Allan Thygesen sells 26,250 shares (NASDAQ: DOCU) under 10b5-1

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC reported a Rule 144 notice showing the sale of 26,250 shares of Common stock by Allan Thygesen under a 10b5-1 plan. The filing lists the sale date as 01/09/2026 and a reported proceeds figure of $1,827,036.75.

The entry references Restricted Stock Units vested on 04/10/2025 and includes a filing date of 04/01/2026.

Insights

Securities Compliance Attorney

Routine Rule 144 notice for an insider sale under a trading plan.

The filing documents the disposition of 26,250 shares via a 10b5-1 arrangement on 01/09/2026, with proceeds recorded as $1,827,036.75. This follows common insider liquidity from vested Restricted Stock Units dated 04/10/2025.

Key considerations: confirm compliance with holding-period and volume-limitation requirements in Rule 144 and review broker confirmations for settlement details. Subsequent filings may show any related Form 4 or Form 5 disclosures.

Key Figures

Shares sold: 26,250 shares Proceeds reported: $1,827,036.75 RSU date: 04/10/2025 +3 more

6 metrics

Shares sold 26,250 shares sale reported under Rule 144 on <date>01/09/2026</date>

Proceeds reported $1,827,036.75 proceeds amount shown alongside the 01/09/2026 sale

RSU date 04/10/2025 Restricted Stock Units referenced as the source of shares

Filing date 04/01/2026 date listed in the Form 144 excerpt

Additional numeric entry 1,244,512.50 numeric field present in the filing excerpt (labeling unclear)

Large numeric entry 194,427,928 numeric field present in the filing excerpt (labeling unclear)

Key Terms

Restricted Stock Units, 10b5-1 Sales, Rule 144

3 terms

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 26250 | 04/10/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Sales regulatory

"10b5-1 Sales for ALLAN THYGESEN ... | Common | 01/09/2026 | 26250"

Rule 144 regulatory

"Filer Information ... 144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	26250	1244512.50	194427928	04/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/10/2025	Restricted Stock Units	Issuer			26250	04/10/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ALLAN THYGESEN 221 Main St, Suite 800 San Francisco CA 94105	Common	01/09/2026	26250	1827036.75

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the DOCU Form 144 disclose about Allan Thygesen's sale?

The Form 144 discloses a sale of 26,250 shares by Allan Thygesen under a 10b5-1 plan on 01/09/2026. The filing records proceeds of $1,827,036.75 and references RSUs vested on 04/10/2025.

Does the filing state how the shares were acquired for sale?

Yes. The filing references Restricted Stock Units with a grant/vesting date of 04/10/2025, indicating the sold shares originated from vested RSUs rather than open-market purchases or new issuances.

Was the sale executed under a pre-arranged plan for DOCU insiders?

The filing cites a 10b5-1 sales arrangement for Allan Thygesen, indicating the sale was made under a pre-arranged trading plan rather than an impromptu open-market trade, per the disclosed transaction method.

What dates appear in the Form 144 for DOCU's reported transaction?

Key dates listed include the RSU date 04/10/2025, the sale/execution date 01/09/2026, and the filing date 04/01/2026, all shown in the reported excerpt.

How much cash was reported from the 26,250-share sale in the filing?

The filing lists proceeds of $1,827,036.75 associated with the sale of 26,250 shares by Allan Thygesen, as disclosed in the excerpt provided.