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DOCUSIGN (DOCU) director converts 855 RSUs, holds stock and 9,414 unvested units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DOCUSIGN, INC. director Brian Keith Roberts reported a compensation-related equity transaction involving restricted stock units. On June 5, 2026, 855 restricted stock units converted into 855 shares of common stock, leaving him with 855 common shares held directly.

The filing also shows 9,414 restricted stock units outstanding after the transaction. Each restricted stock unit represents a contingent right to receive one share of common stock and will vest in twelve equal quarterly installments over three years, starting on March 5, 2026, as long as Roberts remains a service provider. The units do not expire; they either vest or are canceled before vesting.

Positive

  • None.

Negative

  • None.
Insider Roberts Brian Keith
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 855 $0.00 --
Exercise Common Stock 855 $0.00 --
Holdings After Transaction: Restricted Stock Units — 9,414 shares (Direct, null); Common Stock — 855 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of March 5, 2026, in each case subject to the Reporting Person being a service provider through each such date. The RSUs do not expire; they either vest or are canceled prior to vesting date.
RSUs converted 855 shares Restricted stock units converted to common stock on June 5, 2026
Common shares held 855 shares Total DOCUSIGN common stock held directly after transaction
RSUs outstanding 9,414 units Restricted stock units remaining after the reported transaction
Vesting installments 12 quarterly installments RSUs vesting schedule over three years
Vesting period 3 years Total duration for RSU vesting in equal quarterly tranches
Vesting start date March 5, 2026 Commencement date for RSU vesting schedule
Exercise price $0.00 per unit Conversion of RSUs into common stock at no cash exercise price
Restricted Stock Units financial
"The RSUs will vest in twelve equal quarterly installments over three years"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
vest financial
"The RSUs will vest in twelve equal quarterly installments over three years"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
service provider financial
"subject to the Reporting Person being a service provider through each such date"
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roberts Brian Keith
(Last)(First)(Middle)
C/O DOCUSIGN, INC.
221 MAIN STREET, SUITE 800
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
DOCUSIGN, INC. [ DOCU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026M855A$0855D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/05/2026M855 (2) (3)Common Stock855$09,414D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. The RSUs will vest in twelve equal quarterly installments over three years, with a vesting commencement date of March 5, 2026, in each case subject to the Reporting Person being a service provider through each such date.
3. The RSUs do not expire; they either vest or are canceled prior to vesting date.
Remarks:
/s/ Derrick Chapman, Attorney-in-fact06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DOCUSIGN (DOCU) director Brian Keith Roberts report?

Brian Keith Roberts reported the conversion of 855 restricted stock units into 855 shares of DOCUSIGN common stock. This is a compensation-related derivative exercise rather than an open-market purchase or sale, and reflects routine equity vesting under his award terms.

How many DOCUSIGN (DOCU) shares does Brian Keith Roberts hold after this Form 4?

After the reported transaction, Brian Keith Roberts directly holds 855 shares of DOCUSIGN common stock. In addition, the filing shows 9,414 restricted stock units outstanding, each representing a contingent right to receive one share upon future vesting conditions being satisfied.

What are the vesting terms of Brian Keith Roberts’ DOCUSIGN (DOCU) restricted stock units?

The restricted stock units will vest in twelve equal quarterly installments over three years, starting on March 5, 2026. Vesting in each installment depends on Roberts continuing to be a service provider to DOCUSIGN through the applicable vesting date.

Do DOCUSIGN (DOCU) restricted stock units reported by Brian Keith Roberts expire?

According to the filing, the restricted stock units do not expire. Instead, each unit either vests into one share of DOCUSIGN common stock under the schedule or is canceled before its vesting date, depending on continued service conditions.

Is Brian Keith Roberts’ DOCUSIGN (DOCU) Form 4 a buy or sell signal?

The Form 4 reflects an acquisition of shares through the exercise or conversion of restricted stock units, not an open-market buy or sell. It represents routine equity compensation vesting rather than a discretionary purchase or sale in the market.