Duke Energy (DUK) SVP Kelvin Henderson reports direct and 401(k) share holdings
Rhea-AI Filing Summary
Duke Energy CORP senior vice president Kelvin Henderson filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 20,841 shares of Duke Energy common stock held directly and an additional 6,970 shares held indirectly through a 401(k) issuer stock fund.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Henderson Kelvin
Role
SVP,ChfGenOff&EntrprisOpExcell
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 20,841 shares (Direct);
Common Stock — 6,970 shares (Indirect, By 401(k))
Footnotes (1)
- F1. Represents interests in an issuer stock fund.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Kelvin Henderson’s Form 3 filing for Duke Energy (DUK) show?
The Form 3 filing shows that senior vice president Kelvin Henderson beneficially owns 20,841 Duke Energy common shares directly and 6,970 shares indirectly through a 401(k) stock fund, establishing his initial reported ownership position as a company insider.
What indirect Duke Energy (DUK) holdings does Kelvin Henderson report?
He reports indirect ownership of 6,970 Duke Energy common shares through a 401(k) plan stock fund. A footnote clarifies these represent interests in an issuer stock fund, meaning plan units whose value is tied to Duke Energy shares.
Does Kelvin Henderson’s Duke Energy (DUK) Form 3 indicate recent stock purchases or sales?
No specific purchases or sales are indicated in the Form 3. The filing functions as an initial ownership report, listing Henderson’s direct and indirect common stock holdings without showing buy or sell transaction codes or share amounts changing hands.
What role does Kelvin Henderson hold at Duke Energy (DUK) in this Form 3?
In the Form 3, Kelvin Henderson is identified as an officer of Duke Energy, serving as “SVP, ChfGenOff&EntrprisOpExcell.” This senior leadership position makes him a reporting insider required to disclose his Duke Energy common stock ownership.