[Form 3] DoubleLine Yield Opportunities Fund Initial Statement of Beneficial Ownership
DoubleLine Yield Opportunities Fund (DLY) initial Form 3 reports that Carolyn Liu-Hartman, listed as a Vice President and officer of the issuer, holds no shares of the fund's common stock. The Form 3 documents the event date of 08/19/2025 and is signed on behalf of the reporting person by an attorney-in-fact, Jeremy Smith, with a signature date of 08/27/2025. This filing establishes the reporting person's official relationship to the issuer and discloses there are currently no direct or indirect non-derivative or derivative holdings reported on this statement.
DoubleLine Yield Opportunities Fund (DLY) nella prima Form 3 riporta che Carolyn Liu-Hartman, indicata come vicepresidente e dirigente dell’emittente, possiede nessuna azione delle azioni ordinarie del fondo. La Form 3 registra la data dell’evento 19/08/2025 ed è firmata per conto della persona che segnala da un procuratore, Jeremy Smith, con data di firma 27/08/2025. Questo deposito ufficializza il rapporto della persona che segnala con l’emittente e comunica che al momento non risultano partecipazioni dirette o indirette non derivati o derivati riportate in questa dichiarazione.
DoubleLine Yield Opportunities Fund (DLY) en su Formulario 3 inicial reporta que Carolyn Liu-Hartman, listada como vicepresidenta y directiva de la emisora, no posee ning alguna acción de las acciones ordinarias del fondo. El Formulario 3 documenta la fecha del evento 19/08/2025 y está firmado en nombre de la persona reportante por un apoderado, Jeremy Smith, con fecha de firma 27/08/2025. Este archivo establece la relación oficial de la persona reportante con la emisora y revela que actualmente no hay participaciones directas o indirectas, ni de derivados, reportadas en esta declaración.
DoubleLine Yield Opportunities Fund (DLY) 초기 Form 3 보고서에 따르면 발행인의 부사장 겸 임원으로 기재된 Carolyn Liu-Hartman은 펀드의 보통주를 보유하지 않음을 명시하고 있습니다. Form 3은 사건 날짜를 2025-08-19로 기록하며, 서명을 대신하여 대리인 Jeremy Smith가 서명했고 서명 날짜는 2025-08-27입니다. 이 제출은 신고인의 발행인에 대한 공식 관계를 확립하고, 이 보고서에 현재 보고된 직접 또는 간접 비파생 또는 파생 보유가 없음을 공표합니다.
DoubleLine Yield Opportunities Fund (DLY) indique dans sa Forme 3 initiale que Carolyn Liu-Hartman, répertoriée comme vice-présidente et dirigeante de l’émetteur, ne détient aucune action du fonds. La Form 3 mentionne la date de l’événement 19/08/2025 et est signée au nom de la personne déclarante par un mandataire, Jeremy Smith, avec une date de signature 27/08/2025. Ce dépôt établit la relation officielle de la personne déclarante avec l’émetteur et indique qu’il n’existe actuellement aucune participation directe ou indirecte non dérivée ni dérivée déclarée dans cette déclaration.
DoubleLine Yield Opportunities Fund (DLY) berichtet in seinem initialen Formular 3, dass Carolyn Liu-Hartman, als Vizepräsidentin und Funktionärin des Emittenten aufgeführt, keine Aktien der Fondsnennaktien besitzt. Das Formular 3 dokumentiert das Ereignisdatum 19.08.2025 und ist im Namen der meldenden Person von einem Bevollmächtigten, Jeremy Smith, unterzeichnet, mit einem Unterschriftsdatum 27.08.2025. Diese Einreichung bestätigt die offizielle Beziehung der meldenden Person zum Emittenten und gibt an, dass derzeit weder direkte noch indirekte Positionen in Nicht-Derivat- oder Derivatformen in dieser Erklärung gemeldet sind.
صندوق DoubleLine Yield Opportunities Fund (DLY) في النموذج 3 الأولي يذكر أن كارولين ليوا-هارتمان، المدرجة كنائبة رئيس ومسؤولة عن الجهة المُصدِرة، لا تملك أي أسهم من أسهم الصندوق العادية. يوثق نموذج 3 تاريخ الحدث 19/08/2025 وهو موقع باسم الشخص المبلغ عنه من قبل وكيل قانوني، جيريمي سميث، بتاريخ توقيع 27/08/2025. تشكل هذه الإيداع العلاقة الرسمية للشخص المبلغ مع المُصدِر وتكشف أنه لا توجد حالياً أي ملكيات مباشرة أو غير مباشرة تعدّ غير مشتقة أو مشتقة مذكورة في هذا البيان.
DoubleLine Yield Opportunities Fund (DLY) 的初始 Form 3 报告显示，作为发行人副总裁及高管的 Carolyn Liu-Hartman 持有基金普通股的数量为 0 股。Form 3 记录了事件日期为 2025/08/19，并由代表报告人签名的代理人 Jeremy Smith 于 2025/08/27 签署。此 filing 确立了报告人与发行人的正式关系，并披露目前在此声明中未报告任何直接或间接的非衍生品或衍生品持仓。
- None.
- None.
Insights
TL;DR: Routine initial disclosure shows an officer with no reported equity stake; immaterial to valuation.
The Form 3 is an initial, routine Section 16 filing meeting disclosure requirements for insiders. It identifies the reporting person as an officer (Vice President) and records zero shares of common stock and no derivative positions. From a financial perspective, the filing contains no ownership that would affect share supply, dilution, or insider alignment with shareholders; therefore it is informational and not material to the fund's financial metrics.
TL;DR: Initial officer filing is procedural; absence of holdings reduces potential conflict-of-interest signals.
As an initial beneficial ownership statement, the filing documents compliance with reporting rules and clarifies the reporting person's status. The lack of reported holdings simplifies governance oversight on insider transactions but provides no insight into future transactions or compensation arrangements. The attorney-in-fact signature is properly noted, indicating the filing was executed on the reporting person's behalf.
DoubleLine Yield Opportunities Fund (DLY) nella prima Form 3 riporta che Carolyn Liu-Hartman, indicata come vicepresidente e dirigente dell’emittente, possiede nessuna azione delle azioni ordinarie del fondo. La Form 3 registra la data dell’evento 19/08/2025 ed è firmata per conto della persona che segnala da un procuratore, Jeremy Smith, con data di firma 27/08/2025. Questo deposito ufficializza il rapporto della persona che segnala con l’emittente e comunica che al momento non risultano partecipazioni dirette o indirette non derivati o derivati riportate in questa dichiarazione.
DoubleLine Yield Opportunities Fund (DLY) en su Formulario 3 inicial reporta que Carolyn Liu-Hartman, listada como vicepresidenta y directiva de la emisora, no posee ning alguna acción de las acciones ordinarias del fondo. El Formulario 3 documenta la fecha del evento 19/08/2025 y está firmado en nombre de la persona reportante por un apoderado, Jeremy Smith, con fecha de firma 27/08/2025. Este archivo establece la relación oficial de la persona reportante con la emisora y revela que actualmente no hay participaciones directas o indirectas, ni de derivados, reportadas en esta declaración.
DoubleLine Yield Opportunities Fund (DLY) 초기 Form 3 보고서에 따르면 발행인의 부사장 겸 임원으로 기재된 Carolyn Liu-Hartman은 펀드의 보통주를 보유하지 않음을 명시하고 있습니다. Form 3은 사건 날짜를 2025-08-19로 기록하며, 서명을 대신하여 대리인 Jeremy Smith가 서명했고 서명 날짜는 2025-08-27입니다. 이 제출은 신고인의 발행인에 대한 공식 관계를 확립하고, 이 보고서에 현재 보고된 직접 또는 간접 비파생 또는 파생 보유가 없음을 공표합니다.
DoubleLine Yield Opportunities Fund (DLY) indique dans sa Forme 3 initiale que Carolyn Liu-Hartman, répertoriée comme vice-présidente et dirigeante de l’émetteur, ne détient aucune action du fonds. La Form 3 mentionne la date de l’événement 19/08/2025 et est signée au nom de la personne déclarante par un mandataire, Jeremy Smith, avec une date de signature 27/08/2025. Ce dépôt établit la relation officielle de la personne déclarante avec l’émetteur et indique qu’il n’existe actuellement aucune participation directe ou indirecte non dérivée ni dérivée déclarée dans cette déclaration.
DoubleLine Yield Opportunities Fund (DLY) berichtet in seinem initialen Formular 3, dass Carolyn Liu-Hartman, als Vizepräsidentin und Funktionärin des Emittenten aufgeführt, keine Aktien der Fondsnennaktien besitzt. Das Formular 3 dokumentiert das Ereignisdatum 19.08.2025 und ist im Namen der meldenden Person von einem Bevollmächtigten, Jeremy Smith, unterzeichnet, mit einem Unterschriftsdatum 27.08.2025. Diese Einreichung bestätigt die offizielle Beziehung der meldenden Person zum Emittenten und gibt an, dass derzeit weder direkte noch indirekte Positionen in Nicht-Derivat- oder Derivatformen in dieser Erklärung gemeldet sind.
FAQ
What does the Form 3 for DoubleLine Yield Opportunities Fund (DLY) disclose about Carolyn Liu-Hartman's holdings?
What is Carolyn Liu-Hartman's relationship to DLY according to the Form 3?
When was the event requiring this Form 3 recorded and when was it signed?
Does the Form 3 report any indirect ownership or derivative positions for the reporting person?
Who signed the Form 3 on behalf of Carolyn Liu-Hartman?
