STOCK TITAN

[Form 4] Krispy Kreme, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Steele Nicola reported acquisition or exercise transactions in this Form 4 filing.

Krispy Kreme, Inc. Chief Operating Officer Nicola Steele received an equity grant of 76,924 shares of common stock in the form of restricted stock units (RSUs). The RSUs carry no purchase price and will vest on April 09, 2029, subject to specified terms and conditions.

After this award, Steele is reported as beneficially owning 388,858 shares in total, including 32,635 shares held directly and 356,223 unvested RSUs that each settle into one share of common stock upon vesting. This is a compensation-related award rather than an open-market transaction.

Positive

  • None.

Negative

  • None.

Insights

Routine RSU grant increases COO’s long-term equity stake.

Chief Operating Officer Nicola Steele received a grant of 76,924 restricted stock units, which convert one-for-one into common shares when they vest on April 09, 2029. The award has a zero dollar purchase price, signaling it is part of equity compensation rather than a market trade.

Following this grant, Steele’s reported beneficial ownership is 388,858 shares, consisting of 32,635 shares held directly and 356,223 unvested RSUs. This looks like a standard long-term incentive grant with no immediate cash transaction and does not, on its own, indicate a change in sentiment about the stock.

Insider Steele Nicola
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Common Stock 76,924 $0.00 --
Holdings After Transaction: Common Stock — 388,858 shares (Direct, null)
Footnotes (1)
  1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on April 09, 2029. Direct: 32,635; Unvested RSUs: 356,223.
RSU grant size 76,924 shares Restricted stock units granted to COO on June 10, 2026
Transaction price $0.0000 per share RSUs granted as compensation, not purchased in market
Total beneficial ownership 388,858 shares Shares reported as owned following the transaction
Direct common shares 32,635 shares Common stock held directly by Nicola Steele
Unvested RSUs 356,223 RSUs Unvested restricted stock units settling one-for-one into shares
Vesting date April 09, 2029 Scheduled vesting date for the reported RSU grant
restricted stock units ("RSUs") financial
"Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
vest financial
"Subject to certain terms and conditions, the RSUs will vest on April 09, 2029."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
beneficially owning financial
"After this award, Steele is reported as beneficially owning 388,858 shares in total"
Chief Operating Officer financial
"Nicola Steele serves as Chief Operating Officer of Krispy Kreme, Inc."
A chief operating officer (COO) is a senior executive responsible for overseeing the day-to-day activities of a company, ensuring that all parts of the organization work smoothly and efficiently. They often act like a company's operational quarterback, translating strategic plans into practical actions. For investors, the COO's effectiveness can influence a company's performance and stability, making them an important figure in assessing the company's management strength.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Steele Nicola

(Last)(First)(Middle)
C/O KRISPY KREME, INC.
2116 HAWKINS STREET, SUITE 101

(Street)
CHARLOTTE NORTH CAROLINA 28203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026A76,924(1)A$0388,858(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on April 09, 2029.
2. Direct: 32,635; Unvested RSUs: 356,223.
Remarks:
/s/ Christine McDevitt, Attorney-in-fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)