Welcome to our dedicated page for Dow SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Dow Inc. (NYSE: DOW) and related issuers such as The Dow Chemical Company. These documents include current reports on Form 8-K, quarterly and annual reports when filed, and other registration and financing materials that outline Dow’s financial condition, governance and capital structure.
Dow’s 8-K filings illustrate how the company reports results of operations, restructuring actions, financing activities and governance changes. For example, Dow furnishes press releases announcing quarterly results, including segment performance for Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings. Other 8-Ks describe Board-approved restructuring actions to rationalize Dow’s global asset footprint, including shutdowns of specific European assets and associated asset write-downs, exit costs and severance.
Filings also cover capital markets transactions. The Dow Chemical Company has issued multiple series of notes under a shelf registration statement on Form S-3, and an 8-K details an underwriting agreement for new 4.800% Notes due 2031 and 5.650% Notes due 2036. Additional filings list existing notes due 2027, 2032, 2040 and 2044, which trade on the New York Stock Exchange. These documents help investors understand Dow’s debt profile and financing strategy.
Corporate governance and leadership changes appear in 8-Ks as well, including the retirement of a Senior Vice President and Chief Technology Officer, the appointment of a Chief Technology and Sustainability Officer, and the resignation of a director due to an external board role. Regulation FD filings provide press releases on strategic partnerships, such as the sale of a minority equity stake in Diamond Infrastructure Solutions to a fund managed by Macquarie Asset Management.
On Stock Titan, AI-powered tools can be applied to Dow’s filings to highlight key items such as segment trends, restructuring charges, debt issuance terms and governance updates, helping readers interpret lengthy documents like 10-Ks, 10-Qs and Form 4 insider reports when those are filed.
Dow Inc. insider filing shows a routine tax-related share withholding. The Chair and CEO of Dow Inc. reported the disposition of 1,929 shares of common stock on 11/28/2025 at a price of $23.85 per share. According to the explanation, these shares were withheld by the company to cover withholding tax obligations under an existing award agreement and are exempt under Rule 16b-3. After this transaction, the reporting person directly beneficially owns 131,438 shares of Dow common stock, with additional indirect holdings of 3,913.9 shares and 2,356.11 shares through 401(k) and ESOP plans, and 281,559 shares held via a trust.
Dow Inc. reported an insider equity transaction by Chief Operating Officer Karen S. Carter. On 11/28/2025, 1,093 shares of common stock were disposed of at $23.85 per share, representing shares withheld by the company to cover tax obligations related to an equity award, as described in the award agreement.
Following this withholding, Carter directly beneficially owned 120,134 shares of Dow common stock, plus 1,218.536 shares held through a 401(k) Plan and 320.376 shares held through a 401(k) Plan ESOP. She also held 11,970.377 phantom stock units, each equivalent to one share of Dow common stock and payable in cash under a compensation deferral election.
Dow Inc. insider reports routine tax withholding share disposition
Dow Inc.'s General Counsel and Secretary reported a routine share disposition tied to tax withholding. On 11/28/2025, 926 shares of Dow common stock were withheld by the company at a price of $23.85 per share to satisfy withholding tax obligations under an existing award agreement, a transaction described as exempt under Rule 16b-3.
Following this non-market transaction, the officer beneficially owns 91,635 shares of Dow common stock directly, plus 219.706 shares held through a 401(k) plan and 352.789 shares through a 401(k) ESOP. The filing reflects administrative equity compensation and tax treatment rather than an open-market sale.
Dow Inc. (DOW) reported a Form 4 for Chief Operating Officer Karen S. Carter. On 11/03/2025, she disposed of 16,259 shares of common stock at $23.23 per share, noted as shares withheld by the issuer to cover taxes upon settlement of prior awards. Following the transaction, she directly holds 121,227 shares. She also holds 1,218.536 shares indirectly via a 401(k) Plan and 320.376 shares via an ESOP. In addition, she reports 11,970.377 phantom stock units, which are payable in cash.
Dow Inc. (DOW) reported an insider transaction on a Form 4 by its President, Packaging & Specialty Plastics. On 11/03/2025, the reporting person disposed of 2,801 shares of common stock at $23.23. The filing states the shares were withheld by the issuer to satisfy the reporting person’s tax obligations upon settlement of previously reported awards under Rule 16b-3.
Following the transaction, the reporting person beneficially owned 45,837 common shares directly. Indirect holdings were also reported: 4,775.033 shares by a 401(k) Plan, 1,414.564 shares by a 401(k) Plan ESOP, 213.693 shares by a spouse’s 401(k) Plan, and 46.241 shares by a spouse’s 401(k) Plan ESOP.
Dow Inc. filed its Q3 2025 10‑Q, reporting net sales of $9,973 million versus $10,879 million a year ago and diluted EPS of $0.08 versus $0.30. The quarter included lower cost of sales and reduced SG&A and R&D, but equity losses from affiliates offset some gains. Other income improved, and the tax line was a credit.
For the first nine months, net income (loss) available to common stockholders was $(1,080) million, driven in part by $822 million in restructuring and asset‑related charges and weaker affiliate earnings. Operating cash flow was $764 million year‑to‑date; capex was $1,911 million. Cash and cash equivalents rose to $4,609 million (from $2,189 at year‑end), aided by $2,943 million of proceeds from sale of noncontrolling interests and $2,652 million of new long‑term debt; long‑term debt increased to $17,709 million.
Dow declared a $0.35 dividend per share in Q3. Shares outstanding were 710,767,392 as of September 30, 2025. Noncontrolling interests rose to $1,523 million, and accumulated other comprehensive loss improved modestly.
Dow Inc. furnished an 8-K announcing its third-quarter 2025 results via a press release dated October 23, 2025. The release is attached as Exhibit 99.1 under Item 2.02 (Results of Operations and Financial Condition). The company states the information is being furnished and not deemed filed under the Exchange Act, which means it is not subject to Section 18 liabilities. An Exhibit 104 cover page interactive data file is also included.
The company disclosed documentation related to a Notes offering, filing an Underwriting Agreement for the offering and attaching related exhibits. It included the Indenture among the company, The Dow Chemical Company and the trustee, plus the form of 4.800% notes due 2031 and the form of 5.650% notes due 2036. The filing also includes an opinion and consent from Allen & Overy Shearman Sterling US LLP and notes that the cover page interactive data is embedded in the Inline XBRL document. The report is signed by Andrea L. Dominowski, Controller and Vice President of Controllers.
Dow Inc. completed the sale of an additional 9% equity stake in Diamond Infrastructure Solutions to a fund managed by Macquarie Asset Management. Diamond Infrastructure Solutions is described as a dedicated infrastructure company holding select U.S. Gulf Coast infrastructure assets. The transaction was carried out under a previously announced option that gave the Macquarie-managed fund the right to purchase this additional stake. Dow communicated the completion of this sale through a press release furnished as an exhibit to this report.