Duke Energy (DUK) SVP Kelvin Henderson reports direct and 401(k) share holdings

Rhea-AI Filing Summary

Duke Energy CORP senior vice president Kelvin Henderson filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 20,841 shares of Duke Energy common stock held directly and an additional 6,970 shares held indirectly through a 401(k) issuer stock fund.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Henderson Kelvin

(Last) (First) (Middle)

525 SOUTH TRYON STREET

(Street)

CHARLOTTE NC 28202

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2026

3. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP,ChfGenOff&EntrprisOpExcell

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	20,841	D
Common Stock	6,970	I	By 401(k)(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents interests in an issuer stock fund.

Remarks:

Exhibit List Exhibit 24 Power of Attorney

	/s/ David S. Maltz, attorney-in-fact for Kelvin Henderson	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What does Kelvin Henderson’s Form 3 filing for Duke Energy (DUK) show?

The Form 3 filing shows that senior vice president Kelvin Henderson beneficially owns 20,841 Duke Energy common shares directly and 6,970 shares indirectly through a 401(k) stock fund, establishing his initial reported ownership position as a company insider.

How many Duke Energy (DUK) shares does Kelvin Henderson hold directly?

Kelvin Henderson holds 20,841 Duke Energy common shares directly. This direct holding reflects stock registered in his own name, separate from shares held through benefit plans or other indirect ownership arrangements disclosed in the Form 3 filing.

What indirect Duke Energy (DUK) holdings does Kelvin Henderson report?

He reports indirect ownership of 6,970 Duke Energy common shares through a 401(k) plan stock fund. A footnote clarifies these represent interests in an issuer stock fund, meaning plan units whose value is tied to Duke Energy shares.

Does Kelvin Henderson’s Duke Energy (DUK) Form 3 indicate recent stock purchases or sales?

No specific purchases or sales are indicated in the Form 3. The filing functions as an initial ownership report, listing Henderson’s direct and indirect common stock holdings without showing buy or sell transaction codes or share amounts changing hands.

What role does Kelvin Henderson hold at Duke Energy (DUK) in this Form 3?

In the Form 3, Kelvin Henderson is identified as an officer of Duke Energy, serving as “SVP, ChfGenOff&EntrprisOpExcell.” This senior leadership position makes him a reporting insider required to disclose his Duke Energy common stock ownership.