Welcome to our dedicated page for Dow SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dow Inc. filings document the company's public reporting as a Delaware materials science issuer with common stock listed on the New York Stock Exchange. Its 8-K filings furnish quarterly results and financial condition updates, including segment sales, pricing, volume, operating items and equity-method matters tied to businesses such as Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings.
Dow's regulatory record also includes proxy materials for director elections, executive compensation, stock incentive plan approvals, auditor ratification and stockholder advisory votes. Other filings address board and officer changes, exit and disposal cost accruals, exhibits incorporated into Form 10-K reporting, and the capital structure of Dow Inc. common stock and The Dow Chemical Company exchange-listed notes.
Dow Inc. executive Keith Cleason reported multiple equity awards in the form of stock, restricted stock units, and stock options. On February 12, 2026, he acquired 2,023 shares of common stock tied to performance share units and 10,420 restricted stock units, both at a price of $0 per share as grants subject to continued employment.
Following these awards, Cleason directly held 57,738 shares of Dow common stock and 56,700 non-qualified stock options with an exercise price of $32.65 per share, expiring on February 12, 2036 and vesting in three equal annual installments beginning February 12, 2027. He also reported additional indirect holdings through 401(k) and spouse 401(k) plans.
SAMPSON JOHN MAURICE reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 83,836 shares. Following the reported transactions, holdings were 62,100 shares.
Fitterling James R reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 500,212 shares. Following the reported transactions, holdings were 371,250 shares.
Dow Inc. reported that its General Counsel and Secretary, Amy E. Wilson, received new equity awards on February 12, 2026. She acquired 13,000 shares of common stock tied to performance share units and 14,120 restricted stock units, both at a price of $0 per share. Following these awards, she directly owned 116,851 shares of common stock, with additional indirect holdings through a 401(k) plan and ESOP. Wilson was also granted a non-qualified stock option for 76,800 shares at an exercise price of $32.65 per share, expiring February 12, 2036, vesting in three equal annual installments beginning February 12, 2027.
Tate Jeffrey L. reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 136,550 shares. Following the reported transactions, holdings were 115,350 shares.
Lange Philo Brendy reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 66,352 shares. Following the reported transactions, holdings were 54,380 shares.
Carter Karen S reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 167,654 shares. Following the reported transactions, holdings were 132,990 shares.
Dow Inc.’s Controller and Vice President, Andrea L. Dominowski, reported new equity awards. On February 12, 2026, she acquired 831 performance share units and 3,620 restricted stock units of common stock at a grant price of $0, raising her directly held common stock equivalents to 24,432.467 shares.
She also received a non-qualified stock option for 19,680 shares at an exercise price of $32.65, expiring February 12, 2036. The option vests in three equal annual installments beginning February 12, 2027, while performance share units are scheduled to settle on or about February 26, 2026 and restricted stock units on or about February 12, 2029, each subject to continued employment.
Indirect holdings include 2,062.628 shares through a 401(k) plan and 102.047 shares through a 401(k) ESOP.
Dow Inc. Chief Human Resources Officer Lisa Bryant reported a disposition of 1,199 shares of common stock on February 9, 2026. These shares were withheld by the company to cover tax obligations upon settlement of previously reported equity awards at a price of $32.08 per share.
After this transaction, Bryant directly beneficially owned 20,898 shares of Dow common stock, and also held additional shares indirectly through a 401(k) plan and a 401(k) ESOP. The filing notes that her total includes previously reported restricted stock units and 715 shares acquired under the company’s employee stock purchase plan.
Dow Inc. executive Andre Argenton reported routine share dispositions related to tax withholding. On February 9, 2026, the issuer withheld 471 shares of common stock at $32.08 from Argenton to cover taxes on previously granted awards, leaving him with 38,632 directly owned shares.
On the same date, the issuer also withheld 256 shares at $32.08 from awards held by his spouse, leaving 9,328 shares held indirectly "By Spouse." The footnotes state these withholding transactions were required under the award agreements and are exempt under Rule 16b-3, and that the totals include previously reported restricted stock units.