shares according to preset instructions, helping separate trading decisions from day-to-day corporate developments.
What portion of William O'Dowd IV's Dolphin Entertainment (DLPN) holdings are indirect?
In addition to his direct stake, William O'Dowd IV indirectly holds 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings LLC. Both entities are wholly owned by him, so these positions are reported as indirect ownership.