Welcome to our dedicated page for DoubleLine Yield Opportunities Fund SEC filings (Ticker: DLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The DoubleLine Yield Opportunities Fund (DLY) is a non-diversified, limited term, closed-end management investment company whose shares trade on the New York Stock Exchange. Its stated objective is to seek a high level of total return, with an emphasis on current income, primarily through investments in global debt securities and other income-producing instruments. While no specific SEC filings are listed here in the provided data, the fund, as a registered investment company, reports detailed information about its portfolio, risks and operations through regulatory documents.
On this SEC filings page, investors can review key regulatory reports for DLY, such as annual and semiannual reports and other filings that describe its holdings, sector exposures, use of leverage and risk factors. These documents typically expand on the themes highlighted in the fund’s public announcements, including its ability to invest without limit in below investment grade and unrated securities, its exposure to foreign and emerging markets debt, and its use of asset-backed and mortgage-backed securities, derivatives and other specialized instruments.
Stock Titan enhances access to these filings with AI-powered summaries that explain complex sections in plain language. For example, lengthy discussions of credit risk, interest rate risk, leverage and distribution policies can be distilled into concise explanations, helping users understand how these factors may affect the fund’s performance and risk profile. When Forms related to distributions or capital structure changes are available, the platform can highlight how they relate to the fund’s stated objective of seeking total return with an emphasis on current income.
Filings also complement the fund’s recurring press releases about monthly distributions by providing context on how income is generated, how return of capital may arise and how portfolio positioning evolves over time. By combining real-time EDGAR updates with AI analysis, this page allows investors to examine DoubleLine Yield Opportunities Fund’s regulatory history and disclosures in a structured, accessible format.
Morgan Stanley filed a Schedule 13G reporting beneficial ownership of 2,439,414 Common Shares of Beneficial Interest of DoubleLine Yield Opportunities Fund (DLY), representing 5.0% of the class as of 09/30/2025.
The filing lists shared voting power of 51,414 shares and shared dispositive power of 2,439,414 shares, with no sole voting or dispositive power. Morgan Stanley certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
DoubleLine Yield Opportunities Fund (DLY) reported an initial insider ownership filing on Form 3. The reporting person disclosed 0 shares of common stock beneficially owned (Direct) as of 10/15/2025.
The filer is listed as an Officer and Other with the title “Chf Intl Clt Bus Ofcr - Adviser.” No derivative securities were reported.
DoubleLine Yield Opportunities Fund (DLY) reported an insider ownership update via a Form 3. Jonathan Kingery, identified as an Officer (Chief Distribution Officer – Adviser), filed an initial statement showing 0 shares of common stock beneficially owned (Direct) as of the event date 10/15/2025.
The filing was submitted by one reporting person and signed by Jeremy Smith as attorney-in-fact for Jonathan Kingery on 10/21/2025. No derivative securities were listed.
DoubleLine Yield Opportunities Fund (DLY) initial Form 3 reports that Carolyn Liu-Hartman, listed as a Vice President and officer of the issuer, holds no shares of the fund's common stock. The Form 3 documents the event date of 08/19/2025 and is signed on behalf of the reporting person by an attorney-in-fact, Jeremy Smith, with a signature date of 08/27/2025. This filing establishes the reporting person's official relationship to the issuer and discloses there are currently no direct or indirect non-derivative or derivative holdings reported on this statement.
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