Welcome to our dedicated page for Dow SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dow Inc. filings document the company's public reporting as a Delaware materials science issuer with common stock listed on the New York Stock Exchange. Its 8-K filings furnish quarterly results and financial condition updates, including segment sales, pricing, volume, operating items and equity-method matters tied to businesses such as Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings.
Dow's regulatory record also includes proxy materials for director elections, executive compensation, stock incentive plan approvals, auditor ratification and stockholder advisory votes. Other filings address board and officer changes, exit and disposal cost accruals, exhibits incorporated into Form 10-K reporting, and the capital structure of Dow Inc. common stock and The Dow Chemical Company exchange-listed notes.
Dow Inc. Chief Human Resources Officer Lisa Bryant had 1,763 shares of common stock withheld by the company on February 26, 2026 to cover tax obligations tied to previously reported equity awards. The shares were disposed of back to the issuer at $29.90 per share under the award agreement and under Rule 16b-3.
After this tax-withholding transaction, she held 33,099 common shares directly, which the footnotes state include previously reported restricted stock units. She also reported indirect holdings of 113.116 shares in a 401(k) Plan and 165.470 shares in a 401(k) Plan ESOP.
Dow Inc. Chief Operating Officer Karen S. Carter reported a disposition of 2,969 shares of common stock back to the company at $29.90 per share. According to the footnotes, these shares were withheld by the issuer to satisfy tax withholding obligations upon settlement of previously reported equity awards under the award agreement and are exempt under Rule 16b-3, so this was not an open-market sale.
After this tax-related share withholding, Carter directly owned 150,331 shares of Dow common stock. She also held 12,503.860 phantom stock units, each equivalent to one share of common stock and payable in cash, and had indirect holdings of 1,239.587 shares through a 401(k) Plan and 321.252 shares through a 401(k) Plan ESOP as of the reported date.
DOW INC. executive Philo Brendy Lange, President of Performance Materials & Coatings, disposed of 621 shares of common stock on 2026-02-26 in a transaction coded as a disposition to the issuer. According to the footnotes, these shares were withheld by Dow to cover tax withholding upon settlement of previously reported awards.
After this issuer withholding, Lange directly owned 23,161 common shares and indirectly held 1,342.208 shares through a 401(k) plan. The filing characterizes the withholding as exempt under Rule 16b-3, indicating it is part of routine equity award administration rather than an open-market trade.
Dow Inc. Senior Vice President John Maurice Sampson had 3,016 Dow common shares disposed to the company at $29.90 per share to cover tax withholding on previously reported equity awards. The footnotes clarify these shares were withheld by the issuer as required under the award agreement and exempt under Rule 16b-3.
After this tax-withholding disposition to the issuer, Sampson directly held 134,544 common shares, a figure that includes previously reported restricted stock units. He also had indirect holdings through retirement plans, with 2,167.828 shares in a 401(k) plan and 316.081 shares in a 401(k) ESOP.
DOW INC. officer Andrea L. Dominowski reported a disposition of company stock tied to tax withholding on equity awards. On the reported date, 282 shares of common stock were transferred back to the issuer at $29.90 per share to satisfy required tax obligations under a previously granted award agreement, as noted in the footnotes.
After this transaction, Dominowski directly held 24,150.467 shares of Dow common stock. She also indirectly held 2,062.628 shares through a 401(k) plan and 102.047 shares through a 401(k) plan ESOP. The footnotes state that the total direct holdings include previously reported restricted stock units.
Dow Inc. is asking stockholders to vote at its 2026 virtual annual meeting on electing 12 directors, approving executive pay, setting the say‑on‑pay vote frequency to one year, amending the 2019 stock incentive plan, and ratifying Deloitte & Touche LLP as auditor for 2026.
For 2025, Dow reports about $40 billion in net sales, a $(2.4) billion net loss, $0.4 billion operating EBIT and $1.5 billion in dividends returned to shareholders, alongside at least $1 billion in annualized cost reductions and a $1 billion cut to planned capital spending.
The proxy emphasizes a largely independent board (11 of 12 nominees), strong committee structure, detailed risk oversight including cybersecurity, and a pay‑for‑performance compensation program with robust clawback, stock ownership and anti‑hedging policies.
Dow Inc.’s Chief Tech & Sustainability officer Andre Argenton reported multiple equity awards dated February 12, 2026. He was granted a non-qualified stock option for 57,500 shares of common stock at an exercise price of $32.65 per share, exercisable until February 12, 2036, which will vest in three equal annual installments beginning February 12, 2027.
Argenton also acquired common stock through equity-based awards at no cash price, including 2,405 shares tied to performance share units and 10,570 shares from restricted stock units, both subject to continued employment and future settlement dates. Following these transactions, he directly held 51,607 common shares, while his spouse indirectly held 11,982 shares, with totals including previously reported restricted stock units.
Bryant Lisa reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 56,414 shares. Following the reported transactions, holdings were 42,450 shares.
Dow Inc. executive Marco ten Bruggencate reported multiple equity awards. On February 12, 2026, he acquired 1,453 shares of common stock from performance share units and 9,170 restricted stock units, both at a reported price of $0 per share.
Following these grants, he directly beneficially owned 34,940.987 shares of Dow common stock and also indirectly held 1,167.557 shares through his spouse. He was also granted 49,880 non-qualified stock options with a $32.65 exercise price, vesting in three equal annual installments beginning February 12, 2027.