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Dow Inc SEC Filings

DOW NYSE

Welcome to our dedicated page for Dow SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Dow Inc. filings document the company's public reporting as a Delaware materials science issuer with common stock listed on the New York Stock Exchange. Its 8-K filings furnish quarterly results and financial condition updates, including segment sales, pricing, volume, operating items and equity-method matters tied to businesses such as Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings.

Dow's regulatory record also includes proxy materials for director elections, executive compensation, stock incentive plan approvals, auditor ratification and stockholder advisory votes. Other filings address board and officer changes, exit and disposal cost accruals, exhibits incorporated into Form 10-K reporting, and the capital structure of Dow Inc. common stock and The Dow Chemical Company exchange-listed notes.

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Dow Inc. executive Keith Cleason, President of Packaging & Specialty Plastics, reported a routine tax-related share withholding. On February 9, 2026, 298 shares of Dow common stock were disposed of to the issuer at $32.08 per share to cover tax withholding on previously granted awards, as provided in the award agreement.

After this transaction, Cleason directly beneficially owns 45,295 Dow common shares, which include previously reported restricted stock units. He also has indirect holdings through retirement plans, including shares held in a 401(k) plan, an ESOP, and his spouse’s 401(k) and ESOP accounts.

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Dow Inc. senior vice president John Maurice Sampson reported a tax‑related share disposition. On 02/09/2026, 1,510 shares of Dow common stock were withheld by the company at $32.08 per share to cover tax obligations on previously reported equity awards, as permitted under the award agreement.

After this withholding, Sampson directly beneficially owned 115,824 Dow common shares, and also held additional indirect interests through a 401(k) plan (2,167.828 shares) and a 401(k) plan ESOP (316.081 shares).

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Dow Inc. officer Amy E. Wilson, the company’s General Counsel and Secretary, had 1,904 shares of common stock disposed of to the issuer on February 9, 2026 at $32.08 per share. According to the footnote, these shares were withheld by Dow to cover tax obligations upon settlement of previously reported equity awards under the award agreement and are exempt under Rule 16b-3.

After this tax withholding transaction, Wilson beneficially owns 89,731 common shares directly. She also holds additional indirect interests of 227.721 shares through a 401(k) plan and 353.753 shares through a 401(k) ESOP, reflecting both direct and retirement-plan-related holdings.

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Dow Inc. Chair and CEO James R. Fitterling reported a disposition of company common stock in connection with equity compensation on February 9, 2026. He had 9,551 shares of Dow common stock transferred back to the issuer at $32.08 per share to satisfy tax withholding owed on previously granted awards, as described in the footnotes.

After this withholding transaction, Fitterling directly owned 121,887 shares of Dow common stock. He also reported additional indirect holdings, including 281,559 shares held by a trust and positions in Dow stock through 401(k) and ESOP plans.

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Dow Inc. executive Philo Brendy Lange, President of Performance Materials & Coatings, reported a Form 4 transaction involving company stock. On 02/09/2026, 386 shares of common stock were disposed of to the issuer at $32.08 per share to cover tax withholding on previously awarded equity. After this tax-related disposition, Lange directly owned 11,810 shares of Dow common stock and indirectly held 1,342.208 shares through a 401(k) plan.

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Dow Inc. Chief Operating Officer Karen S. Carter reported a tax-related share disposition and updated her equity holdings. On 02/09/2026, 1,498 shares of Dow common stock were disposed of back to the company at $32.08 per share, with the footnotes explaining these shares were withheld by Dow to satisfy tax withholding obligations on previously reported awards.

After this transaction, Carter directly beneficially owned 118,636 shares of Dow common stock and held additional indirect interests through retirement plans, including common stock in a 401(k) plan and a 401(k) plan ESOP. She also reported 12,503.86 phantom stock units, which track the value of Dow common stock but are payable in cash under a compensation deferral arrangement.

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Dow Inc. officer Andrea L. Dominowski reported a disposition of 385 shares of common stock to the company at $32.08 per share on February 9, 2026. The shares were withheld by Dow to satisfy tax withholding due on previously reported equity awards under the award agreement.

After this tax withholding event, she directly beneficially owned 19,981.467 Dow shares. She also had indirect holdings of 2,062.628 shares through a 401(k) plan and 102.047 shares through a 401(k) ESOP.

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Dow Inc. and The Dow Chemical Company filed a combined annual report describing their 2025 operations, strategy and key risks. Dow is a global materials science group with manufacturing in 29 countries, about 34,600 employees and sales of approximately $40 billion in 2025.

The company is organized into three main operating segments: Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings, supported by several large joint ventures in Kuwait, Thailand and Saudi Arabia. Management highlights ongoing investments in polyethylene, polyurethanes, silicones and alkoxylation capacity, as well as advanced recycling and circular plastics projects.

Dow outlines ambitious sustainability commitments, including cutting net annual Scope 1 and 2 emissions by 5 million metric tons by 2030, commercializing 3 million metric tons of circular and renewable solutions annually by 2030, and targeting carbon neutrality by 2050. The report also notes planned shutdowns of selected European and Latin American assets and 2025 impairment charges, alongside detailed climate, macroeconomic, regulatory and plastic‑waste risk disclosures.

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Dow Inc. and The Dow Chemical Company filed a current report to handle an administrative task for their upcoming annual report. Instead of placing a detailed description of securities directly inside the Form 10‑K for the year ended December 31, 2025, they are submitting that description as Exhibit 4.5 to this 8‑K and incorporating it into the 10‑K by reference. The exhibit covers securities registered under Section 12 of the Securities Exchange Act of 1934. No earnings results, new financings, or major business events are disclosed in this report.

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Dow Inc. furnished an update on its business by issuing a press release announcing financial results for the fourth quarter of 2025. The company submitted an 8-K that identifies this press release as Exhibit 99.1 and clarifies that the information is furnished rather than filed under securities laws.

The filing notes that the press release, dated January 29, 2026, covers Dow’s operating results and financial condition for the period. It also states that the information is not automatically incorporated into any Securities Act registration statements or other documents.

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Dow Inc. furnished an update on its business by issuing a press release announcing financial results for the fourth quarter of 2025. The company submitted an 8-K that identifies this press release as Exhibit 99.1 and clarifies that the information is furnished rather than filed under securities laws.

The filing notes that the press release, dated January 29, 2026, covers Dow’s operating results and financial condition for the period. It also states that the information is not automatically incorporated into any Securities Act registration statements or other documents.

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FAQ

How many Dow (DOW) SEC filings are available on StockTitan?

StockTitan tracks 69 SEC filings for Dow (DOW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Dow (DOW)?

The most recent SEC filing for Dow (DOW) was filed on February 12, 2026.