Welcome to our dedicated page for DOMINARI HOLDINGS SEC filings (Ticker: DOMH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Dominari Holdings Inc. (DOMH) SEC filings page provides access to the company’s official reports and disclosures filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed holding company engaged in wealth management, investment banking, sales and trading, and asset management, Dominari uses these filings to report material events, governance matters and financial information related to its operations and subsidiaries.
Investors can review Form 8-K current reports that describe significant developments, such as board and executive changes, employment agreement amendments, approval of Dominari Securities LLC as a Limited Underwriting member of the New York Stock Exchange and NYSE American Equities, and updates on the timing and agenda of the company’s annual meeting of stockholders. These filings also document actions like the filing or withdrawal of a shelf registration statement on Form S-3 intended to support potential capital raising for working capital, acquisitions and other business opportunities.
The company’s DEF 14A definitive proxy statement outlines proposals presented to stockholders, including director elections, ratification of the independent registered public accounting firm, amendments to the 2022 Equity Incentive Plan, approvals of potential issuances of common stock under Nasdaq Listing Rule 5635(d), and renewal of a rights agreement. This document also explains record dates, virtual meeting procedures and how stockholders can submit proposals or director nominations.
Through this page, users can follow DOMH’s regulatory history in real time, including its capital structure decisions, equity incentive plan changes and governance practices. AI-powered tools on the platform can help summarize lengthy filings such as proxy statements and current reports, highlight key items like voting outcomes, proposed share issuances and executive arrangements, and make complex legal and financial language more accessible to investors analyzing DOMH’s disclosure record.
Dominari Holdings Inc. is registering 13,529,833 additional shares of its common stock for issuance under the Dominari Holdings Inc. 2022 Equity Incentive Plan. These shares relate to automatic increases in the plan’s share pool and stockholder-approved amendments that expanded the number of shares available for employee and director equity awards.
The new registration covers shares that became available following stockholder approvals on April 1, 2025 and December 10, 2025, as well as an automatic increase on January 1, 2026. Prior Form S-8 registrations for the same plan, filed in 2023, 2024, and 2025, are incorporated by reference.
Dominari Holdings Inc. reported that its COO, Christopher Franklin Devall, received a grant of 10,000 shares of restricted common stock on December 11, 2025. After this award, he beneficially owns 155,702 shares of the company’s common stock in direct ownership. The grant was made under the company’s 2022 Equity Incentive Plan, and the restricted shares are scheduled to vest on December 11, 2026.
Dominari Holdings Inc. held its annual meeting on December 10, 2025, where stockholders established a quorum and voted on five proposals.
They elected Class II director Anthony Hayes to a term ending at the 2028 annual meeting and ratified CBIZ CPAs P.C. as independent auditor for the year ending December 31, 2025. Stockholders approved an amendment to the 2022 Equity Incentive Plan, increasing the shares reserved for awards from 11,404,404 to 11,720,750 common shares. They also approved, for Nasdaq Listing Rule 5635(d) purposes, the potential issuance of more than 19.99% of outstanding common stock or voting power in certain non‑public financing transactions under Advisory Agreements, at prices that may be below the Nasdaq “Minimum Price.” Finally, stockholders approved renewing the company’s Rights Agreement and extending rights under it through October 11, 2026.
Dominari Holdings (DOMH) set its 2025 Annual Meeting for December 10, 2025, via live webcast. Stockholders will vote on five proposals: electing Anthony Hayes as a Class II director; ratifying CBIZ CPAs P.C. as auditor for the year ending December 31, 2025; increasing the 2022 Equity Incentive Plan reserve from 11,404,404 shares to 11,720,750; approving, for Nasdaq Listing Rule 5635(d) purposes, the potential issuance of common stock (or exercisable securities) in one or more non‑public financings exceeding 19.99% of outstanding common stock or voting power, possibly below the Nasdaq “Minimum Price,” tied to Advisory Agreements with the Board of Advisors; and renewing the Rights Agreement through October 11, 2026.
The Board unanimously recommends voting FOR all proposals. The record date is October 13, 2025. As of the record date, shares outstanding were 15,998,027 of common stock; Series D and Series D‑1 preferred are entitled to 0.007285 votes per share, subject to stated limits. Voting is available online, by phone, or mail, and the meeting is fully virtual at www.virtualshareholdermeeting.com/DOMH2025.
Dominari Holdings (DOMH) reported a sharp turnaround in Q3 2025. Revenue reached $50.821 million, up from $4.043 million a year ago. Net income was $126.081 million versus a prior-year loss, with basic EPS of $8.11 and diluted EPS of $7.27.
Results were driven primarily by a $156.4 million unrealized gain on American Bitcoin Corp. (ABTC) recorded within gains on marketable securities. The company posted a loss from operations of $1.599 million, while other income totaled $127.680 million. Revenue mix included underwriting $32.745 million, commissions $8.881 million, and carried interest fees $8.704 million.
Liquidity remained strong. Cash and cash equivalents were $5.373 million, marketable securities were $170.838 million (including ABTC shares subject to a lock-up until March 1, 2026), and receivable from clearing brokers was $28.860 million. Working capital was $198.8 million. The company paid special cash dividends totaling $12.0 million in 2025. Shares outstanding were 16,012,435 as of November 6, 2025.
Dominari Holdings Inc. (DOMH) filed an amended preliminary proxy for its 2025 Annual Meeting, a virtual-only event on December 10, 2025 at 11:00 a.m. ET via www.virtualshareholdermeeting.com/DOMH2025.
Stockholders will vote on: (1) electing Anthony Hayes as a Class II director for a three-year term; (2) ratifying CBIZ CPAs P.C. as auditor for the year ending December 31, 2025; (3) amending the 2022 Equity Incentive Plan to lift the share reserve from 11,404,404 to 11,720,750 common shares; (4) approving, under Nasdaq Listing Rule 5635(d), the potential issuance of common stock (or exercisable securities) in one or more non‑public financings in an aggregate amount exceeding 19.99% of outstanding common stock or voting power, possibly below the Nasdaq “Minimum Price,” in connection with Advisory Agreements with the Board of Advisors; and (5) renewing the Rights Agreement to extend rights under Section 7(a) through October 11, 2026.
The Board recommends voting “FOR” all proposals. The record date is October 13, 2025. As of the record date, there were 15,998,027 common shares outstanding; Series D and Series D‑1 preferred also vote (0.007285 votes per preferred share). Director election is by plurality; other proposals require a majority of votes cast.
Dominari Holdings Inc. (DOMH) filed its preliminary proxy for a virtual 2025 Annual Meeting on December 10, 2025 at 11:00 a.m. Eastern via www.virtualshareholdermeeting.com/DOMH2025. The agenda includes electing Anthony Hayes as a Class II director and ratifying CBIZ CPAs P.C. as auditor.
Shareholders will vote on increasing the 2022 Equity Incentive Plan reserve from 11,404,404 to 11,720,750 shares, approving—under Nasdaq Listing Rule 5635(d)—the potential issuance of common stock (or securities exercisable for common stock) in one or more non‑public financings in an amount exceeding 19.99% of outstanding common stock or voting power, and amending the charter to raise authorized common shares from 100,000,000 to 1,000,000,000.
The meeting also seeks renewal of the Rights Agreement through October 11, 2026. The Board unanimously recommends voting “FOR” all proposals. The record date is October 13, 2025, and shareholders may vote by Internet, phone, mail, or during the live webcast.
Dominari Holdings Inc. plans to hold its 2025 Annual Meeting of Stockholders on December 10, 2025. Stockholders of record at the close of business on October 13, 2025 will be entitled to vote at the meeting. The specific time and location will be provided in the company’s definitive proxy statement to be filed.
Because this meeting date is more than 30 days after the anniversary of the 2024 annual meeting, Dominari set a new deadline for stockholder proposals. Proposals submitted under Rule 14a‑8, as well as any director nominations or other proposals to be presented at the meeting but not included in the proxy materials, must be received by October 18, 2025. All submissions must be sent to the Corporate Secretary at the company’s New York address.
Dominari Holdings director Ronald Craig Lieberman received 150,000 restricted shares on February 18, 2025 under an Advisory Board Agreement, bringing his reported direct common stock holdings to 181,613 shares. He also holds outstanding Series A warrants exercisable at $3.72 and Series B warrants exercisable at $4.22, each expiring February 14, 2030, representing 21,613 underlying shares per series (43,226 total).
The restricted shares were issued as compensation and the warrants were purchased in a private placement that closed February 12, 2025 at a combined offering price of $3.47 per warrant package.
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