Dow (DOW) officer Andre Argenton details common stock, RSUs and options

Rhea-AI Filing Summary

Dow Inc. executive Andre Argenton, Chief Tech & Sustainability Officer, reported his equity holdings in Dow common stock and stock options as of January 1, 2026. He directly beneficially owns 39,103 shares of common stock, and indirectly owns 9,584 shares through his spouse. These totals include restricted stock units scheduled to be delivered in single installments on several dates through February 2028, subject to continued employment.

Argenton also holds multiple non-qualified stock options covering specific numbers of Dow common shares, with exercise prices such as $46.6, $61.97, and $38.34 and expiration dates ranging from February 2026 to February 2035. Some options are already fully exercisable, while others vest in tranches between February 2026 and February 2035, and the related option shares are designated to be used to satisfy withholding taxes.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Argenton Andre

(Last) (First) (Middle)

2211 H.H. DOW WAY

(Street)

MIDLAND MI 48674

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
DOW INC. [ DOW ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Tech & Sustainability

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	39,103(1)	D
Common Stock	9,584(2)	I	By Spouse

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-Qualified Stock Option (Right to Buy)	(3)	02/12/2026	Common Stock	4,153	$46.6	D
Non-Qualified Stock Option (Right to Buy)	(3)	02/10/2027	Common Stock	4,719	$61.97	D
Non-Qualified Stock Option (Right to Buy)	(3)	02/15/2028	Common Stock	4,206	$72.77	D
Non-Qualified Stock Option (Right to Buy)	(3)	02/11/2029	Common Stock	8,130	$54.89	D
Non-Qualified Stock Option (Right to Buy)	(3)	02/13/2030	Common Stock	11,193	$48.3	D
Non-Qualified Stock Option (Right to Buy)	(3)	02/11/2031	Common Stock	6,430	$57.67	D
Non-Qualified Stock Option (Right to Buy)	(3)	02/10/2032	Common Stock	9,480	$60.95	D
Non-Qualified Stock Option (Right to Buy)	(4)	02/09/2033	Common Stock	9,011	$59.08	D
Non-Qualified Stock Option (Right to Buy)	(5)	02/15/2034	Common Stock	10,980	$55.17	D
Non-Qualified Stock Option (Right to Buy)	(6)	02/13/2035	Common Stock	14,530	$38.34	D

Explanation of Responses:

1. Total includes restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 1,387 shares on February 9, 2026; 1,640 shares on February 15, 2027; and 2,350 shares on February 13, 2028.

2. Total includes restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 753 shares on February 9, 2026; 870 shares on February 15, 2027; and 1,289 shares on February 13, 2028.

3. This option is fully vested and exercisable. Option shares will be used to satisfy withholding taxes.

4. Two-thirds of this option is exercisable. The remaining one-third will vest on February 9, 2026. Option shares will be used to satisfy withholding taxes.

5. One-third of this option is exercisable. The remaining two-thirds will vest in equal installments on February 15, 2026 and February 15, 2027. Option shares will be used to satisfy withholding taxes.

6. This option will vest in three equal annual installments beginning on February 13, 2026. Option shares will be used to satisfy withholding taxes.

Remarks:

	/s/ Andre Argenton	01/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Dow (DOW) disclose about Andre Argenton’s current stock ownership?

Dow reports that Andre Argenton, Chief Tech & Sustainability Officer, directly beneficially owns 39,103 shares of Dow common stock and indirectly owns 9,584 shares through his spouse. These figures represent his reported beneficial ownership as of January 1, 2026, including certain restricted stock units scheduled to be delivered in future years.

How many Dow (DOW) shares does Andre Argenton hold indirectly through his spouse?

The filing states that 9,584 shares of Dow common stock are beneficially owned indirectly by Andre Argenton, with the nature of ownership described as "By Spouse". This indirect holding also includes restricted stock units that are expected to be delivered on future dates, assuming continued employment.

What stock options in Dow (DOW) does Andre Argenton report holding?

Andre Argenton reports holding several non-qualified stock options (right to buy) on Dow common stock. Individual option grants cover, for example, 4,153 shares at $46.6, 4,719 shares at $61.97, 10,980 shares at $55.17, and 14,530 shares at $38.34, among others. These options have expiration dates from February 2026 through February 2035, and are reported as directly owned.

When do Andre Argenton’s Dow (DOW) restricted stock units vest?

The filing notes that Argenton’s reported common stock totals include restricted stock units scheduled to be delivered in one installment on or about the following dates, subject to continued employment: for his direct holdings, 1,387 shares on February 9, 2026, 1,640 shares on February 15, 2027, and 2,350 shares on February 13, 2028. For indirect holdings by spouse, deliveries include 753 shares on February 9, 2026, 870 shares on February 15, 2027, and 1,289 shares on February 13, 2028.

How are Andre Argenton’s Dow (DOW) stock options scheduled to vest?

The disclosure explains that one option grant is fully vested and exercisable, with option shares designated to satisfy withholding taxes. Another grant is described as two-thirds exercisable, with the remaining one-third vesting on February 9, 2026. A further grant is one-third exercisable, with the remaining two-thirds vesting in equal installments on February 15, 2026 and February 15, 2027. The most recent grant is stated to vest in three equal annual installments beginning on February 13, 2026, and option shares for these grants will also be used to satisfy withholding taxes.

What is Andre Argenton’s role at Dow (DOW) as reported in this filing?

The filing identifies Andre Argenton as an officer of Dow Inc., serving in the role of Chief Tech & Sustainability. He is not listed as a director or a 10% owner in this disclosure.