Welcome to our dedicated page for Dow SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Dow Inc. (NYSE: DOW) and related issuers such as The Dow Chemical Company. These documents include current reports on Form 8-K, quarterly and annual reports when filed, and other registration and financing materials that outline Dow’s financial condition, governance and capital structure.
Dow’s 8-K filings illustrate how the company reports results of operations, restructuring actions, financing activities and governance changes. For example, Dow furnishes press releases announcing quarterly results, including segment performance for Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings. Other 8-Ks describe Board-approved restructuring actions to rationalize Dow’s global asset footprint, including shutdowns of specific European assets and associated asset write-downs, exit costs and severance.
Filings also cover capital markets transactions. The Dow Chemical Company has issued multiple series of notes under a shelf registration statement on Form S-3, and an 8-K details an underwriting agreement for new 4.800% Notes due 2031 and 5.650% Notes due 2036. Additional filings list existing notes due 2027, 2032, 2040 and 2044, which trade on the New York Stock Exchange. These documents help investors understand Dow’s debt profile and financing strategy.
Corporate governance and leadership changes appear in 8-Ks as well, including the retirement of a Senior Vice President and Chief Technology Officer, the appointment of a Chief Technology and Sustainability Officer, and the resignation of a director due to an external board role. Regulation FD filings provide press releases on strategic partnerships, such as the sale of a minority equity stake in Diamond Infrastructure Solutions to a fund managed by Macquarie Asset Management.
On Stock Titan, AI-powered tools can be applied to Dow’s filings to highlight key items such as segment trends, restructuring charges, debt issuance terms and governance updates, helping readers interpret lengthy documents like 10-Ks, 10-Qs and Form 4 insider reports when those are filed.
Dow Inc. director Jeff M. Fettig reported an equity award in the form of time‑vested restricted stock units. On April 9, 2026, he acquired 5,127 units that will be settled in a single installment of Dow common shares after his separation from the company.
After this grant, Fettig directly holds 33,157 shares of Dow common stock and also has additional indirect holdings through Trust A and Trust B. The filing notes that the totals include previously reported restricted stock units, indicating this is part of his ongoing equity compensation.
DOW INC. director Samuel R. Allen reported an equity award on common stock. On April 9, 2026, he acquired 5,127 shares at $0.00 per share as a grant or award, increasing his direct holdings to 32,522 shares.
Footnotes describe these as time-vested restricted stock units to be settled in one installment of common shares following his separation, and note that the total includes previously reported restricted stock units. The filing also shows 1,329.3028 shares held indirectly in a trust.
Yohannes Daniel reported acquisition or exercise transactions in this Form 4 filing.
DOW INC. director Yohannes Daniel reported receiving a grant of 5,127 shares of common stock in the form of time-vested restricted stock units. These units will be settled in one installment of Dow common shares following his separation from the company. After this award, his directly held and previously reported restricted stock units total 34,880 shares.
Wyant Jill S reported acquisition or exercise transactions in this Form 4 filing.
Dow Inc. director Jill S. Wyant reported receiving a grant of 5,127 shares of common stock as time-vested restricted stock units. These units will be settled in one installment of Dow common shares after her separation from the company, and the total includes previously reported restricted stock units. Following this award, she directly holds 29,777 shares of Dow common stock. She also holds phantom stock units equivalent to 19,524.67 shares of common stock, accrued under a compensation deferral election and payable in cash in a lump sum or installments.
Dow Inc amended a Schedule 13G to report that The Vanguard Group beneficially owns 0 shares of Common Stock, representing 0% of the class. The filing states Vanguard implemented an internal realignment effective January 12, 2026 and now reports certain subsidiaries separately in reliance on SEC Release No. 34-39538.
Dow Inc. executive Andre Argenton reported dispositions of common stock to the company tied to tax withholding on equity awards. On February 26, the issuer withheld 688 shares of Dow common stock at $29.90 per share from his direct holdings and 103 shares at $29.90 per share from shares owned by his spouse to satisfy related tax obligations, as described in the award agreements. After these transactions, he directly owned 50,919 shares and indirectly owned 11,879 shares, which the filing notes include previously reported restricted stock units.
Dow Inc. General Counsel and Secretary Amy E. Wilson reported an issuer-related share disposition tied to tax withholding. On the transaction date, 3,718 shares of common stock were withheld by Dow at $29.90 per share to satisfy her tax obligations upon settlement of previously reported awards, as described in the footnote. After this transaction, she directly held 113,133 common shares. She also reported indirect ownership through retirement plans, with 227.721 shares held by a 401(k) Plan and 353.753 shares held by a 401(k) Plan ESOP.
Dow Inc. executive Keith Cleason reported a tax-related share disposition. On the transaction date, 686 shares of Dow common stock were disposed to the issuer at $29.90 per share to satisfy tax withholding on previously granted awards, as required by the award agreement. Following this, he directly held 57,052 common shares, and also had indirect holdings through various 401(k) and ESOP plans for himself and his spouse.
Dow Inc. Chief Human Resources Officer Lisa Bryant had 1,763 shares of common stock withheld by the company on February 26, 2026 to cover tax obligations tied to previously reported equity awards. The shares were disposed of back to the issuer at $29.90 per share under the award agreement and under Rule 16b-3.
After this tax-withholding transaction, she held 33,099 common shares directly, which the footnotes state include previously reported restricted stock units. She also reported indirect holdings of 113.116 shares in a 401(k) Plan and 165.470 shares in a 401(k) Plan ESOP.
Dow Inc. Chief Operating Officer Karen S. Carter reported a disposition of 2,969 shares of common stock back to the company at $29.90 per share. According to the footnotes, these shares were withheld by the issuer to satisfy tax withholding obligations upon settlement of previously reported equity awards under the award agreement and are exempt under Rule 16b-3, so this was not an open-market sale.
After this tax-related share withholding, Carter directly owned 150,331 shares of Dow common stock. She also held 12,503.860 phantom stock units, each equivalent to one share of common stock and payable in cash, and had indirect holdings of 1,239.587 shares through a 401(k) Plan and 321.252 shares through a 401(k) Plan ESOP as of the reported date.