James P. Shaughnessy sells 12,000 DOCU shares (DOCU:NASDAQ)

Rhea-AI Filing Summary

James P. Shaughnessy reported the sale of 12,000 shares of Common Stock. The filing shows 12,000 shares were sold on 01/02/2026 for $804,394.80. The record also lists 12,000 Restricted and Performance Shares dated 01/10/2025 attributed to the issuer.

Insights

Insider Transactions Compliance Specialist

Routine Form 144 sale disclosure by an individual insider.

The filing documents an insider disposition of 12,000 shares on 01/02/2026 with gross proceeds of $804,394.80. The disclosure lists the securities as Restricted and Performance Shares with a grant/award date of 01/10/2025.

Because this is a Form 144 disclosure of a sale, it is procedural: any further compliance details, such as Rule 10b5-1 plan language or post-transaction holding levels, are not shown in the excerpt. Subsequent regulatory filings would show additional context if provided.

Key Figures

Shares sold: 12,000 shares Gross proceeds: $804,394.80 Award/grant date: 01/10/2025

3 metrics

Shares sold 12,000 shares Sale reported on 01/02/2026

Gross proceeds $804,394.80 Proceeds tied to 12,000-share sale on 01/02/2026

Award/grant date 01/10/2025 Restricted and Performance Shares dated

Key Terms

Restricted and Performance Shares, Form 144, Issuer

3 terms

Restricted and Performance Shares financial

"Restricted and Performance Shares | ISSUER | 12000 | 01/10/2025"

Form 144 regulatory

"Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted and Performance Shares | ISSUER"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	12000	562032.00	194427928	04/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/10/2025	Restricted and Performance Shares	ISSUER			12000	01/10/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JAMES P SHAUGHNESSY 221 Main Street, Suite 800 San Francisco CA 94105	Common	01/02/2026	12000	804394.80

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the DOCU Form 144 disclose about the insider sale?

The filing discloses 12,000 shares sold by James P. Shaughnessy on 01/02/2026. It shows gross proceeds of $804,394.80 and references restricted/performance shares dated 01/10/2025.

Who reported the sale in the DOCU Form 144?

James P. Shaughnessy is the reporting person listed. The record gives an address for the filer and indicates the sale concerned Common Stock registered on NASDAQ.

How many shares and what proceeds are shown in the Form 144?

The Form 144 shows a disposition of 12,000 shares with proceeds of $804,394.80. The transaction date reported is 01/02/2026.

What type of shares were sold according to the filing?

The filing references Restricted and Performance Shares and lists a related date of 01/10/2025. The entry labels the transaction party as ISSUER in the securities table.