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Duke Energy (DUK) SVP logs 6,162 vested performance shares, tax withholding

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Duke Energy senior vice president Regis T. Repko reported equity compensation activity in company common stock. On February 5, 2026, he received 6,162 shares of common stock at $0 per share, representing vested performance shares from an award granted on February 22, 2023 and measured over a three-year period.

On the same date, 1,786 shares were withheld at a price of $123.41 per share to cover taxes due upon vesting. After these transactions, Repko directly owned 9,618 shares of Duke Energy common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Repko Regis T.

(Last) (First) (Middle)
525 S. TRYON STREET

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Duke Energy CORP [ DUK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, System Planning&Construct
3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/05/2026 A 6,162(1) A $0 11,400 D
Common Stock 02/05/2026 F 1,786(2) D $123.41 9,618 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents vested performance shares related to a performance share award granted February 22, 2023, that contained performance-vesting requirements measured over a three-year performance period and deemed satisfied on February 5, 2026.
2. Represents shares withheld to pay taxes due upon vesting of the performance shares.
Remarks:
David S. Maltz, attorney-in-fact for Regis T. Repko 02/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Duke Energy (DUK) report for Regis T. Repko?

Duke Energy reported that SVP Regis T. Repko received 6,162 shares of common stock from vested performance shares on February 5, 2026, and had 1,786 shares withheld to cover taxes, leaving him with 9,618 directly owned shares.

How many Duke Energy shares does Regis T. Repko own after this Form 4?

After the reported transactions, Regis T. Repko directly owns 9,618 Duke Energy common shares. This reflects 6,162 vested performance shares granted in 2023 and 1,786 shares withheld to satisfy tax obligations tied to that vesting event.

What is the nature of the 6,162 Duke Energy shares reported for Regis T. Repko?

The 6,162 shares are vested performance shares from an award granted on February 22, 2023. The award had performance-vesting requirements measured over a three-year period and was deemed satisfied on February 5, 2026, resulting in the share issuance.

Why were 1,786 Duke Energy shares withheld from Regis T. Repko?

The 1,786 shares were withheld to pay taxes due upon the vesting of the performance shares. The withholding occurred on February 5, 2026 at a price of $123.41 per share, reducing the net shares retained by Regis T. Repko.

What role does Regis T. Repko hold at Duke Energy (DUK)?

Regis T. Repko is an officer of Duke Energy serving as Senior Vice President, System Planning & Construct. The Form 4 identifies him as an officer, not a director or 10% owner, and reports his beneficial ownership in Duke Energy common stock.

Were Regis T. Repko’s Duke Energy shares held directly or indirectly?

All reported Duke Energy holdings for Regis T. Repko are listed as directly owned. After the February 5, 2026 performance share vesting and tax withholding, the Form 4 shows 9,618 shares of common stock held under direct ownership with no indirect entities noted.
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