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DocuSign (NASDAQ: DOCU) director granted RSUs and exercises prior award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DOCUSIGN, INC. director Cain A. Hayes reported routine equity compensation activity. On June 1, 2026, Hayes received a grant of 4,384 Restricted Stock Units (RSUs), each representing a right to one share of common stock, vesting quarterly over one year subject to continued service.

On May 29, 2026, Hayes exercised a prior RSU award, converting 729 RSUs into an equal number of common shares. Following these transactions, Hayes directly holds 15,717 shares of common stock and 4,384 RSUs, with no reported stock sales in this filing.

Positive

  • None.

Negative

  • None.
Insider Hayes Cain A
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4,384 $0.00 --
Exercise Restricted Stock Units 729 $0.00 --
Exercise Common Stock 729 $0.00 --
Holdings After Transaction: Restricted Stock Units — 4,384 shares (Direct, null); Common Stock — 15,717 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs have a vest commencement date of May 29, 2025 and will vest in equal quarterly installments over one year, provided that the fourth quarterly installment shall vest in full on the earlier of (i) the date of the Company's next annual meeting of stockholders and (ii) the one year anniversary of the grant, in each case, subject to the Reporting Person being a service provider through each such date. The RSUs do not expire; they either vest or are canceled prior to vesting date. The RSUs have a vest commencement date of June 1, 2026 and will vest in equal quarterly installments over one year, provided that the fourth quarterly installment shall vest in full on the earlier of (i) the date of the Company's next annual meeting of stockholders and (ii) the one year anniversary of the grant, in each case, subject to the Reporting Person being a service provider through each such date.
New RSU grant 4,384 RSUs Granted June 1, 2026 to director Cain A. Hayes
RSU exercise 729 shares RSUs converted into common stock on May 29, 2026
Common shares held 15,717 shares Direct common stock ownership after transactions
Outstanding RSUs 4,384 RSUs RSUs remaining after the new grant
Prior RSU vest start May 29, 2025 Vest commencement date for earlier RSU award
Restricted Stock Unit ("RSU") financial
"Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share"
vest commencement date financial
"The RSUs have a vest commencement date of May 29, 2025 and will vest"
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
annual meeting of stockholders financial
"earlier of (i) the date of the Company's next annual meeting of stockholders"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hayes Cain A
(Last)(First)(Middle)
C/O DOCUSIGN, INC.
221 MAIN STREET, SUITE 800
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
DOCUSIGN, INC. [ DOCU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/29/2026M729A$015,717D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/29/2026M729 (2) (3)Common Stock729$00D
Restricted Stock Units(1)06/01/2026A4,384 (4) (3)Common Stock4,384$04,384D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. The RSUs have a vest commencement date of May 29, 2025 and will vest in equal quarterly installments over one year, provided that the fourth quarterly installment shall vest in full on the earlier of (i) the date of the Company's next annual meeting of stockholders and (ii) the one year anniversary of the grant, in each case, subject to the Reporting Person being a service provider through each such date.
3. The RSUs do not expire; they either vest or are canceled prior to vesting date.
4. The RSUs have a vest commencement date of June 1, 2026 and will vest in equal quarterly installments over one year, provided that the fourth quarterly installment shall vest in full on the earlier of (i) the date of the Company's next annual meeting of stockholders and (ii) the one year anniversary of the grant, in each case, subject to the Reporting Person being a service provider through each such date.
Remarks:
/s/ Derrick Chapman, Attorney-in-fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did DOCUSIGN (DOCU) director Cain A. Hayes report?

Cain A. Hayes reported equity awards and an option-like exercise. He received 4,384 RSUs on June 1, 2026 and converted 729 previously granted RSUs into common stock on May 29, 2026, with no share sales disclosed in this filing.

How many DOCUSIGN (DOCU) shares does Cain A. Hayes hold after these transactions?

After the reported transactions, Hayes directly holds 15,717 common shares. He also holds 4,384 Restricted Stock Units, each representing a contingent right to receive one share of DOCUSIGN common stock, subject to vesting conditions and continued service with the company.

What are the vesting terms of Cain A. Hayes’s new DOCUSIGN (DOCU) RSU grant?

The 4,384 RSUs granted June 1, 2026 vest over one year. They vest in equal quarterly installments, with the final installment vesting on the earlier of the next annual shareholder meeting or the one-year anniversary of the grant, assuming continued service.

Did Cain A. Hayes sell any DOCUSIGN (DOCU) shares in this Form 4 filing?

No share sales were reported for Hayes in this filing. The transactions consist of a new RSU grant and the conversion of 729 RSUs into common stock, increasing his direct share ownership without any disclosed dispositions or open-market sales.

What happened to the earlier DOCUSIGN (DOCU) RSU award that Cain A. Hayes exercised?

The earlier RSU award was fully converted into common stock. Hayes exercised 729 RSUs on May 29, 2026, receiving 729 common shares. Following this exercise, the reported remaining balance for that RSU award is zero in the filing.