Krispy Kreme, Inc. SEC Filings

Krispy Kreme, Inc. (DNUT)11/17/2025, the officer had 2,547 shares of common stock withheld and disposed of at $4.08 per share to cover taxes due on the vesting of restricted stock units (RSUs). This was not an open-market sale but a share surrender for tax withholding.

Following this transaction, the officer beneficially owned a total of 325,776 shares, consisting of 48,082 shares held directly and 277,694 unvested RSUs. The filing reflects routine equity compensation and tax management rather than a change in overall ownership strategy.

Krispy Kreme, Inc. (DNUT) filed a Form 4 reporting an administrative equity transaction by its Chief Accounting Officer. On 11/17/2025, the officer surrendered 1,274 shares of common stock at a price of $4.08 per share, identified as a transaction code "F," which indicates shares were withheld to cover tax obligations upon vesting of restricted stock units (RSUs). After this tax-withholding transaction, the officer beneficially owns 105,883 shares of Krispy Kreme common stock. This total consists of 3,163 directly held shares and 102,720 unvested RSUs, reflecting ongoing equity-based compensation rather than an open-market sale.

Krispy Kreme, Inc. (DNUT) reported an insider equity transaction by its Chief Financial Officer on a Form 4. On 11/17/2025, the CFO surrendered 3,982 shares of common stock in a transaction coded “F,” which reflects shares withheld to cover tax obligations arising from the vesting of restricted stock units (RSUs). After this tax-withholding event, the CFO beneficially owns a total of 558,801 shares, consisting of 143,902 directly held shares and 414,899 unvested RSUs.

Krispy Kreme (DNUT) reported an insider transaction by its Chief Accounting Officer. On 11/11/2025, the officer sold 2,641 shares of common stock at $4.2765 per share. Following the sale, the officer beneficially owned 107,157 shares, held directly.

The filing notes a footnote indicating unvested RSUs are included in the beneficial ownership figure. This was a single non-derivative transaction reported on Form 4; no derivative transactions were listed.

Krispy Kreme (DNUT) reported Q3 2025 results with total net revenues of $375.3 million versus $379.9 million a year ago. The company posted a net loss attributable to Krispy Kreme of $19.4 million, or $0.11 per diluted share, compared with net income of $39.6 million last year.

Year-to-date performance was impacted by non-cash charges, including a $356.0 million goodwill impairment, long‑lived asset impairments of $26.7 million, and lease impairment and termination costs of $29.2 million, driving a net loss of $488.0 million for the first three quarters. Operating income was pressured by depreciation and amortization of $33.4 million in the quarter and $103.1 million year to date.

On the balance sheet, cash and cash equivalents were $30.7 million, with total assets of $2.60 billion and shareholders’ equity of $693.8 million as of September 28, 2025. Long-term debt (including finance leases) totaled $979.5 million, with $753.3 million on the term loan and $130.0 million drawn on the revolver. The company completed the sale of its remaining Insomnia Cookies stake for $75.0 million in cash earlier in the year.

Krispy Kreme, Inc. (DNUT) furnished an update on its business by announcing it issued a press release with financial results for the third quarter ended September 28, 2025. The press release is attached as Exhibit 99.1.

The disclosure was provided under Item 2.02 (Results of Operations and Financial Condition) and, as stated, the information in Item 2.02 (including Exhibit 99.1) is furnished and not deemed filed under the Exchange Act.

Krispy Kreme insider Alison Holder, Chief Brand & Product Officer, reported transactions affecting her beneficial ownership of DNUT common stock on 10/01/2025. She surrendered 1,910 shares to cover tax withholding on vested restricted stock units (RSUs) and was credited with 104,439 RSUs that will settle one-for-one into common shares. After these transactions she beneficially owns 328,323 shares in total, consisting of 41,755 directly held shares and 286,568 unvested RSUs. The reported RSUs are subject to vesting terms and, per the filing, are scheduled to vest on 10/01/2028.

Joseph J. Esposito, Chief Accounting Officer at Krispy Kreme, Inc. (DNUT), reported a transaction dated 10/01/2025 on a Form 4. The filing shows 649 shares of common stock were disposed of at a price of $3.87 per share; the filing explains these shares were surrendered to cover tax withholding related to the vesting of restricted stock units (RSUs).

After the reported transaction, Mr. Esposito beneficially owns 109,798 shares in total: 2,641 held directly and 107,157 as unvested RSUs. The Form 4 was signed by an attorney-in-fact on 10/02/2025.

Krispy Kreme insider Raphael Duvivier, the company's Chief Financial Officer, reported a transaction on 10/01/2025 surrendering 2,966 shares of common stock to cover tax withholding on vested restricted stock units (RSUs). After the transaction, his total beneficial ownership is 562,783 shares, consisting of 139,011 shares held directly and 423,772 unvested RSUs. The Form 4 was signed by an attorney-in-fact on 10/02/2025. The filing indicates the sale was to satisfy tax obligations tied to RSU vesting rather than an open-market sale.