Welcome to our dedicated page for Dow SEC filings (Ticker: DOW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dow Inc. filings document the company's public reporting as a Delaware materials science issuer with common stock listed on the New York Stock Exchange. Its 8-K filings furnish quarterly results and financial condition updates, including segment sales, pricing, volume, operating items and equity-method matters tied to businesses such as Packaging & Specialty Plastics, Industrial Intermediates & Infrastructure, and Performance Materials & Coatings.
Dow's regulatory record also includes proxy materials for director elections, executive compensation, stock incentive plan approvals, auditor ratification and stockholder advisory votes. Other filings address board and officer changes, exit and disposal cost accruals, exhibits incorporated into Form 10-K reporting, and the capital structure of Dow Inc. common stock and The Dow Chemical Company exchange-listed notes.
Banister Gaurdie E. JR. reported acquisition or exercise transactions in this Form 4 filing.
Dow Inc. director Gaurdie E. Banister Jr. received a grant of 5,127 shares of common stock on April 9, 2026, reported as time-vested restricted stock units that will be settled in one installment of Dow common shares after his separation from the company. Following this grant, he holds 27,492 shares directly and 10,924 shares indirectly through a corporation, with footnotes noting that the totals include previously reported restricted stock units.
Dow Inc. director Luis Alberto Moreno Mejia received an equity grant of 5,127 shares of common stock as a time-vested restricted stock unit award at a price of $0.00 per share. After this grant, he directly holds 24,716 shares of Dow common stock.
The filing also shows 4,916.063 phantom stock units, each equivalent to one Dow common share and accruing under a compensation deferral election. These phantom units are payable in cash in a lump sum or installments and do not have a conversion price, exercisable date, or expiration date.
Dow Inc. director Jeff M. Fettig reported an equity award in the form of time‑vested restricted stock units. On April 9, 2026, he acquired 5,127 units that will be settled in a single installment of Dow common shares after his separation from the company.
After this grant, Fettig directly holds 33,157 shares of Dow common stock and also has additional indirect holdings through Trust A and Trust B. The filing notes that the totals include previously reported restricted stock units, indicating this is part of his ongoing equity compensation.
DOW INC. director Samuel R. Allen reported an equity award on common stock. On April 9, 2026, he acquired 5,127 shares at $0.00 per share as a grant or award, increasing his direct holdings to 32,522 shares.
Footnotes describe these as time-vested restricted stock units to be settled in one installment of common shares following his separation, and note that the total includes previously reported restricted stock units. The filing also shows 1,329.3028 shares held indirectly in a trust.
Yohannes Daniel reported acquisition or exercise transactions in this Form 4 filing.
DOW INC. director Yohannes Daniel reported receiving a grant of 5,127 shares of common stock in the form of time-vested restricted stock units. These units will be settled in one installment of Dow common shares following his separation from the company. After this award, his directly held and previously reported restricted stock units total 34,880 shares.
Wyant Jill S reported acquisition or exercise transactions in this Form 4 filing.
Dow Inc. director Jill S. Wyant reported receiving a grant of 5,127 shares of common stock as time-vested restricted stock units. These units will be settled in one installment of Dow common shares after her separation from the company, and the total includes previously reported restricted stock units. Following this award, she directly holds 29,777 shares of Dow common stock. She also holds phantom stock units equivalent to 19,524.67 shares of common stock, accrued under a compensation deferral election and payable in cash in a lump sum or installments.
Dow Inc amended a Schedule 13G to report that The Vanguard Group beneficially owns 0 shares of Common Stock, representing 0% of the class. The filing states Vanguard implemented an internal realignment effective January 12, 2026 and now reports certain subsidiaries separately in reliance on SEC Release No. 34-39538.
Dow Inc. executive Andre Argenton reported dispositions of common stock to the company tied to tax withholding on equity awards. On February 26, the issuer withheld 688 shares of Dow common stock at $29.90 per share from his direct holdings and 103 shares at $29.90 per share from shares owned by his spouse to satisfy related tax obligations, as described in the award agreements. After these transactions, he directly owned 50,919 shares and indirectly owned 11,879 shares, which the filing notes include previously reported restricted stock units.
Dow Inc. General Counsel and Secretary Amy E. Wilson reported an issuer-related share disposition tied to tax withholding. On the transaction date, 3,718 shares of common stock were withheld by Dow at $29.90 per share to satisfy her tax obligations upon settlement of previously reported awards, as described in the footnote. After this transaction, she directly held 113,133 common shares. She also reported indirect ownership through retirement plans, with 227.721 shares held by a 401(k) Plan and 353.753 shares held by a 401(k) Plan ESOP.
Dow Inc. executive Keith Cleason reported a tax-related share disposition. On the transaction date, 686 shares of Dow common stock were disposed to the issuer at $29.90 per share to satisfy tax withholding on previously granted awards, as required by the award agreement. Following this, he directly held 57,052 common shares, and also had indirect holdings through various 401(k) and ESOP plans for himself and his spouse.